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RIA

Regal Investment Advisors Portfolio holdings

AUM $1.73B
1-Year Est. Return 17.74%
This Fund
S&P 500
This Quarter Est. Return
+3.5%
1 Year Est. Return
+17.74%
3 Year Est. Return
+53.86%
5 Year Est. Return
+57.43%
10 Year Est. Return
+182.67%
AUM
$429M
AUM Growth
+$25M
Cap. Flow
+$12.6M
Cap. Flow %
2.95%
Top 10 Hldgs %
19.82%
Holding
294
New
33
Increased
133
Reduced
98
Closed
15

Top Buys

Rank Stock Value
1
ORLY icon
O'Reilly Automotive
ORLY
+$1.99M
2
MA icon
Mastercard
MA
+$1.93M
3
ADI icon
Analog Devices
ADI
+$1.92M
4
BNY
Bank of New York Mellon
BNY
+$1.89M
5
RTX icon
RTX Corp
RTX
+$1.88M

Top Sells

Rank Stock Value
1
CPN
Calpine Corporation
CPN
+$2.38M
2
IWO icon
iShares Russell 2000 Growth ETF
IWO
+$2.1M
3
WSM icon
Williams-Sonoma
WSM
+$1.96M
4
HBI
Hanesbrands
HBI
+$1.92M
5
HDV
iShares Core High Dividend ETF
HDV
+$1.31M

Sector Composition

Rank Sector Weight
1 Financials 5.85%
2 Healthcare 5.64%
3 Industrials 4.97%
4 Consumer Staples 4.77%
5 Technology 4.7%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
META icon
126
Meta Platforms (Facebook)
META
$1.5T
$914K 0.21%
5,352
-448
-8% -$74.8K
GOVT icon
127
iShares US Treasury Bond ETF
GOVT
$43.6B
$863K 0.2%
34,192
+5,703
+20% +$144K
IWM icon
128
iShares Russell 2000 ETF
IWM
$83B
$862K 0.2%
5,816
+79
+1% +$11.1K
FM
129
DELISTED
iShares Frontier and Select EM ETF
FM
$858K 0.2%
27,370
-941
-3% -$28.3K
F icon
130
Ford
F
$56.8B
$851K 0.2%
71,119
-3,618
-5% -$40.8K
FXE icon
131
Invesco CurrencyShares Euro Currency Trust
FXE
$340M
$836K 0.2%
+7,331
New +$833K
KMB icon
132
Kimberly-Clark
KMB
$37B
$833K 0.19%
7,076
+259
+4% +$31.6K
QTEC icon
133
First Trust NASDAQ-100 Technology Index Fund
QTEC
$4.88B
$832K 0.19%
12,212
+1,120
+10% +$73K
WM icon
134
Waste Management
WM
$90B
$827K 0.19%
10,571
+2,621
+33% +$199K
IYJ icon
135
iShares US Industrials ETF
IYJ
$2.04B
$824K 0.19%
11,898
-1,186
-9% -$79.3K
TDIV icon
136
First Trust NASDAQ Technology Dividend Index Fund
TDIV
$4.4B
$821K 0.19%
25,346
+2,072
+9% +$66K
INTC icon
137
Intel
INTC
$509B
$811K 0.19%
21,288
+147
+0.7% +$5.22K
ISHG icon
138
iShares 1-3 Year International Treasury Bond ETF
ISHG
$829M
$781K 0.18%
9,305
+456
+5% +$38.3K
LEG icon
139
Leggett & Platt
LEG
$1.43B
$769K 0.18%
16,114
+800
+5% +$38.7K
SYY icon
140
Sysco
SYY
$39.6B
$759K 0.18%
14,069
+1,347
+11% +$70.1K
RSX
141
DELISTED
VanEck Russia ETF
RSX
$758K 0.18%
+34,000
New +$702K
SDIV icon
142
Global X SuperDividend ETF
SDIV
$1.22B
$748K 0.17%
11,328
+775
+7% +$50.6K
EXC icon
143
Exelon
EXC
$47.2B
$742K 0.17%
27,633
-607
-2% -$16.2K
SHM icon
144
State Street SPDR Nuveen ICE Short Term Municipal Bond ETF
SHM
$3.47B
$742K 0.17%
15,275
+436
+3% +$21.3K
IVW icon
145
iShares S&P 500 Growth ETF
IVW
$77.3B
$723K 0.17%
20,160
+6,416
+47% +$226K
NUE icon
146
Nucor
NUE
$62.4B
$719K 0.17%
12,838
+606
+5% +$34.3K
FXU icon
147
First Trust Utilities AlphaDEX Fund
FXU
$831M
$717K 0.17%
26,548
+1,755
+7% +$48.4K
KBWY icon
148
Invesco KBW Premium Yield Equity REIT ETF
KBWY
$313M
$715K 0.17%
19,060
+1,518
+9% +$56K
HYLS icon
149
First Trust Exchange-Traded Fund IV First Trust Tactical High Yield ETF
HYLS
$1.63B
$693K 0.16%
14,128
-144
-1% -$7.1K
PBP icon
150
Invesco S&P 500 BuyWrite ETF
PBP
$361M
$685K 0.16%
30,798
+557
+2% +$12.5K
4 5
6
7 8

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CC
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VCM
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ESBC
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SFI
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MAM
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DF
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WJA
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Regal Investment Advisors's Q3 2017 Portfolio in Review

As of Q3 2017, Regal Investment Advisors held 294 positions worth $429M, up 6.2% from $404M the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Regal Investment Advisors's Q3 2017 filing shows 33 new, 133 increased, 98 reduced and 15 closed positions. Its largest new stake was O'Reilly Automotive: 150,480 shares worth $2.16M. The largest sale was Calpine Corporation, an estimated $2.38M.

By sector, the portfolio is most concentrated in Financials at 5.8% of assets, up from 5.1% a quarter earlier, followed by Healthcare and Industrials.

  • Regal Investment Advisors's largest Q3 2017 buy was O'Reilly Automotive: 150,480 shares worth $2.16M.
  • Regal Investment Advisors added most to RTX Corp in Q3 2017, an estimated $1.88M increase.
  • Regal Investment Advisors's biggest Q3 2017 reduction was iShares Russell 2000 Growth ETF, cutting an estimated $2.1M.
  • Regal Investment Advisors fully exited Calpine Corporation in Q3 2017, selling an estimated $2.38M.
  • Regal Investment Advisors's ten largest holdings make up 20% of its $429M portfolio in Q3 2017.
  • Regal Investment Advisors opened 33 new positions and closed 15 in Q3 2017.
  • Regal Investment Advisors's portfolio value rose 6.2% quarter-over-quarter to $429M.

Based on Regal Investment Advisors's 13F filing for Q3 2017, filed 8 Nov 2017.