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RIA

Regal Investment Advisors Portfolio holdings

AUM $1.73B
1-Year Est. Return 17.74%
This Fund
S&P 500
This Quarter Est. Return
-2.85%
1 Year Est. Return
+17.74%
3 Year Est. Return
+53.86%
5 Year Est. Return
+57.43%
10 Year Est. Return
+193.86%
AUM
$1.19B
AUM Growth
-$4.98M
Cap. Flow
+$34.9M
Cap. Flow %
2.93%
Top 10 Hldgs %
21.77%
Holding
546
New
32
Increased
246
Reduced
188
Closed
51

Top Buys

Rank Stock Value
1
IJS icon
iShares S&P Small-Cap 600 Value ETF
IJS
+$6.14M
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$4.94M
3
TFLO icon
iShares Treasury Floating Rate Bond ETF
TFLO
+$3.58M
4
PXD
Pioneer Natural Resource Co.
PXD
+$2.91M
5
EFV icon
iShares MSCI EAFE Value ETF
EFV
+$2.75M

Top Sells

Rank Stock Value
1
QQQ icon
Invesco QQQ Trust
QQQ
+$22.9M
2
SDVY icon
First Trust SMID Cap Rising Dividend Achievers ETF
SDVY
+$4.94M
3
GOVT icon
iShares US Treasury Bond ETF
GOVT
+$2.96M
4
VYMI icon
Vanguard International High Dividend Yield ETF
VYMI
+$2.08M
5
ONEQ icon
Fidelity Nasdaq Composite Index ETF
ONEQ
+$1.84M

Sector Composition

Rank Sector Weight
1 Technology 7.39%
2 Healthcare 5.35%
3 Consumer Staples 4.56%
4 Consumer Discretionary 3.82%
5 Financials 3.6%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CLX icon
126
Clorox
CLX
$12.7B
$2.58M 0.22%
19,693
+1,995
+11% +$303K
RSG icon
127
Republic Services
RSG
$65.7B
$2.56M 0.22%
17,949
-1,564
-8% -$232K
HEFA icon
128
iShares Currency Hedged MSCI EAFE ETF
HEFA
$7.76B
$2.56M 0.22%
84,974
+16,938
+25% +$513K
NTR icon
129
Nutrien
NTR
$30.7B
$2.55M 0.21%
41,342
+11,283
+38% +$714K
FIS icon
130
Fidelity National Information Services
FIS
$22.1B
$2.54M 0.21%
45,880
+14,395
+46% +$828K
SCZ icon
131
iShares MSCI EAFE Small-Cap ETF
SCZ
$13.6B
$2.53M 0.21%
44,859
+248
+0.6% +$14.6K
VWOB icon
132
Vanguard Emerging Markets Government Bond ETF
VWOB
$6.25B
$2.48M 0.21%
41,869
-2,753
-6% -$169K
AMLP icon
133
Alerian MLP ETF
AMLP
$13.1B
$2.47M 0.21%
58,491
-17,804
-23% -$731K
IBM icon
134
IBM
IBM
$224B
$2.45M 0.21%
17,437
+2,311
+15% +$329K
VXF icon
135
Vanguard Extended Market ETF
VXF
$31.9B
$2.31M 0.19%
16,135
+1,131
+8% +$170K
SHV icon
136
iShares 0-1 Year Treasury Bond ETF
SHV
$20.6B
$2.31M 0.19%
20,929
+2,717
+15% +$300K
EXPE icon
137
Expedia Group
EXPE
$37.3B
$2.29M 0.19%
22,179
+4,110
+23% +$454K
XOM icon
138
ExxonMobil
XOM
$634B
$2.25M 0.19%
19,100
-181
-0.9% -$19.9K
IBTE
139
DELISTED
iShares iBonds Dec 2024 Term Treasury ETF
IBTE
$2.19M 0.18%
91,917
-26,065
-22% -$620K
VSS icon
140
Vanguard FTSE All-World ex-US Small-Cap Index Fund
VSS
$11.9B
$2.19M 0.18%
20,626
+55
+0.3% +$6.11K
HDV
141
iShares Core High Dividend ETF
HDV
$14.8B
$2.18M 0.18%
110,440
+280
+0.3% +$5.73K
RLY icon
142
State Street Multi-Asset Real Return ETF
RLY
$1.29B
$2.16M 0.18%
80,166
+1,379
+2% +$37.7K
IWC icon
143
iShares Micro-Cap ETF
IWC
$1.5B
$2.16M 0.18%
21,540
-211
-1% -$22.8K
KMI icon
144
Kinder Morgan
KMI
$68.7B
$2.12M 0.18%
127,580
+2,194
+2% +$37.8K
VTV icon
145
Vanguard Morningstar Value ETF
VTV
$192B
$2.04M 0.17%
14,818
+2,562
+21% +$367K
LOW icon
146
Lowe's Companies
LOW
$125B
$2.02M 0.17%
9,728
+965
+11% +$217K
F icon
147
Ford
F
$55.7B
$2M 0.17%
161,076
-2,025
-1% -$26.3K
IUSV icon
148
iShares Core S&P US Value ETF
IUSV
$27.7B
$2M 0.17%
26,754
-311
-1% -$24.4K
TSLA icon
149
Tesla
TSLA
$1.3T
$1.99M 0.17%
7,961
-997
-11% -$256K
VYM icon
150
Vanguard High Dividend Yield ETF
VYM
$83.5B
$1.98M 0.17%
19,147
-1,269
-6% -$136K
4 5
6
7 8

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PAIM
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CC
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VCM
Valiant Capital Management San Francisco, California $1.74B AUM 64.05% 1-Year Est. Return
ESBC
E.S. Barr & Co Lexington, Kentucky $1.72B AUM 12.69% 1-Year Est. Return
SFI
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DF
DNCA Finance Paris, France $1.75B AUM 38.18% 1-Year Est. Return
WJA
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OMC
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Regal Investment Advisors's Q3 2023 Portfolio in Review

As of Q3 2023, Regal Investment Advisors held 546 positions worth $1.19B, down 0.42% from $1.19B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Regal Investment Advisors's Q3 2023 filing shows 32 new, 246 increased, 188 reduced and 51 closed positions. Its largest new stake was Pioneer Natural Resource Co.: 12,802 shares worth $2.94M. The largest sale was Invesco QQQ Trust, an estimated $22.9M.

By sector, the portfolio is most concentrated in Technology at 7.4% of assets, down from 7.5% a quarter earlier, followed by Healthcare and Consumer Staples.

  • Regal Investment Advisors's largest Q3 2023 buy was Pioneer Natural Resource Co.: 12,802 shares worth $2.94M.
  • Regal Investment Advisors added most to iShares S&P Small-Cap 600 Value ETF in Q3 2023, an estimated $6.14M increase.
  • Regal Investment Advisors's biggest Q3 2023 reduction was First Trust SMID Cap Rising Dividend Achievers ETF, cutting an estimated $4.94M.
  • Regal Investment Advisors fully exited Invesco QQQ Trust in Q3 2023, selling an estimated $22.9M.
  • Regal Investment Advisors's ten largest holdings make up 22% of its $1.19B portfolio in Q3 2023.
  • Regal Investment Advisors opened 32 new positions and closed 51 in Q3 2023.
  • Regal Investment Advisors's portfolio value fell 0.42% quarter-over-quarter to $1.19B.

Based on Regal Investment Advisors's 13F filing for Q3 2023, filed 13 Nov 2023.