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RIA

Regal Investment Advisors Portfolio holdings

AUM $1.73B
1-Year Est. Return 17.74%
This Fund
S&P 500
This Quarter Est. Return
-15.8%
1 Year Est. Return
+17.74%
3 Year Est. Return
+53.86%
5 Year Est. Return
+57.43%
10 Year Est. Return
+193.86%
AUM
$68.1M
AUM Growth
-$488M
Cap. Flow
-$472M
Cap. Flow %
-692.75%
Top 10 Hldgs %
70.36%
Holding
344
New
–
Increased
5
Reduced
22
Closed
317

Top Buys

Rank Stock Value
1
SCHD icon
Schwab US Dividend Equity ETF
SCHD
+$386K
2
GNR icon
State Street SPDR S&P Global Natural Resources ETF
GNR
+$19.4K
3
FM
iShares Frontier and Select EM ETF
FM
+$14.9K
4
VWOB icon
Vanguard Emerging Markets Government Bond ETF
VWOB
+$12.4K
5
HYMB icon
State Street SPDR Nuveen ICE High Yield Municipal Bond ETF
HYMB
+$9.71K

Top Sells

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$14.8M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$11.6M
3
AAPL icon
Apple
AAPL
+$9.63M
4
PG icon
Procter & Gamble
PG
+$9.52M
5
MSFT icon
Microsoft
MSFT
+$9.09M

Sector Composition

Rank Sector Weight
1 Communication Services 0%
2 Consumer Discretionary 0%
3 Consumer Staples 0%
4 Energy 0%
5 Financials 0%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FXO icon
126
First Trust Financials AlphaDEX Fund
FXO
$1.14B
– –
-23,405
Closed -$784K
FXR icon
127
First Trust Industrials/Producer Durables AlphaDEX Fund
FXR
$770M
– –
-13,495
Closed -$609K
FXU icon
128
First Trust Utilities AlphaDEX Fund
FXU
$825M
– –
-12,967
Closed -$379K
FYX icon
129
First Trust Small Cap Core AlphaDEX Fund
FYX
$1.41B
– –
-53,165
Closed -$3.45M
GE icon
130
GE Aerospace
GE
$384B
– –
-14,630
Closed -$814K
GGB icon
131
Gerdau
GGB
$9.7B
– –
-17,010
Closed -$66K
GILD icon
132
Gilead Sciences
GILD
$165B
– –
-29,373
Closed -$1.91M
GIS icon
133
General Mills
GIS
$19.7B
– –
-48,642
Closed -$2.6M
GLD icon
134
SPDR Gold Trust
GLD
$142B
– –
-22,227
Closed -$3.18M
GM icon
135
General Motors
GM
$76.8B
– –
-7,344
Closed -$269K
GOOG icon
136
Alphabet (Google) Class C
GOOG
$4.32T
– –
-4,180
Closed -$279K
GOOGL icon
137
Alphabet (Google) Class A
GOOGL
$4.33T
– –
-10,620
Closed -$711K
GPC icon
138
Genuine Parts
GPC
$18.7B
– –
-2,924
Closed -$311K
GREK
139
Global X MSCI Greece ETF
GREK
$329M
– –
-7,164
Closed -$218K
GS icon
140
Goldman Sachs
GS
$303B
– –
-2,064
Closed -$475K
GSBD icon
141
Goldman Sachs BDC
GSBD
$1.1B
– –
-16,400
Closed -$349K
GSK icon
142
GSK
GSK
$106B
– –
-12,193
Closed -$716K
GVI icon
143
iShares Intermediate Government/Credit Bond ETF
GVI
$3.8B
– –
-2,205
Closed -$248K
GWRE icon
144
Guidewire Software
GWRE
$14.2B
– –
-19,254
Closed -$2.11M
HBAN icon
145
Huntington Bancshares
HBAN
$35.5B
– –
-24,109
Closed -$364K
HD icon
146
Home Depot
HD
$355B
– –
-2,667
Closed -$582K
HDV
147
iShares Core High Dividend ETF
HDV
$14.8B
– –
-94,500
Closed -$1.85M
HON icon
148
Honeywell
HON
$78B
– –
-1,536
Closed -$256K
HQY icon
149
HealthEquity
HQY
$8.75B
– –
-3,507
Closed -$260K
HYD icon
150
VanEck High Yield Muni ETF
HYD
$4.4B
– –
-9,912
Closed -$635K
4 5
6
7 8

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PAIM
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CC
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VCM
Valiant Capital Management San Francisco, California $1.74B AUM 64.05% 1-Year Est. Return
ESBC
E.S. Barr & Co Lexington, Kentucky $1.72B AUM 12.69% 1-Year Est. Return
SFI
Siemens Fonds Invest Munich, Germany $1.75B AUM 26.24% 1-Year Est. Return
DF
DNCA Finance Paris, France $1.75B AUM 38.18% 1-Year Est. Return
WJA
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OMC
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Regal Investment Advisors's Q1 2020 Portfolio in Review

As of Q1 2020, Regal Investment Advisors held 344 positions worth $68.1M, down 88% from $556M the previous quarter. Its ten largest holdings account for 70% of the portfolio.

Regal Investment Advisors withdrew a net $472M in Q1 2020, closing 317 positions and reducing 22 holdings. Its most notable exit was State Street SPDR S&P 500 ETF Trust, an estimated $11.6M position sold in full.

By sector, the portfolio is most concentrated in Communication Services at 0% of assets, down from 3.7% a quarter earlier, followed by Consumer Discretionary and Consumer Staples.

Against the trend, Regal Investment Advisors added an estimated $386K to Schwab US Dividend Equity ETF.

  • Regal Investment Advisors added most to Schwab US Dividend Equity ETF in Q1 2020, an estimated $386K increase.
  • Regal Investment Advisors's biggest Q1 2020 reduction was iShares Core S&P 500 ETF, cutting an estimated $14.8M.
  • Regal Investment Advisors fully exited State Street SPDR S&P 500 ETF Trust in Q1 2020, selling an estimated $11.6M.
  • Regal Investment Advisors's ten largest holdings make up 70% of its $68.1M portfolio in Q1 2020.
  • Regal Investment Advisors opened 0 new positions and closed 317 in Q1 2020.
  • Regal Investment Advisors's portfolio value fell 88% quarter-over-quarter to $68.1M.

Based on Regal Investment Advisors's 13F filing for Q1 2020, filed 12 May 2020.