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RIA

Regal Investment Advisors Portfolio holdings

AUM $1.73B
1-Year Est. Return 17.74%
This Fund
S&P 500
This Quarter Est. Return
+5.02%
1 Year Est. Return
+17.74%
3 Year Est. Return
+53.86%
5 Year Est. Return
+57.43%
10 Year Est. Return
+193.86%
AUM
$475M
AUM Growth
+$146M
Cap. Flow
+$131M
Cap. Flow %
27.62%
Top 10 Hldgs %
19.25%
Holding
348
New
87
Increased
181
Reduced
41
Closed
29

Top Buys

Rank Stock Value
1
AOA icon
iShares Core 80/20 Aggressive Allocation ETF
AOA
+$7.24M
2
AOR icon
iShares Core 60/40 Balanced Allocation ETF
AOR
+$5.26M
3
IVV icon
iShares Core S&P 500 ETF
IVV
+$4.28M
4
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$4.06M
5
VEA icon
Vanguard FTSE Developed Markets ETF
VEA
+$3.35M

Top Sells

Rank Stock Value
1
LZB icon
La-Z-Boy
LZB
+$2.82M
2
ANDV
Andeavor
ANDV
+$2.22M
3
MA icon
Mastercard
MA
+$2.2M
4
ORLY icon
O'Reilly Automotive
ORLY
+$2.07M
5
UNP icon
Union Pacific
UNP
+$2.01M

Sector Composition

Rank Sector Weight
1 Healthcare 8.81%
2 Technology 6.09%
3 Industrials 5.36%
4 Consumer Staples 4.98%
5 Consumer Discretionary 4.14%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SPMD icon
126
State Street SPDR Portfolio S&P 400 Mid Cap ETF
SPMD
$18.9B
$1.09M 0.23%
+30,029
New +$1.09M
GOVT icon
127
iShares US Treasury Bond ETF
GOVT
$43.6B
$1.01M 0.21%
41,538
+6,050
+17% +$148K
SPYG icon
128
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
$54.5B
$1.01M 0.21%
+26,360
New +$979K
NS
129
DELISTED
NuStar Energy L.P.
NS
– –
0
– –
BA icon
130
Boeing
BA
$185B
$997K 0.21%
2,680
+1,034
+63% +$363K
LEG icon
131
Leggett & Platt
LEG
$1.31B
$996K 0.21%
22,736
+8,836
+64% +$397K
IAGG icon
132
iShares Core International Aggregate Bond Fund
IAGG
$11B
$980K 0.21%
18,756
+2,871
+18% +$151K
FM
133
DELISTED
iShares Frontier and Select EM ETF
FM
$961K 0.2%
33,784
+12,617
+60% +$362K
TLT icon
134
iShares 20+ Year Treasury Bond ETF
TLT
$41.7B
$957K 0.2%
+8,161
New +$980K
PSK icon
135
State Street SPDR ICE Preferred Securities ETF
PSK
$685M
$930K 0.2%
21,812
+8,829
+68% +$381K
KMB icon
136
Kimberly-Clark
KMB
$36.5B
$893K 0.19%
7,857
+3,257
+71% +$365K
KNOW
137
DELISTED
Direxion All Cap Insider Sentiment Shares
KNOW
$889K 0.19%
21,607
+9,285
+75% +$394K
PBP icon
138
Invesco S&P 500 BuyWrite ETF
PBP
$362M
$887K 0.19%
39,088
+11,284
+41% +$253K
DVY icon
139
iShares Select Dividend ETF
DVY
$23.6B
$876K 0.18%
8,779
-1,320
-13% -$132K
AOM icon
140
iShares Core Moderate Allocation ETF
AOM
$1.78B
$875K 0.18%
+23,085
New +$871K
HD icon
141
Home Depot
HD
$355B
$873K 0.18%
4,213
+2,323
+123% +$468K
BRK.B icon
142
Berkshire Hathaway Class B
BRK.B
$1.13T
$872K 0.18%
4,071
+2,356
+137% +$483K
EXC icon
143
Exelon
EXC
$47B
$836K 0.18%
26,833
+6,055
+29% +$186K
REM icon
144
iShares Mortgage Real Estate ETF
REM
$548M
$835K 0.18%
19,162
+7,725
+68% +$345K
ISHG icon
145
iShares 1-3 Year International Treasury Bond ETF
ISHG
$832M
$827K 0.17%
10,168
+3,921
+63% +$321K
BNDX icon
146
Vanguard Total International Bond ETF
BNDX
$82.2B
$820K 0.17%
15,027
+8,385
+126% +$459K
IUSV icon
147
iShares Core S&P US Value ETF
IUSV
$27.7B
$817K 0.17%
14,493
-12,644
-47% -$707K
SNDS
148
DELISTED
SUSTAINABLE NORTH AMERICAN OIL SANDS ETF
SNDS
$807K 0.17%
44,005
+26,621
+153% +$488K
SHM icon
149
State Street SPDR Nuveen ICE Short Term Municipal Bond ETF
SHM
$3.47B
$802K 0.17%
16,818
-19
-0.1% -$911
SDIV icon
150
Global X SuperDividend ETF
SDIV
$1.21B
$788K 0.17%
12,866
+4,130
+47% +$257K
4 5
6
7 8

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PAIM
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CC
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VCM
Valiant Capital Management San Francisco, California $1.74B AUM 64.05% 1-Year Est. Return
ESBC
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SFI
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DF
DNCA Finance Paris, France $1.75B AUM 38.18% 1-Year Est. Return
WJA
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OMC
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Regal Investment Advisors's Q3 2018 Portfolio in Review

As of Q3 2018, Regal Investment Advisors held 348 positions worth $475M, up 44% from $329M the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Regal Investment Advisors deployed $131M of net new capital in Q3 2018, opening 87 new positions and adding to 181 existing holdings. Its largest new stake was iShares Core 80/20 Aggressive Allocation ETF: 133,751 shares worth $7.31M.

By sector, the portfolio is most concentrated in Healthcare at 8.8% of assets, up from 6.4% a quarter earlier, followed by Technology and Industrials.

On the sell side, the largest reduction was Mastercard, an estimated $2.2M trimmed.

  • Regal Investment Advisors's largest Q3 2018 buy was iShares Core 80/20 Aggressive Allocation ETF: 133,751 shares worth $7.31M.
  • Regal Investment Advisors added most to iShares Core S&P 500 ETF in Q3 2018, an estimated $4.28M increase.
  • Regal Investment Advisors's biggest Q3 2018 reduction was Mastercard, cutting an estimated $2.2M.
  • Regal Investment Advisors fully exited La-Z-Boy in Q3 2018, selling an estimated $2.82M.
  • Regal Investment Advisors's ten largest holdings make up 19% of its $475M portfolio in Q3 2018.
  • Regal Investment Advisors opened 87 new positions and closed 29 in Q3 2018.
  • Regal Investment Advisors's portfolio value rose 44% quarter-over-quarter to $475M.

Based on Regal Investment Advisors's 13F filing for Q3 2018, filed 5 Nov 2018.