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RIA

Regal Investment Advisors Portfolio holdings

AUM $1.73B
1-Year Est. Return 17.74%
This Fund
S&P 500
This Quarter Est. Return
+5.27%
1 Year Est. Return
+17.74%
3 Year Est. Return
+53.86%
5 Year Est. Return
+57.43%
10 Year Est. Return
+182.67%
AUM
$449M
AUM Growth
+$20M
Cap. Flow
+$51.1K
Cap. Flow %
0.01%
Top 10 Hldgs %
19.68%
Holding
310
New
32
Increased
142
Reduced
99
Closed
24

Top Buys

Rank Stock Value
1
ORCL icon
Oracle
ORCL
+$2.08M
2
SRCL
Stericycle Inc
SRCL
+$2.06M
3
ICPT
Intercept Pharmaceuticals, Inc.
ICPT
+$1.9M
4
MAT icon
Mattel
MAT
+$1.87M
5
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$1.37M

Top Sells

Rank Stock Value
1
AOA icon
iShares Core 80/20 Aggressive Allocation ETF
AOA
+$6.08M
2
AOR icon
iShares Core 60/40 Balanced Allocation ETF
AOR
+$3.97M
3
GBX icon
The Greenbrier Companies
GBX
+$2.36M
4
IVV icon
iShares Core S&P 500 ETF
IVV
+$2.24M
5
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$1.74M

Sector Composition

Rank Sector Weight
1 Financials 6.09%
2 Healthcare 5.96%
3 Technology 5.38%
4 Consumer Staples 5.27%
5 Industrials 5.06%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TDIV icon
126
First Trust NASDAQ Technology Dividend Index Fund
TDIV
$4.4B
$926K 0.21%
26,297
+951
+4% +$32.7K
KMB icon
127
Kimberly-Clark
KMB
$37B
$890K 0.2%
7,375
+299
+4% +$34.9K
FM
128
DELISTED
iShares Frontier and Select EM ETF
FM
$886K 0.2%
26,746
-624
-2% -$20.1K
GOVT icon
129
iShares US Treasury Bond ETF
GOVT
$43.6B
$873K 0.19%
34,822
+630
+2% +$15.8K
X
130
DELISTED
US Steel
X
$871K 0.19%
24,746
+4
+0% +$116
DBC icon
131
Invesco DB Commodity Index Tracking Fund
DBC
$1.63B
$865K 0.19%
+52,102
New +$832K
FDT icon
132
First Trust Developed Markets ex-US AlphaDEX Fund
FDT
$1.31B
$864K 0.19%
13,855
-19,950
-59% -$1.21M
ISHG icon
133
iShares 1-3 Year International Treasury Bond ETF
ISHG
$829M
$860K 0.19%
10,217
+912
+10% +$76.1K
TIP icon
134
iShares TIPS Bond ETF
TIP
$14.5B
$860K 0.19%
7,543
+2,643
+54% +$301K
FXE icon
135
Invesco CurrencyShares Euro Currency Trust
FXE
$340M
$843K 0.19%
7,292
-39
-0.5% -$4.43K
EXC icon
136
Exelon
EXC
$47.2B
$840K 0.19%
29,884
+2,251
+8% +$64.7K
NUE icon
137
Nucor
NUE
$62.4B
$839K 0.19%
13,189
+351
+3% +$20.5K
ILF icon
138
iShares Latin America 40 ETF
ILF
$3.81B
$791K 0.18%
23,139
+17,191
+289% +$584K
SDIV icon
139
Global X SuperDividend ETF
SDIV
$1.22B
$787K 0.18%
12,052
+724
+6% +$47K
IYJ icon
140
iShares US Industrials ETF
IYJ
$2.04B
$784K 0.17%
10,636
-1,262
-11% -$90.1K
LEG icon
141
Leggett & Platt
LEG
$1.43B
$783K 0.17%
16,414
+300
+2% +$14.2K
SHM icon
142
State Street SPDR Nuveen ICE Short Term Municipal Bond ETF
SHM
$3.47B
$779K 0.17%
16,267
+992
+6% +$47.9K
IVW icon
143
iShares S&P 500 Growth ETF
IVW
$77.3B
$759K 0.17%
19,868
-292
-1% -$10.9K
KBWY icon
144
Invesco KBW Premium Yield Equity REIT ETF
KBWY
$313M
$732K 0.16%
20,678
+1,618
+8% +$59.2K
BA icon
145
Boeing
BA
$187B
$723K 0.16%
2,451
+191
+8% +$51.7K
FXR icon
146
First Trust Industrials/Producer Durables AlphaDEX Fund
FXR
$770M
$722K 0.16%
17,781
+753
+4% +$29.1K
AMZN icon
147
Amazon
AMZN
$2.99T
$711K 0.16%
12,160
-460
-4% -$25.3K
PBP icon
148
Invesco S&P 500 BuyWrite ETF
PBP
$361M
$710K 0.16%
33,114
+2,316
+8% +$52K
FXO icon
149
First Trust Financials AlphaDEX Fund
FXO
$1.15B
$700K 0.16%
22,363
+473
+2% +$14.5K
HD icon
150
Home Depot
HD
$347B
$700K 0.16%
3,695
+294
+9% +$50.7K
4 5
6
7 8

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VCM
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ESBC
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SFI
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MAM
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WJA
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Regal Investment Advisors's Q4 2017 Portfolio in Review

As of Q4 2017, Regal Investment Advisors held 310 positions worth $449M, up 4.7% from $429M the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Regal Investment Advisors's Q4 2017 filing shows 32 new, 142 increased, 99 reduced and 24 closed positions. Its largest new stake was Oracle: 42,436 shares worth $2.01M. The largest sale was iShares Core 80/20 Aggressive Allocation ETF, an estimated $6.08M.

By sector, the portfolio is most concentrated in Financials at 6.1% of assets, up from 5.8% a quarter earlier, followed by Healthcare and Technology.

  • Regal Investment Advisors's largest Q4 2017 buy was Oracle: 42,436 shares worth $2.01M.
  • Regal Investment Advisors added most to iShares Core US Aggregate Bond ETF in Q4 2017, an estimated $1.37M increase.
  • Regal Investment Advisors's biggest Q4 2017 reduction was iShares Core S&P 500 ETF, cutting an estimated $2.24M.
  • Regal Investment Advisors fully exited iShares Core 80/20 Aggressive Allocation ETF in Q4 2017, selling an estimated $6.08M.
  • Regal Investment Advisors's ten largest holdings make up 20% of its $449M portfolio in Q4 2017.
  • Regal Investment Advisors opened 32 new positions and closed 24 in Q4 2017.
  • Regal Investment Advisors's portfolio value rose 4.7% quarter-over-quarter to $449M.

Based on Regal Investment Advisors's 13F filing for Q4 2017, filed 6 Feb 2018.