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RIA

Regal Investment Advisors Portfolio holdings

AUM $1.73B
1-Year Est. Return 17.74%
This Fund
S&P 500
This Quarter Est. Return
+7.15%
1 Year Est. Return
+17.74%
3 Year Est. Return
+53.86%
5 Year Est. Return
+57.43%
10 Year Est. Return
+193.86%
AUM
$1.13B
AUM Growth
+$98.4M
Cap. Flow
+$34.6M
Cap. Flow %
3.06%
Top 10 Hldgs %
20.53%
Holding
569
New
43
Increased
298
Reduced
171
Closed
34

Top Buys

Rank Stock Value
1
PFF icon
iShares Preferred and Income Securities ETF
PFF
+$3.67M
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$3.29M
3
VYM icon
Vanguard High Dividend Yield ETF
VYM
+$2.01M
4
EFAV icon
iShares MSCI EAFE Min Vol Factor ETF
EFAV
+$1.78M
5
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$1.62M

Top Sells

Rank Stock Value
1
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$2.32M
2
IXN icon
iShares Global Tech ETF
IXN
+$1.79M
3
FXD icon
First Trust Consumer Discretionary AlphaDEX Fund
FXD
+$1.33M
4
RSPD icon
Invesco S&P 500 Equal Weight Consumer Discretionary ETF
RSPD
+$1.23M
5
VUG icon
Vanguard Morningstar Growth ETF
VUG
+$1.23M

Sector Composition

Rank Sector Weight
1 Technology 9.17%
2 Healthcare 5.51%
3 Consumer Staples 3.91%
4 Consumer Discretionary 3.82%
5 Financials 3.43%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IBM icon
126
IBM
IBM
$224B
$2M 0.18%
14,961
-37
-0.2% -$4.64K
LOW icon
127
Lowe's Companies
LOW
$125B
$1.99M 0.18%
7,699
+311
+4% +$73.9K
GNR icon
128
State Street SPDR S&P Global Natural Resources ETF
GNR
$4.87B
$1.97M 0.17%
36,504
+1,492
+4% +$80K
KMB icon
129
Kimberly-Clark
KMB
$36.5B
$1.97M 0.17%
13,782
+57
+0.4% +$7.67K
CAT icon
130
Caterpillar
CAT
$387B
$1.92M 0.17%
9,305
-94
-1% -$18.9K
XYZ
131
Block Inc
XYZ
$47.5B
$1.89M 0.17%
11,697
+962
+9% +$208K
FALN icon
132
iShares Fallen Angels USD Bond ETF
FALN
$1.6B
$1.88M 0.17%
62,858
+28,760
+84% +$860K
BLK icon
133
Blackrock
BLK
$176B
$1.84M 0.16%
2,010
-325
-14% -$297K
HYD icon
134
VanEck High Yield Muni ETF
HYD
$4.4B
$1.82M 0.16%
29,171
+17,321
+146% +$1.08M
HYMB icon
135
State Street SPDR Nuveen ICE High Yield Municipal Bond ETF
HYMB
$3.36B
$1.82M 0.16%
60,522
+38,472
+174% +$1.15M
PNC icon
136
PNC Financial Services
PNC
$101B
$1.82M 0.16%
9,057
+36
+0.4% +$7.33K
IUSV icon
137
iShares Core S&P US Value ETF
IUSV
$27.7B
$1.81M 0.16%
23,775
– –
IXN icon
138
iShares Global Tech ETF
IXN
$9.26B
$1.8M 0.16%
28,032
-29,073
-51% -$1.79M
TMO icon
139
Thermo Fisher Scientific
TMO
$220B
$1.77M 0.16%
2,661
-462
-15% -$288K
LYFT icon
140
Lyft
LYFT
$6.63B
$1.76M 0.16%
41,147
+734
+2% +$34.3K
DVY icon
141
iShares Select Dividend ETF
DVY
$23.6B
$1.73M 0.15%
14,100
+578
+4% +$68.9K
BIIB icon
142
Biogen
BIIB
$30.7B
$1.72M 0.15%
7,186
+2,214
+45% +$569K
DDOG icon
143
Datadog
DDOG
$84B
$1.71M 0.15%
9,614
-9
-0.1% -$1.53K
FM
144
DELISTED
iShares Frontier and Select EM ETF
FM
$1.71M 0.15%
49,525
+4,485
+10% +$157K
IVW icon
145
iShares S&P 500 Growth ETF
IVW
$77.6B
$1.69M 0.15%
20,222
+1,649
+9% +$133K
IWP icon
146
iShares Russell Mid-Cap Growth ETF
IWP
$20.7B
$1.66M 0.15%
14,372
+11,218
+356% +$1.31M
VPU
147
Vanguard Utilities ETF
VPU
$8.44B
$1.65M 0.15%
10,523
+4,045
+62% +$597K
IMCG icon
148
iShares Morningstar Mid-Cap Growth ETF
IMCG
$4.12B
$1.63M 0.14%
+22,293
New +$1.62M
FANG icon
149
Diamondback Energy
FANG
$52.7B
$1.63M 0.14%
15,111
-3,068
-17% -$332K
AMD icon
150
Advanced Micro Devices
AMD
$789B
$1.61M 0.14%
11,224
+268
+2% +$36K
4 5
6
7 8

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PAIM
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CC
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VCM
Valiant Capital Management San Francisco, California $1.74B AUM 64.05% 1-Year Est. Return
ESBC
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SFI
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DF
DNCA Finance Paris, France $1.75B AUM 38.18% 1-Year Est. Return
WJA
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OMC
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Regal Investment Advisors's Q4 2021 Portfolio in Review

As of Q4 2021, Regal Investment Advisors held 569 positions worth $1.13B, up 9.5% from $1.03B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

Regal Investment Advisors deployed $34.6M of net new capital in Q4 2021, opening 43 new positions and adding to 298 existing holdings. Its largest new stake was iShares Morningstar Mid-Cap Growth ETF: 22,293 shares worth $1.63M.

By sector, the portfolio is most concentrated in Technology at 9.2% of assets, down from 9.2% a quarter earlier, followed by Healthcare and Consumer Staples.

On the sell side, the largest reduction was iShares 20+ Year Treasury Bond ETF, an estimated $2.32M trimmed.

  • Regal Investment Advisors's largest Q4 2021 buy was iShares Morningstar Mid-Cap Growth ETF: 22,293 shares worth $1.63M.
  • Regal Investment Advisors added most to iShares Preferred and Income Securities ETF in Q4 2021, an estimated $3.67M increase.
  • Regal Investment Advisors's biggest Q4 2021 reduction was iShares 20+ Year Treasury Bond ETF, cutting an estimated $2.32M.
  • Regal Investment Advisors fully exited Invesco S&P 500 Equal Weight Consumer Discretionary ETF in Q4 2021, selling an estimated $1.23M.
  • Regal Investment Advisors's ten largest holdings make up 21% of its $1.13B portfolio in Q4 2021.
  • Regal Investment Advisors opened 43 new positions and closed 34 in Q4 2021.
  • Regal Investment Advisors's portfolio value rose 9.5% quarter-over-quarter to $1.13B.

Based on Regal Investment Advisors's 13F filing for Q4 2021, filed 10 Feb 2022.