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RIA

Regal Investment Advisors Portfolio holdings

AUM $1.73B
1-Year Est. Return 17.74%
This Fund
S&P 500
This Quarter Est. Return
-5.8%
1 Year Est. Return
+17.74%
3 Year Est. Return
+53.86%
5 Year Est. Return
+57.43%
10 Year Est. Return
+193.86%
AUM
$948M
AUM Growth
-$12.6M
Cap. Flow
+$38.6M
Cap. Flow %
4.07%
Top 10 Hldgs %
21.07%
Holding
538
New
39
Increased
250
Reduced
164
Closed
58

Top Buys

Rank Stock Value
1
DGRW icon
WisdomTree Trust WisdomTree US Quality Dividend Growth Fund
DGRW
+$10.3M
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$7.42M
3
ITOT icon
iShares Core S&P Total US Stock Market ETF
ITOT
+$6.03M
4
VYMI icon
Vanguard International High Dividend Yield ETF
VYMI
+$5.92M
5
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$5.11M

Top Sells

Rank Stock Value
1
ACWV icon
iShares MSCI Global Min Vol Factor ETF
ACWV
+$8.02M
2
EFAV icon
iShares MSCI EAFE Min Vol Factor ETF
EFAV
+$7.36M
3
FTCS icon
First Trust Capital Strength ETF
FTCS
+$6.45M
4
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$5.22M
5
TDIV icon
First Trust NASDAQ Technology Dividend Index Fund
TDIV
+$3.72M

Sector Composition

Rank Sector Weight
1 Technology 5.97%
2 Healthcare 5.9%
3 Consumer Staples 4.66%
4 Consumer Discretionary 3.31%
5 Financials 2.8%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DVY icon
126
iShares Select Dividend ETF
DVY
$23.6B
$1.76M 0.19%
16,417
+2,441
+17% +$293K
INTC icon
127
Intel
INTC
$513B
$1.74M 0.18%
67,441
-5,838
-8% -$199K
VXF icon
128
Vanguard Extended Market ETF
VXF
$31.9B
$1.73M 0.18%
13,599
+204
+2% +$28.8K
MMM icon
129
3M
MMM
$94.3B
$1.73M 0.18%
18,708
+1,394
+8% +$153K
SO icon
130
Southern Company
SO
$107B
$1.72M 0.18%
25,359
+2,540
+11% +$192K
XOM icon
131
ExxonMobil
XOM
$634B
$1.72M 0.18%
19,736
+991
+5% +$90.5K
IWF icon
132
iShares Russell 1000 Growth ETF
IWF
$128B
$1.72M 0.18%
32,640
+384
+1% +$22.6K
LOW icon
133
Lowe's Companies
LOW
$125B
$1.66M 0.17%
8,827
+1,008
+13% +$196K
VRTX icon
134
Vertex Pharmaceuticals
VRTX
$126B
$1.65M 0.17%
5,691
+462
+9% +$133K
SHV icon
135
iShares 0-1 Year Treasury Bond ETF
SHV
$20.6B
$1.61M 0.17%
+14,668
New +$1.61M
BAC icon
136
Bank of America
BAC
$442B
$1.61M 0.17%
53,216
+59
+0.1% +$1.97K
CTVA icon
137
Corteva
CTVA
$51.3B
$1.6M 0.17%
28,061
-277
-1% -$16.1K
KMI icon
138
Kinder Morgan
KMI
$68.7B
$1.53M 0.16%
92,109
+22,431
+32% +$399K
AMJ
139
DELISTED
JP Morgan Alerian MLP Index ETN 5/24/24
AMJ
$1.53M 0.16%
76,335
+1,260
+2% +$26.4K
IUSV icon
140
iShares Core S&P US Value ETF
IUSV
$27.7B
$1.5M 0.16%
23,996
+52
+0.2% +$3.59K
OEF icon
141
iShares S&P 100 ETF
OEF
$20.5B
$1.48M 0.16%
9,105
+3,439
+61% +$624K
C icon
142
Citigroup
C
$226B
$1.43M 0.15%
34,346
-895
-3% -$44.2K
GILD icon
143
Gilead Sciences
GILD
$165B
$1.37M 0.14%
22,256
+461
+2% +$29.1K
SHM icon
144
State Street SPDR Nuveen ICE Short Term Municipal Bond ETF
SHM
$3.47B
$1.36M 0.14%
29,550
+1,242
+4% +$58.6K
UNH icon
145
UnitedHealth
UNH
$370B
$1.35M 0.14%
2,669
-175
-6% -$92K
VGLT icon
146
Vanguard Long-Term Treasury ETF
VGLT
$10.4B
$1.35M 0.14%
+21,425
New +$1.48M
TMO icon
147
Thermo Fisher Scientific
TMO
$220B
$1.34M 0.14%
2,642
-5
-0.2% -$2.8K
FM
148
DELISTED
iShares Frontier and Select EM ETF
FM
$1.3M 0.14%
53,398
+4,513
+9% +$121K
CVS icon
149
CVS Health
CVS
$122B
$1.29M 0.14%
13,492
-12,766
-49% -$1.26M
VMBS icon
150
Vanguard Mortgage-Backed Securities ETF
VMBS
$15.7B
$1.28M 0.13%
28,348
+259
+0.9% +$12.3K
4 5
6
7 8

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PAIM
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CC
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VCM
Valiant Capital Management San Francisco, California $1.74B AUM 64.05% 1-Year Est. Return
ESBC
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SFI
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DF
DNCA Finance Paris, France $1.75B AUM 38.18% 1-Year Est. Return
WJA
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OMC
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Regal Investment Advisors's Q3 2022 Portfolio in Review

As of Q3 2022, Regal Investment Advisors held 538 positions worth $948M, down 1.3% from $961M the previous quarter. Its ten largest holdings account for 21% of the portfolio.

Regal Investment Advisors deployed $38.6M of net new capital in Q3 2022, opening 39 new positions and adding to 250 existing holdings. Its largest new stake was WisdomTree Trust WisdomTree US Quality Dividend Growth Fund: 173,435 shares worth $9.35M.

By sector, the portfolio is most concentrated in Technology at 6% of assets, down from 6.7% a quarter earlier, followed by Healthcare and Consumer Staples.

On the sell side, the largest reduction was iShares MSCI Global Min Vol Factor ETF, an estimated $8.02M trimmed.

  • Regal Investment Advisors's largest Q3 2022 buy was WisdomTree Trust WisdomTree US Quality Dividend Growth Fund: 173,435 shares worth $9.35M.
  • Regal Investment Advisors added most to iShares Core S&P 500 ETF in Q3 2022, an estimated $7.42M increase.
  • Regal Investment Advisors's biggest Q3 2022 reduction was iShares MSCI Global Min Vol Factor ETF, cutting an estimated $8.02M.
  • Regal Investment Advisors fully exited iShares MSCI EAFE Min Vol Factor ETF in Q3 2022, selling an estimated $7.36M.
  • Regal Investment Advisors's ten largest holdings make up 21% of its $948M portfolio in Q3 2022.
  • Regal Investment Advisors opened 39 new positions and closed 58 in Q3 2022.
  • Regal Investment Advisors's portfolio value fell 1.3% quarter-over-quarter to $948M.

Based on Regal Investment Advisors's 13F filing for Q3 2022, filed 15 Nov 2022.