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RIA

Regal Investment Advisors Portfolio holdings

AUM $1.73B
1-Year Est. Return 17.74%
This Fund
S&P 500
This Quarter Est. Return
+12.2%
1 Year Est. Return
+17.74%
3 Year Est. Return
+53.86%
5 Year Est. Return
+57.43%
10 Year Est. Return
+193.86%
AUM
$885M
AUM Growth
+$800M
Cap. Flow
+$753M
Cap. Flow %
85.12%
Top 10 Hldgs %
21.32%
Holding
468
New
440
Increased
27
Reduced
1
Closed

Top Sells

Rank Stock Value
1
IWC icon
iShares Micro-Cap ETF
IWC
+$82.9K

Sector Composition

Rank Sector Weight
1 Technology 9.22%
2 Healthcare 5.8%
3 Consumer Staples 4.83%
4 Consumer Discretionary 4.01%
5 Financials 3.27%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
CSCO icon
126
Cisco
CSCO
$479B
$1.72M 0.19%
+38,496
New +$1.58M
XES icon
127
State Street SPDR S&P Oil & Gas Equipment & Services ETF
XES
$364M
$1.69M 0.19%
+37,653
New +$1.37M
BAC icon
128
Bank of America
BAC
$442B
$1.67M 0.19%
+55,011
New +$1.47M
EFAV icon
129
iShares MSCI EAFE Min Vol Factor ETF
EFAV
$5.51B
$1.64M 0.19%
+22,327
New +$1.57M
FXO icon
130
First Trust Financials AlphaDEX Fund
FXO
$1.14B
$1.63M 0.18%
+47,631
New +$1.46M
VCIT icon
131
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
$67.8B
$1.63M 0.18%
+16,797
New +$1.62M
IUSV icon
132
iShares Core S&P US Value ETF
IUSV
$27.7B
$1.63M 0.18%
+26,125
New +$1.53M
CTVA icon
133
Corteva
CTVA
$51.3B
$1.6M 0.18%
+41,225
New +$1.47M
IBM icon
134
IBM
IBM
$224B
$1.59M 0.18%
+13,230
New +$1.53M
IGSB icon
135
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
$23.3B
$1.59M 0.18%
+28,777
New +$1.58M
IXN icon
136
iShares Global Tech ETF
IXN
$9.26B
$1.58M 0.18%
+31,518
New +$1.46M
LYFT icon
137
Lyft
LYFT
$6.63B
$1.56M 0.18%
+31,695
New +$1.15M
GNR icon
138
State Street SPDR S&P Global Natural Resources ETF
GNR
$4.87B
$1.55M 0.18%
34,727
+1,369
+4% +$56.5K
LEG icon
139
Leggett & Platt
LEG
$1.31B
$1.52M 0.17%
+34,235
New +$1.47M
HD icon
140
Home Depot
HD
$355B
$1.5M 0.17%
+5,655
New +$1.55M
STZ icon
141
Constellation Brands
STZ
$23.2B
$1.5M 0.17%
+6,853
New +$1.35M
GWRE icon
142
Guidewire Software
GWRE
$14.2B
$1.47M 0.17%
+11,425
New +$1.3M
BWA icon
143
BorgWarner
BWA
$13.9B
$1.46M 0.16%
+42,870
New +$1.45M
FTSM icon
144
First Trust Enhanced Short Maturity ETF
FTSM
$6.54B
$1.4M 0.16%
+23,300
New +$1.4M
F icon
145
Ford
F
$55.7B
$1.35M 0.15%
+153,589
New +$1.29M
IVW icon
146
iShares S&P 500 Growth ETF
IVW
$77.6B
$1.32M 0.15%
+20,743
New +$1.26M
OEF icon
147
iShares S&P 100 ETF
OEF
$20.5B
$1.32M 0.15%
+7,678
New +$1.25M
JLL icon
148
Jones Lang LaSalle
JLL
$16.7B
$1.31M 0.15%
+8,800
New +$1.13M
PNC icon
149
PNC Financial Services
PNC
$101B
$1.3M 0.15%
+8,702
New +$1.11M
CMP icon
150
Compass Minerals
CMP
$1.15B
$1.29M 0.15%
+20,978
New +$1.3M

Similar funds

Regal Investment Advisors's Q4 2020 Portfolio in Review

As of Q4 2020, Regal Investment Advisors held 468 positions worth $885M, up 945% from $84.6M the previous quarter. Its ten largest holdings account for 21% of the portfolio.

Regal Investment Advisors deployed $753M of net new capital in Q4 2020, opening 440 new positions and adding to 27 existing holdings. Its largest new stake was First Trust Capital Strength ETF: 289,257 shares worth $19.5M.

By sector, the portfolio is most concentrated in Technology at 9.2% of assets, up from 0% a quarter earlier, followed by Healthcare and Consumer Staples.

On the sell side, the largest reduction was iShares Micro-Cap ETF, an estimated $82.9K trimmed.

  • Regal Investment Advisors's largest Q4 2020 buy was First Trust Capital Strength ETF: 289,257 shares worth $19.5M.
  • Regal Investment Advisors added most to iShares Core S&P 500 ETF in Q4 2020, an estimated $35M increase.
  • Regal Investment Advisors's biggest Q4 2020 reduction was iShares Micro-Cap ETF, cutting an estimated $82.9K.
  • Regal Investment Advisors's ten largest holdings make up 21% of its $885M portfolio in Q4 2020.
  • Regal Investment Advisors opened 440 new positions and closed 0 in Q4 2020.
  • Regal Investment Advisors's portfolio value rose 945% quarter-over-quarter to $885M.

Based on Regal Investment Advisors's 13F filing for Q4 2020, filed 12 Feb 2021.