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RIA

Regal Investment Advisors Portfolio holdings

AUM $1.73B
1-Year Est. Return 17.74%
This Fund
S&P 500
This Quarter Est. Return
+1.81%
1 Year Est. Return
+17.74%
3 Year Est. Return
+53.86%
5 Year Est. Return
+57.43%
10 Year Est. Return
+193.86%
AUM
$512M
AUM Growth
-$811K
Cap. Flow
-$5.23M
Cap. Flow %
-1.02%
Top 10 Hldgs %
20.61%
Holding
342
New
31
Increased
120
Reduced
151
Closed
24

Top Buys

Rank Stock Value
1
SPYV icon
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
+$2.42M
2
CVS icon
CVS Health
CVS
+$1.98M
3
GILD icon
Gilead Sciences
GILD
+$1.95M
4
JLL icon
Jones Lang LaSalle
JLL
+$1.9M
5
TEN
Tenneco Inc. Class A Voting Common Stock
TEN
+$1.72M

Top Sells

Rank Stock Value
1
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$2.76M
2
AZO icon
AutoZone
AZO
+$2.53M
3
HF
HFF Inc.
HF
+$2.04M
4
MCK icon
McKesson
MCK
+$1.76M
5
BNY
Bank of New York Mellon
BNY
+$1.63M

Sector Composition

Rank Sector Weight
1 Healthcare 8.1%
2 Technology 7.06%
3 Consumer Staples 6.95%
4 Industrials 4.8%
5 Utilities 4.15%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PNC icon
126
PNC Financial Services
PNC
$101B
$1.16M 0.23%
8,293
+4
+0% +$543
VTIP icon
127
Vanguard Short-Term Inflation-Protected Securities Index Fund
VTIP
$19.1B
$1.13M 0.22%
23,013
+765
+3% +$37.8K
VCIT icon
128
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
$66.3B
$1.08M 0.21%
11,894
+611
+5% +$55.3K
BA icon
129
Boeing
BA
$185B
$1.05M 0.2%
2,754
+51
+2% +$18.2K
PBP icon
130
Invesco S&P 500 BuyWrite ETF
PBP
$362M
$1.04M 0.2%
48,229
+1,932
+4% +$41.9K
DOW icon
131
Dow Inc
DOW
$21.2B
$1.03M 0.2%
21,580
-1,769
-8% -$82.8K
TDIV icon
132
First Trust NASDAQ Technology Dividend Index Fund
TDIV
$4.44B
$1.03M 0.2%
25,585
+1,007
+4% +$39.8K
REM icon
133
iShares Mortgage Real Estate ETF
REM
$548M
$1M 0.2%
23,842
+3,317
+16% +$140K
STLD icon
134
Steel Dynamics
STLD
$37.6B
$977K 0.19%
32,769
+19
+0.1% +$561
STOR
135
DELISTED
STORE Capital Corporation
STOR
$970K 0.19%
+25,921
New +$928K
SHM icon
136
State Street SPDR Nuveen ICE Short Term Municipal Bond ETF
SHM
$3.47B
$958K 0.19%
19,559
+328
+2% +$16.1K
FM
137
DELISTED
iShares Frontier and Select EM ETF
FM
$933K 0.18%
33,161
-3,339
-9% -$97.3K
BNDX icon
138
Vanguard Total International Bond ETF
BNDX
$82.2B
$917K 0.18%
15,588
+3,570
+30% +$208K
FITB
139
Fifth Third Bancorp
FITB
$51.8B
$897K 0.18%
32,775
+3,203
+11% +$87.8K
NVDA icon
140
NVIDIA
NVDA
$5.42T
$896K 0.17%
205,800
+24,880
+14% +$105K
FXG icon
141
First Trust Consumer Staples AlphaDEX Fund
FXG
$227M
$892K 0.17%
18,464
– –
UUP icon
142
Invesco DB US Dollar Index Bullish Fund
UUP
$422M
$886K 0.17%
32,683
+136
+0.4% +$3.62K
ETR icon
143
Entergy
ETR
$50B
$880K 0.17%
15,000
-1,242
-8% -$67.9K
VMBS icon
144
Vanguard Mortgage-Backed Securities ETF
VMBS
$15.5B
$871K 0.17%
16,351
+5,618
+52% +$298K
VPU
145
Vanguard Utilities ETF
VPU
$8.36B
$868K 0.17%
6,045
-1,459
-19% -$200K
EXC icon
146
Exelon
EXC
$47B
$852K 0.17%
24,714
-1,817
-7% -$61K
DVY icon
147
iShares Select Dividend ETF
DVY
$23.6B
$818K 0.16%
8,023
+136
+2% +$13.6K
CSCO icon
148
Cisco
CSCO
$479B
$794K 0.15%
16,073
-352
-2% -$18.3K
NS
149
DELISTED
NuStar Energy L.P.
NS
$793K 0.15%
+28,014
New +$780K
SPYD icon
150
State Street SPDR Portfolio S&P 500 High Dividend ETF
SPYD
$8.78B
$778K 0.15%
20,482
-5,381
-21% -$201K
4 5
6
7 8

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VCM
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ESBC
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SFI
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Regal Investment Advisors's Q3 2019 Portfolio in Review

As of Q3 2019, Regal Investment Advisors held 342 positions worth $512M, down 0.16% from $513M the previous quarter. Its ten largest holdings account for 21% of the portfolio.

Regal Investment Advisors's Q3 2019 filing shows 31 new, 120 increased, 151 reduced and 24 closed positions. Its largest new stake was Gilead Sciences: 29,806 shares worth $1.89M. The largest sale was State Street SPDR Portfolio S&P 500 Growth ETF, an estimated $2.76M.

By sector, the portfolio is most concentrated in Healthcare at 8.1% of assets, up from 8% a quarter earlier, followed by Technology and Consumer Staples.

  • Regal Investment Advisors's largest Q3 2019 buy was Gilead Sciences: 29,806 shares worth $1.89M.
  • Regal Investment Advisors added most to State Street SPDR Portfolio S&P 500 Value ETF in Q3 2019, an estimated $2.42M increase.
  • Regal Investment Advisors's biggest Q3 2019 reduction was State Street SPDR Portfolio S&P 500 Growth ETF, cutting an estimated $2.76M.
  • Regal Investment Advisors fully exited AutoZone in Q3 2019, selling an estimated $2.53M.
  • Regal Investment Advisors's ten largest holdings make up 21% of its $512M portfolio in Q3 2019.
  • Regal Investment Advisors opened 31 new positions and closed 24 in Q3 2019.
  • Regal Investment Advisors's portfolio value fell 0.16% quarter-over-quarter to $512M.

Based on Regal Investment Advisors's 13F filing for Q3 2019, filed 15 Nov 2019.