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RIA

Regal Investment Advisors Portfolio holdings

AUM $1.73B
1-Year Est. Return 17.74%
This Fund
S&P 500
This Quarter Est. Return
-3.4%
1 Year Est. Return
+17.74%
3 Year Est. Return
+53.86%
5 Year Est. Return
+57.43%
10 Year Est. Return
+193.86%
AUM
$1.09B
AUM Growth
-$39.1M
Cap. Flow
+$11.2M
Cap. Flow %
1.03%
Top 10 Hldgs %
20.8%
Holding
587
New
52
Increased
239
Reduced
220
Closed
59

Top Buys

Rank Stock Value
1
SDVY icon
First Trust SMID Cap Rising Dividend Achievers ETF
SDVY
+$9.58M
2
IQLT icon
iShares MSCI Intl Quality Factor ETF
IQLT
+$7.79M
3
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$5.71M
4
PFF icon
iShares Preferred and Income Securities ETF
PFF
+$5.63M
5
VYM icon
Vanguard High Dividend Yield ETF
VYM
+$4.88M

Top Sells

Rank Stock Value
1
JSMD icon
Janus Henderson Small/Mid Cap Growth Alpha ETF
JSMD
+$7.85M
2
FPXI icon
First Trust Exchange-Traded Fund II First Trust International Equity Opportunities ETF
FPXI
+$6.28M
3
BND icon
Vanguard Total Bond Market
BND
+$5.11M
4
EFG icon
iShares MSCI EAFE Growth ETF
EFG
+$1.94M
5
TIP icon
iShares TIPS Bond ETF
TIP
+$1.75M

Sector Composition

Rank Sector Weight
1 Technology 8.26%
2 Healthcare 5.58%
3 Consumer Staples 3.92%
4 Consumer Discretionary 3.22%
5 Financials 3.19%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IYE icon
126
iShares US Energy ETF
IYE
$1.7B
$2.04M 0.19%
49,956
-2,213
-4% -$81.6K
CLX icon
127
Clorox
CLX
$12.7B
$1.96M 0.18%
14,076
-11
-0.1% -$1.69K
MMM icon
128
3M
MMM
$94.3B
$1.85M 0.17%
14,827
-97
-0.6% -$12.9K
COP icon
129
ConocoPhillips
COP
$141B
$1.84M 0.17%
18,457
-931
-5% -$85.6K
C icon
130
Citigroup
C
$226B
$1.84M 0.17%
34,525
-4,517
-12% -$279K
QTEC icon
131
First Trust NASDAQ-100 Technology Index Fund
QTEC
$4.76B
$1.83M 0.17%
11,985
-490
-4% -$74.7K
META icon
132
Meta Platforms (Facebook)
META
$1.51T
$1.82M 0.17%
8,201
+184
+2% +$46K
IUSV icon
133
iShares Core S&P US Value ETF
IUSV
$27.7B
$1.82M 0.17%
23,944
+169
+0.7% +$12.7K
DVY icon
134
iShares Select Dividend ETF
DVY
$23.6B
$1.79M 0.16%
13,965
-135
-1% -$16.9K
KMB icon
135
Kimberly-Clark
KMB
$36.5B
$1.74M 0.16%
14,155
+373
+3% +$49.2K
CTVA icon
136
Corteva
CTVA
$51.3B
$1.7M 0.16%
29,486
-702
-2% -$35.9K
IWY icon
137
iShares Russell Top 200 Growth ETF
IWY
$16.6B
$1.68M 0.15%
10,565
+7,260
+220% +$1.13M
PNC icon
138
PNC Financial Services
PNC
$101B
$1.67M 0.15%
9,056
-1
-0% -$202
CRM icon
139
Salesforce
CRM
$158B
$1.65M 0.15%
7,785
-269
-3% -$57.9K
XOM icon
140
ExxonMobil
XOM
$634B
$1.63M 0.15%
19,741
-670
-3% -$52.1K
XYZ
141
Block Inc
XYZ
$47.5B
$1.62M 0.15%
11,949
+252
+2% +$30.5K
TMO icon
142
Thermo Fisher Scientific
TMO
$220B
$1.61M 0.15%
2,731
+70
+3% +$40.2K
UCO icon
143
ProShares Ultra Bloomberg Crude Oil
UCO
$385M
$1.6M 0.15%
41,844
+768
+2% +$24.8K
NOC icon
144
Northrop Grumman
NOC
$81.2B
$1.6M 0.15%
3,579
+30
+0.8% +$12.4K
FM
145
DELISTED
iShares Frontier and Select EM ETF
FM
$1.58M 0.15%
48,715
-810
-2% -$27.3K
LYFT icon
146
Lyft
LYFT
$6.63B
$1.58M 0.15%
41,215
+68
+0.2% +$2.66K
PARA
147
DELISTED
Paramount Global Class B
PARA
$1.58M 0.15%
41,817
-535
-1% -$18.2K
SO icon
148
Southern Company
SO
$107B
$1.53M 0.14%
21,121
+161
+0.8% +$10.9K
BLK icon
149
Blackrock
BLK
$176B
$1.53M 0.14%
2,004
-6
-0.3% -$4.69K
CMP icon
150
Compass Minerals
CMP
$1.15B
$1.53M 0.14%
24,297
-472
-2% -$26.8K
4 5
6
7 8

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CC
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VCM
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ESBC
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SFI
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DF
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WJA
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OMC
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Regal Investment Advisors's Q1 2022 Portfolio in Review

As of Q1 2022, Regal Investment Advisors held 587 positions worth $1.09B, down 3.5% from $1.13B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

Regal Investment Advisors's Q1 2022 filing shows 52 new, 239 increased, 220 reduced and 59 closed positions. Its largest new stake was First Trust SMID Cap Rising Dividend Achievers ETF: 331,887 shares worth $9.25M. The largest sale was Janus Henderson Small/Mid Cap Growth Alpha ETF, an estimated $7.85M.

By sector, the portfolio is most concentrated in Technology at 8.3% of assets, down from 9.2% a quarter earlier, followed by Healthcare and Consumer Staples.

  • Regal Investment Advisors's largest Q1 2022 buy was First Trust SMID Cap Rising Dividend Achievers ETF: 331,887 shares worth $9.25M.
  • Regal Investment Advisors added most to iShares MSCI USA Quality Factor ETF in Q1 2022, an estimated $5.71M increase.
  • Regal Investment Advisors's biggest Q1 2022 reduction was Janus Henderson Small/Mid Cap Growth Alpha ETF, cutting an estimated $7.85M.
  • Regal Investment Advisors fully exited First Trust NASDAQ Cybersecurity ETF in Q1 2022, selling an estimated $1.55M.
  • Regal Investment Advisors's ten largest holdings make up 21% of its $1.09B portfolio in Q1 2022.
  • Regal Investment Advisors opened 52 new positions and closed 59 in Q1 2022.
  • Regal Investment Advisors's portfolio value fell 3.5% quarter-over-quarter to $1.09B.

Based on Regal Investment Advisors's 13F filing for Q1 2022, filed 9 May 2022.