We are live on ! Find out more
RIA

Regal Investment Advisors Portfolio holdings

AUM $1.73B
1-Year Est. Return 17.74%
This Fund
S&P 500
This Quarter Est. Return
-1.13%
1 Year Est. Return
+17.74%
3 Year Est. Return
+53.86%
5 Year Est. Return
+57.43%
10 Year Est. Return
+193.86%
AUM
$1.03B
AUM Growth
+$33.8M
Cap. Flow
+$50.7M
Cap. Flow %
4.92%
Top 10 Hldgs %
19.46%
Holding
557
New
30
Increased
322
Reduced
147
Closed
31

Top Buys

Rank Stock Value
1
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$2.12M
2
OPTU
Optimum Communications Inc
OPTU
+$1.96M
3
PFF icon
iShares Preferred and Income Securities ETF
PFF
+$1.92M
4
ESGU icon
iShares ESG Aware MSCI USA ETF
ESGU
+$1.81M
5
KWEB icon
KraneShares CSI China Internet ETF
KWEB
+$1.65M

Top Sells

Rank Stock Value
1
RCL icon
Royal Caribbean
RCL
+$1.39M
2
IPO icon
Renaissance IPO ETF
IPO
+$1.25M
3
FSLY icon
Fastly Inc
FSLY
+$1.2M
4
FNCL icon
Fidelity MSCI Financials Index ETF
FNCL
+$1.2M
5
MAR icon
Marriott International
MAR
+$1.14M

Sector Composition

Rank Sector Weight
1 Technology 9.21%
2 Healthcare 5.36%
3 Consumer Staples 3.85%
4 Consumer Discretionary 3.8%
5 Financials 3.78%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IBM icon
126
IBM
IBM
$224B
$1.99M 0.19%
14,998
-328
-2% -$43.8K
BMY icon
127
Bristol-Myers Squibb
BMY
$132B
$1.99M 0.19%
33,622
+7,668
+30% +$505K
QTEC icon
128
First Trust NASDAQ-100 Technology Index Fund
QTEC
$4.76B
$1.96M 0.19%
12,439
-309
-2% -$50.2K
BLK icon
129
Blackrock
BLK
$176B
$1.96M 0.19%
2,335
+449
+24% +$402K
DEM icon
130
WisdomTree Emerging Markets High Dividend Fund
DEM
$3.98B
$1.95M 0.19%
44,775
+4,488
+11% +$201K
CMRC
131
Commerce.com Inc Series 1
CMRC
$184M
$1.94M 0.19%
38,370
+1,314
+4% +$80.1K
KMB icon
132
Kimberly-Clark
KMB
$36.5B
$1.82M 0.18%
13,725
+1,516
+12% +$206K
CAT icon
133
Caterpillar
CAT
$387B
$1.8M 0.18%
9,399
+1,801
+24% +$375K
GNR icon
134
State Street SPDR S&P Global Natural Resources ETF
GNR
$4.87B
$1.8M 0.17%
35,012
+3,385
+11% +$176K
TMO icon
135
Thermo Fisher Scientific
TMO
$220B
$1.78M 0.17%
3,123
+751
+32% +$412K
IWF icon
136
iShares Russell 1000 Growth ETF
IWF
$128B
$1.78M 0.17%
26,028
-2,164
-8% -$153K
PNC icon
137
PNC Financial Services
PNC
$101B
$1.76M 0.17%
9,021
+135
+2% +$25.5K
AMAT icon
138
Applied Materials
AMAT
$428B
$1.76M 0.17%
13,675
+2,503
+22% +$340K
FUBO icon
139
FuboTV Inc
FUBO
$273M
$1.75M 0.17%
6,073
+536
+10% +$175K
IVOL icon
140
Quadratic Interest Rate Volatility and Inflation Hedge ETF
IVOL
$270M
$1.75M 0.17%
62,650
+19,261
+44% +$538K
FANG icon
141
Diamondback Energy
FANG
$52.7B
$1.72M 0.17%
18,179
-699
-4% -$56.2K
JLL icon
142
Jones Lang LaSalle
JLL
$16.7B
$1.71M 0.17%
6,892
+1,717
+33% +$392K
IUSV icon
143
iShares Core S&P US Value ETF
IUSV
$27.7B
$1.69M 0.16%
23,775
– –
MCHP icon
144
Microchip Technology
MCHP
$46B
$1.64M 0.16%
21,348
+5,308
+33% +$398K
IXG icon
145
iShares Global Financials ETF
IXG
$700M
$1.64M 0.16%
20,854
-2,687
-11% -$211K
DVY icon
146
iShares Select Dividend ETF
DVY
$23.6B
$1.55M 0.15%
13,522
+597
+5% +$69.8K
BABA icon
147
Alibaba
BABA
$308B
$1.54M 0.15%
10,392
+1,324
+15% +$241K
FM
148
DELISTED
iShares Frontier and Select EM ETF
FM
$1.53M 0.15%
45,040
+2,512
+6% +$84.3K
IYE icon
149
iShares US Energy ETF
IYE
$1.7B
$1.52M 0.15%
53,796
-9,362
-15% -$252K
MPC icon
150
Marathon Petroleum
MPC
$83.7B
$1.5M 0.15%
24,353
+502
+2% +$28.9K
4 5
6
7 8

Similar funds

PAIM
Punch & Associates Investment Management Edina, Minnesota $1.73B AUM 27.65% 1-Year Est. Return
CC
Commodore Capital New York $1.73B AUM 298.96% 1-Year Est. Return
VCM
Valiant Capital Management San Francisco, California $1.74B AUM 64.05% 1-Year Est. Return
ESBC
E.S. Barr & Co Lexington, Kentucky $1.72B AUM 12.69% 1-Year Est. Return
SFI
Siemens Fonds Invest Munich, Germany $1.75B AUM 26.24% 1-Year Est. Return
DF
DNCA Finance Paris, France $1.75B AUM 38.18% 1-Year Est. Return
WJA
Willis Johnson & Associates Houston, Texas $1.72B AUM 16.93% 1-Year Est. Return
OMC
Oasis Management Company Grand Cayman, Cayman Islands $1.72B AUM 32.1% 1-Year Est. Return

Regal Investment Advisors's Q3 2021 Portfolio in Review

As of Q3 2021, Regal Investment Advisors held 557 positions worth $1.03B, up 3.4% from $997M the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Regal Investment Advisors deployed $50.7M of net new capital in Q3 2021, opening 30 new positions and adding to 322 existing holdings. Its largest new stake was Optimum Communications Inc: 67,397 shares worth $1.4M.

By sector, the portfolio is most concentrated in Technology at 9.2% of assets, down from 9.5% a quarter earlier, followed by Healthcare and Consumer Staples.

On the sell side, the largest reduction was Renaissance IPO ETF, an estimated $1.25M trimmed.

  • Regal Investment Advisors's largest Q3 2021 buy was Optimum Communications Inc: 67,397 shares worth $1.4M.
  • Regal Investment Advisors added most to iShares 20+ Year Treasury Bond ETF in Q3 2021, an estimated $2.12M increase.
  • Regal Investment Advisors's biggest Q3 2021 reduction was Renaissance IPO ETF, cutting an estimated $1.25M.
  • Regal Investment Advisors fully exited Royal Caribbean in Q3 2021, selling an estimated $1.39M.
  • Regal Investment Advisors's ten largest holdings make up 19% of its $1.03B portfolio in Q3 2021.
  • Regal Investment Advisors opened 30 new positions and closed 31 in Q3 2021.
  • Regal Investment Advisors's portfolio value rose 3.4% quarter-over-quarter to $1.03B.

Based on Regal Investment Advisors's 13F filing for Q3 2021, filed 5 Nov 2021.