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RIA

Regal Investment Advisors Portfolio holdings

AUM $1.73B
1-Year Est. Return 17.74%
This Fund
S&P 500
This Quarter Est. Return
+8.09%
1 Year Est. Return
+17.74%
3 Year Est. Return
+53.86%
5 Year Est. Return
+57.43%
10 Year Est. Return
+193.86%
AUM
$1.03B
AUM Growth
+$84.7M
Cap. Flow
+$15.7M
Cap. Flow %
1.52%
Top 10 Hldgs %
20.27%
Holding
527
New
48
Increased
216
Reduced
195
Closed
45

Top Buys

Rank Stock Value
1
VYMI icon
Vanguard International High Dividend Yield ETF
VYMI
+$4.29M
2
ICSH icon
iShares Ultra Short Duration Bond Active ETF
ICSH
+$3.56M
3
MBB icon
iShares MBS ETF
MBB
+$2.73M
4
VCLT icon
Vanguard Long-Term Corporate Bond ETF
VCLT
+$2.66M
5
IUSB icon
iShares Core Universal USD Bond ETF
IUSB
+$2.43M

Top Sells

Rank Stock Value
1
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$4.4M
2
VPU
Vanguard Utilities ETF
VPU
+$2.52M
3
GOVT icon
iShares US Treasury Bond ETF
GOVT
+$2.49M
4
PFF icon
iShares Preferred and Income Securities ETF
PFF
+$2.24M
5
DGRW icon
WisdomTree Trust WisdomTree US Quality Dividend Growth Fund
DGRW
+$1.98M

Sector Composition

Rank Sector Weight
1 Healthcare 6.21%
2 Technology 5.85%
3 Consumer Staples 4.96%
4 Financials 3.06%
5 Consumer Discretionary 3.05%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GNR icon
126
State Street SPDR S&P Global Natural Resources ETF
GNR
$4.87B
$1.98M 0.19%
34,740
-1,770
-5% -$99.6K
BMY icon
127
Bristol-Myers Squibb
BMY
$132B
$1.96M 0.19%
27,199
-562
-2% -$42.4K
SHYG icon
128
iShares 0-5 Year High Yield Corporate Bond ETF
SHYG
$7.6B
$1.95M 0.19%
+47,706
New +$1.95M
VXF icon
129
Vanguard Extended Market ETF
VXF
$31.9B
$1.85M 0.18%
13,960
+361
+3% +$48.9K
SO icon
130
Southern Company
SO
$107B
$1.85M 0.18%
25,888
+529
+2% +$35.4K
DVY icon
131
iShares Select Dividend ETF
DVY
$23.6B
$1.85M 0.18%
15,307
-1,110
-7% -$131K
FPE icon
132
First Trust Preferred Securities and Income ETF
FPE
$6.36B
$1.82M 0.18%
108,115
-11,601
-10% -$195K
KMI icon
133
Kinder Morgan
KMI
$68.7B
$1.79M 0.17%
99,082
+6,973
+8% +$125K
BAC icon
134
Bank of America
BAC
$442B
$1.76M 0.17%
53,070
-146
-0.3% -$5.03K
MMM icon
135
3M
MMM
$94.3B
$1.74M 0.17%
17,389
-1,319
-7% -$135K
IUSV icon
136
iShares Core S&P US Value ETF
IUSV
$27.7B
$1.74M 0.17%
24,594
+598
+2% +$41.6K
IWM icon
137
iShares Russell 2000 ETF
IWM
$81.9B
$1.71M 0.17%
9,783
-1,191
-11% -$212K
LOW icon
138
Lowe's Companies
LOW
$125B
$1.7M 0.17%
8,554
-273
-3% -$54.6K
INTC icon
139
Intel
INTC
$513B
$1.7M 0.16%
64,184
-3,257
-5% -$90.5K
MINT icon
140
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
$17.1B
$1.68M 0.16%
+17,065
New +$1.68M
FIS icon
141
Fidelity National Information Services
FIS
$22.1B
$1.63M 0.16%
+24,096
New +$1.71M
AMJ
142
DELISTED
JP Morgan Alerian MLP Index ETN 5/24/24
AMJ
$1.63M 0.16%
74,831
-1,504
-2% -$33K
CTVA icon
143
Corteva
CTVA
$51.3B
$1.6M 0.16%
27,226
-835
-3% -$52.8K
MRK icon
144
Merck
MRK
$318B
$1.54M 0.15%
13,860
+631
+5% +$64.5K
DIS icon
145
Walt Disney
DIS
$181B
$1.53M 0.15%
17,629
-11,833
-40% -$1.13M
IWF icon
146
iShares Russell 1000 Growth ETF
IWF
$128B
$1.53M 0.15%
28,540
-4,100
-13% -$226K
MTUM icon
147
iShares MSCI USA Momentum Factor ETF
MTUM
$25.5B
$1.53M 0.15%
10,452
+8,385
+406% +$1.22M
XLE icon
148
State Street Energy Select Sector SPDR ETF
XLE
$37.6B
$1.48M 0.14%
33,944
+4,084
+14% +$178K
TMO icon
149
Thermo Fisher Scientific
TMO
$220B
$1.46M 0.14%
2,658
+16
+0.6% +$8.48K
HD icon
150
Home Depot
HD
$355B
$1.46M 0.14%
4,615
+233
+5% +$71K
4 5
6
7 8

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PAIM
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CC
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VCM
Valiant Capital Management San Francisco, California $1.74B AUM 64.05% 1-Year Est. Return
ESBC
E.S. Barr & Co Lexington, Kentucky $1.72B AUM 12.69% 1-Year Est. Return
SFI
Siemens Fonds Invest Munich, Germany $1.75B AUM 26.24% 1-Year Est. Return
DF
DNCA Finance Paris, France $1.75B AUM 38.18% 1-Year Est. Return
WJA
Willis Johnson & Associates Houston, Texas $1.72B AUM 16.93% 1-Year Est. Return
OMC
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Regal Investment Advisors's Q4 2022 Portfolio in Review

As of Q4 2022, Regal Investment Advisors held 527 positions worth $1.03B, up 8.9% from $948M the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Regal Investment Advisors's Q4 2022 filing shows 48 new, 216 increased, 195 reduced and 45 closed positions. Its largest new stake was iShares Ultra Short Duration Bond Active ETF: 71,234 shares worth $3.56M. The largest sale was iShares 20+ Year Treasury Bond ETF, an estimated $4.4M.

By sector, the portfolio is most concentrated in Healthcare at 6.2% of assets, up from 5.9% a quarter earlier, followed by Technology and Consumer Staples.

  • Regal Investment Advisors's largest Q4 2022 buy was iShares Ultra Short Duration Bond Active ETF: 71,234 shares worth $3.56M.
  • Regal Investment Advisors added most to Vanguard International High Dividend Yield ETF in Q4 2022, an estimated $4.29M increase.
  • Regal Investment Advisors's biggest Q4 2022 reduction was iShares 20+ Year Treasury Bond ETF, cutting an estimated $4.4M.
  • Regal Investment Advisors fully exited Vanguard Utilities ETF in Q4 2022, selling an estimated $2.52M.
  • Regal Investment Advisors's ten largest holdings make up 20% of its $1.03B portfolio in Q4 2022.
  • Regal Investment Advisors opened 48 new positions and closed 45 in Q4 2022.
  • Regal Investment Advisors's portfolio value rose 8.9% quarter-over-quarter to $1.03B.

Based on Regal Investment Advisors's 13F filing for Q4 2022, filed 1 Mar 2023.