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RIA

Regal Investment Advisors Portfolio holdings

AUM $1.73B
1-Year Est. Return 17.74%
This Fund
S&P 500
This Quarter Est. Return
+6.85%
1 Year Est. Return
+17.74%
3 Year Est. Return
+53.86%
5 Year Est. Return
+57.43%
10 Year Est. Return
+193.86%
AUM
$556M
AUM Growth
+$43.5M
Cap. Flow
+$11M
Cap. Flow %
1.98%
Top 10 Hldgs %
20.2%
Holding
361
New
43
Increased
151
Reduced
131
Closed
17

Top Buys

Rank Stock Value
1
XOM icon
ExxonMobil
XOM
+$2.03M
2
PFE icon
Pfizer
PFE
+$1.96M
3
PJAN icon
Innovator US Equity Power Buffer ETF January
PJAN
+$1.23M
4
OUSA icon
ALPS O'Shares U.S. Quality Dividend ETF
OUSA
+$746K
5
YYY icon
Amplify CEF High Income ETF
YYY
+$658K

Top Sells

Rank Stock Value
1
CAH icon
Cardinal Health
CAH
+$1.74M
2
PARA
Paramount Global Class B
PARA
+$1.52M
3
BOCT icon
Innovator US Equity Buffer ETF October
BOCT
+$1.28M
4
UUP icon
Invesco DB US Dollar Index Bullish Fund
UUP
+$886K
5
RSPU icon
Invesco S&P 500 Equal Weight Utilities ETF
RSPU
+$634K

Sector Composition

Rank Sector Weight
1 Healthcare 8.38%
2 Technology 7.43%
3 Consumer Staples 6.43%
4 Industrials 4.63%
5 Utilities 3.71%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DD icon
126
DuPont de Nemours
DD
$19.2B
$1.15M 0.21%
14,302
-2,579
-15% -$214K
STLD icon
127
Steel Dynamics
STLD
$37.6B
$1.12M 0.2%
32,789
+20
+0.1% +$638
TDIV icon
128
First Trust NASDAQ Technology Dividend Index Fund
TDIV
$4.44B
$1.09M 0.2%
25,272
-313
-1% -$12.9K
FM
129
DELISTED
iShares Frontier and Select EM ETF
FM
$1.05M 0.19%
34,714
+1,553
+5% +$44.9K
SHM icon
130
State Street SPDR Nuveen ICE Short Term Municipal Bond ETF
SHM
$3.47B
$1M 0.18%
20,427
+868
+4% +$42.6K
FITB
131
Fifth Third Bancorp
FITB
$51.8B
$984K 0.18%
32,004
-771
-2% -$22.6K
STOR
132
DELISTED
STORE Capital Corporation
STOR
$967K 0.17%
25,961
+40
+0.2% +$1.55K
VMBS icon
133
Vanguard Mortgage-Backed Securities ETF
VMBS
$15.5B
$962K 0.17%
18,090
+1,739
+11% +$92.5K
DOW icon
134
Dow Inc
DOW
$21.2B
$932K 0.17%
17,030
-4,550
-21% -$235K
FXG icon
135
First Trust Consumer Staples AlphaDEX Fund
FXG
$227M
$923K 0.17%
18,449
-15
-0.1% -$725
DVY icon
136
iShares Select Dividend ETF
DVY
$23.6B
$912K 0.16%
8,634
+611
+8% +$62.9K
ETR icon
137
Entergy
ETR
$50B
$911K 0.16%
15,206
+206
+1% +$12.1K
BA icon
138
Boeing
BA
$185B
$908K 0.16%
2,788
+34
+1% +$12K
REM icon
139
iShares Mortgage Real Estate ETF
REM
$548M
$907K 0.16%
20,373
-3,469
-15% -$150K
SO icon
140
Southern Company
SO
$107B
$893K 0.16%
14,024
+1,927
+16% +$119K
PBP icon
141
Invesco S&P 500 BuyWrite ETF
PBP
$362M
$892K 0.16%
41,391
-6,838
-14% -$151K
CSCO icon
142
Cisco
CSCO
$479B
$891K 0.16%
18,585
+2,512
+16% +$117K
VBR icon
143
Vanguard Morningstar Small-Cap Value ETF
VBR
$37.9B
$886K 0.16%
6,467
+983
+18% +$130K
BNDX icon
144
Vanguard Total International Bond ETF
BNDX
$82.2B
$869K 0.16%
15,361
-227
-1% -$13.2K
SPY icon
145
CALL
State Street SPDR S&P 500 ETF Trust
SPY
$823B
$869K 0.16%
+2,700
New +$831K
VCIT icon
146
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
$66.3B
$861K 0.15%
9,423
-2,471
-21% -$225K
ISHG icon
147
iShares 1-3 Year International Treasury Bond ETF
ISHG
$832M
$849K 0.15%
10,708
+1,037
+11% +$81.3K
GE icon
148
GE Aerospace
GE
$384B
$814K 0.15%
14,630
-1,926
-12% -$99.5K
FXH icon
149
First Trust Health Care AlphaDEX Fund
FXH
$1.08B
$813K 0.15%
9,652
-115
-1% -$9.11K
EXC icon
150
Exelon
EXC
$47B
$804K 0.14%
24,720
+6
+0% +$194
4 5
6
7 8

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PAIM
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CC
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VCM
Valiant Capital Management San Francisco, California $1.74B AUM 64.05% 1-Year Est. Return
ESBC
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SFI
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DF
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WJA
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OMC
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Regal Investment Advisors's Q4 2019 Portfolio in Review

As of Q4 2019, Regal Investment Advisors held 361 positions worth $556M, up 8.5% from $512M the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Regal Investment Advisors's Q4 2019 filing shows 43 new, 151 increased, 131 reduced and 17 closed positions. Its largest new stake was Innovator US Equity Power Buffer ETF January: 43,880 shares worth $1.25M. The largest sale was Cardinal Health, an estimated $1.74M.

By sector, the portfolio is most concentrated in Healthcare at 8.4% of assets, up from 8.1% a quarter earlier, followed by Technology and Consumer Staples.

  • Regal Investment Advisors's largest Q4 2019 buy was Innovator US Equity Power Buffer ETF January: 43,880 shares worth $1.25M.
  • Regal Investment Advisors added most to ExxonMobil in Q4 2019, an estimated $2.03M increase.
  • Regal Investment Advisors's biggest Q4 2019 reduction was Sysco, cutting an estimated $618K.
  • Regal Investment Advisors fully exited Cardinal Health in Q4 2019, selling an estimated $1.74M.
  • Regal Investment Advisors's ten largest holdings make up 20% of its $556M portfolio in Q4 2019.
  • Regal Investment Advisors opened 43 new positions and closed 17 in Q4 2019.
  • Regal Investment Advisors's portfolio value rose 8.5% quarter-over-quarter to $556M.

Based on Regal Investment Advisors's 13F filing for Q4 2019, filed 29 Jan 2020.