We are live on ! Find out more
RIA

Regal Investment Advisors Portfolio holdings

AUM $1.73B
1-Year Est. Return 17.74%
This Fund
S&P 500
This Quarter Est. Return
-10.37%
1 Year Est. Return
+17.74%
3 Year Est. Return
+53.86%
5 Year Est. Return
+57.43%
10 Year Est. Return
+193.86%
AUM
$456M
AUM Growth
-$18.6M
Cap. Flow
+$32.9M
Cap. Flow %
7.21%
Top 10 Hldgs %
19.04%
Holding
386
New
67
Increased
163
Reduced
91
Closed
53

Top Buys

Rank Stock Value
1
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$3.41M
2
LZB icon
La-Z-Boy
LZB
+$3.28M
3
HYLS icon
First Trust Exchange-Traded Fund IV First Trust Tactical High Yield ETF
HYLS
+$2.22M
4
CAT icon
Caterpillar
CAT
+$2.21M
5
EMR icon
Emerson Electric
EMR
+$2.17M

Top Sells

Rank Stock Value
1
ICPT
Intercept Pharmaceuticals, Inc.
ICPT
+$3.37M
2
HUM icon
Humana
HUM
+$2.36M
3
ESRX
Express Scripts Holding Company
ESRX
+$2.33M
4
AVX
AVX Corporation
AVX
+$2.14M
5
FLOT icon
iShares Floating Rate Bond ETF
FLOT
+$1.95M

Sector Composition

Rank Sector Weight
1 Healthcare 8.31%
2 Technology 6.97%
3 Consumer Staples 5.7%
4 Industrials 4.58%
5 Consumer Discretionary 4.21%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SPYM
126
State Street SPDR Portfolio S&P 500 ETF
SPYM
$168B
$1M 0.22%
34,229
+11,716
+52% +$369K
QTEC icon
127
First Trust NASDAQ-100 Technology Index Fund
QTEC
$4.83B
$963K 0.21%
14,143
-3,090
-18% -$222K
SPYD icon
128
State Street SPDR Portfolio S&P 500 High Dividend ETF
SPYD
$8.78B
$955K 0.21%
28,030
-8,591
-23% -$314K
SHM icon
129
State Street SPDR Nuveen ICE Short Term Municipal Bond ETF
SHM
$3.47B
$934K 0.2%
19,425
+2,607
+16% +$124K
BNDX icon
130
Vanguard Total International Bond ETF
BNDX
$82.2B
$911K 0.2%
16,792
+1,765
+12% +$96.3K
STLD icon
131
Steel Dynamics
STLD
$37.6B
$908K 0.2%
30,220
+25,009
+480% +$945K
RSPH icon
132
Invesco S&P 500 Equal Weight Health Care ETF
RSPH
$784M
$906K 0.2%
+51,010
New +$969K
RSPT icon
133
Invesco S&P 500 Equal Weight Technology ETF
RSPT
$5.87B
$905K 0.2%
+64,270
New +$973K
LEG icon
134
Leggett & Platt
LEG
$1.31B
$899K 0.2%
25,092
+2,356
+10% +$89.6K
FM
135
DELISTED
iShares Frontier and Select EM ETF
FM
$896K 0.2%
34,271
+487
+1% +$13.3K
IWM icon
136
iShares Russell 2000 ETF
IWM
$83B
$893K 0.2%
6,672
-8,222
-55% -$1.23M
AGGY icon
137
WisdomTree Yield Enhanced US Aggregate Bond Fund
AGGY
$926M
$890K 0.2%
18,458
+7,141
+63% +$341K
DVY icon
138
iShares Select Dividend ETF
DVY
$23.6B
$886K 0.19%
9,921
+1,142
+13% +$109K
EXC icon
139
Exelon
EXC
$47B
$863K 0.19%
26,819
-14
-0.1% -$448
MRK icon
140
Merck
MRK
$318B
$805K 0.18%
11,044
+2,468
+29% +$174K
FXG icon
141
First Trust Consumer Staples AlphaDEX Fund
FXG
$227M
$800K 0.18%
18,956
+11,956
+171% +$550K
PBP icon
142
Invesco S&P 500 BuyWrite ETF
PBP
$362M
$782K 0.17%
39,613
+525
+1% +$11.2K
VYM icon
143
Vanguard High Dividend Yield ETF
VYM
$82.8B
$779K 0.17%
9,983
+6,440
+182% +$537K
SPDW icon
144
State Street SPDR Portfolio Developed World ex-US ETF
SPDW
$41.6B
$742K 0.16%
28,039
+10,247
+58% +$289K
GE icon
145
GE Aerospace
GE
$384B
$739K 0.16%
20,372
+31
+0.2% +$1.4K
SHY icon
146
iShares 1-3 Year Treasury Bond ETF
SHY
$25.1B
$738K 0.16%
+8,821
New +$733K
CSCO icon
147
Cisco
CSCO
$479B
$737K 0.16%
17,016
+863
+5% +$39.5K
HD icon
148
Home Depot
HD
$355B
$732K 0.16%
4,263
+50
+1% +$8.97K
EPS icon
149
WisdomTree US LargeCap Fund
EPS
$1.65B
$731K 0.16%
25,910
+7,301
+39% +$223K
NS
150
DELISTED
NuStar Energy L.P.
NS
– –
0
– –
4 5
6
7 8

Similar funds

PAIM
Punch & Associates Investment Management Edina, Minnesota $1.73B AUM 27.65% 1-Year Est. Return
CC
Commodore Capital New York $1.73B AUM 298.96% 1-Year Est. Return
VCM
Valiant Capital Management San Francisco, California $1.74B AUM 64.05% 1-Year Est. Return
ESBC
E.S. Barr & Co Lexington, Kentucky $1.72B AUM 12.69% 1-Year Est. Return
SFI
Siemens Fonds Invest Munich, Germany $1.75B AUM 26.24% 1-Year Est. Return
DF
DNCA Finance Paris, France $1.75B AUM 38.18% 1-Year Est. Return
WJA
Willis Johnson & Associates Houston, Texas $1.72B AUM 16.93% 1-Year Est. Return
OMC
Oasis Management Company Grand Cayman, Cayman Islands $1.72B AUM 32.1% 1-Year Est. Return

Regal Investment Advisors's Q4 2018 Portfolio in Review

As of Q4 2018, Regal Investment Advisors held 386 positions worth $456M, down 3.9% from $475M the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Regal Investment Advisors deployed $32.9M of net new capital in Q4 2018, opening 67 new positions and adding to 163 existing holdings. Its largest new stake was iShares 7-10 Year Treasury Bond ETF: 33,699 shares worth $3.51M.

By sector, the portfolio is most concentrated in Healthcare at 8.3% of assets, down from 8.8% a quarter earlier, followed by Technology and Consumer Staples.

On the sell side, the largest reduction was iShares Floating Rate Bond ETF, an estimated $1.95M trimmed.

  • Regal Investment Advisors's largest Q4 2018 buy was iShares 7-10 Year Treasury Bond ETF: 33,699 shares worth $3.51M.
  • Regal Investment Advisors added most to First Trust Exchange-Traded Fund IV First Trust Tactical High Yield ETF in Q4 2018, an estimated $2.22M increase.
  • Regal Investment Advisors's biggest Q4 2018 reduction was iShares Floating Rate Bond ETF, cutting an estimated $1.95M.
  • Regal Investment Advisors fully exited Intercept Pharmaceuticals, Inc. in Q4 2018, selling an estimated $3.37M.
  • Regal Investment Advisors's ten largest holdings make up 19% of its $456M portfolio in Q4 2018.
  • Regal Investment Advisors opened 67 new positions and closed 53 in Q4 2018.
  • Regal Investment Advisors's portfolio value fell 3.9% quarter-over-quarter to $456M.

Based on Regal Investment Advisors's 13F filing for Q4 2018, filed 4 Feb 2019.