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RIA

Regal Investment Advisors Portfolio holdings

AUM $1.73B
1-Year Est. Return 17.74%
This Fund
S&P 500
This Quarter Est. Return
+4.35%
1 Year Est. Return
+17.74%
3 Year Est. Return
+53.86%
5 Year Est. Return
+57.43%
10 Year Est. Return
+182.67%
AUM
$383M
AUM Growth
+$21.6M
Cap. Flow
+$5.79M
Cap. Flow %
1.51%
Top 10 Hldgs %
18.9%
Holding
278
New
30
Increased
127
Reduced
90
Closed
16

Top Buys

Rank Stock Value
1
UI icon
Ubiquiti
UI
+$2.68M
2
ANDV
Andeavor
ANDV
+$2.51M
3
CPN
Calpine Corporation
CPN
+$2.28M
4
QQQ icon
Invesco QQQ Trust
QQQ
+$1.86M
5
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$1.41M

Top Sells

Rank Stock Value
1
AXE
Anixter International Inc
AXE
+$3.78M
2
LH icon
Labcorp
LH
+$2.95M
3
BKNG icon
Booking.com
BKNG
+$2.94M
4
RSX
VanEck Russia ETF
RSX
+$1.29M
5
WCC
WESCO International
WCC
+$1.23M

Sector Composition

Rank Sector Weight
1 Healthcare 6.74%
2 Consumer Discretionary 6.66%
3 Financials 5.18%
4 Consumer Staples 4.4%
5 Industrials 4.19%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IYJ icon
126
iShares US Industrials ETF
IYJ
$2.04B
$798K 0.21%
12,674
+8,672
+217% +$542K
LEG icon
127
Leggett & Platt
LEG
$1.4B
$795K 0.21%
15,800
+2,100
+15% +$103K
MBB icon
128
iShares MBS ETF
MBB
$39.1B
$792K 0.21%
7,436
-690
-8% -$73.3K
FM
129
DELISTED
iShares Frontier and Select EM ETF
FM
$785K 0.2%
28,290
+136
+0.5% +$3.74K
NUE icon
130
Nucor
NUE
$62.6B
$774K 0.2%
12,966
-1,939
-13% -$118K
KMB icon
131
Kimberly-Clark
KMB
$37.3B
$763K 0.2%
5,800
+680
+13% +$85.8K
INTC icon
132
Intel
INTC
$510B
$757K 0.2%
20,982
+2,270
+12% +$82.1K
VYM icon
133
Vanguard High Dividend Yield ETF
VYM
$82.5B
$738K 0.19%
9,511
+261
+3% +$20.1K
SPXL icon
134
Direxion Daily S&P 500 Bull 3x ETF
SPXL
$7.34B
$736K 0.19%
+23,308
New +$703K
EXC icon
135
Exelon
EXC
$47.1B
$706K 0.18%
27,510
+3,216
+13% +$82K
HYLS icon
136
First Trust Exchange-Traded Fund IV First Trust Tactical High Yield ETF
HYLS
$1.63B
$697K 0.18%
14,263
-726
-5% -$35.4K
SHM icon
137
State Street SPDR Nuveen ICE Short Term Municipal Bond ETF
SHM
$3.47B
$694K 0.18%
14,318
+204
+1% +$9.85K
FXU icon
138
First Trust Utilities AlphaDEX Fund
FXU
$821M
$691K 0.18%
25,222
+1,027
+4% +$28K
XLV icon
139
State Street Health Care Select Sector SPDR ETF
XLV
$42.3B
$675K 0.18%
9,083
-156
-2% -$11.4K
SYY icon
140
Sysco
SYY
$40.3B
$672K 0.18%
12,938
+1,010
+8% +$53.5K
PBP icon
141
Invesco S&P 500 BuyWrite ETF
PBP
$361M
$661K 0.17%
29,977
-4,664
-13% -$102K
GOVT icon
142
iShares US Treasury Bond ETF
GOVT
$43.7B
$659K 0.17%
26,304
+1,168
+5% +$29.2K
UAA icon
143
Under Armour
UAA
$2.88B
$657K 0.17%
+33,193
New +$773K
DOC icon
144
Healthpeak Properties
DOC
$15B
– –
0
– –
HP icon
145
Helmerich & Payne
HP
$3.33B
$647K 0.17%
9,713
+5,377
+124% +$383K
TIP icon
146
iShares TIPS Bond ETF
TIP
$14.5B
$647K 0.17%
5,639
-1,305
-19% -$149K
SDIV icon
147
Global X SuperDividend ETF
SDIV
$1.21B
$646K 0.17%
+10,044
New +$641K
X
148
DELISTED
US Steel
X
$633K 0.17%
18,708
+2,253
+14% +$80.1K
PSK icon
149
State Street SPDR ICE Preferred Securities ETF
PSK
$686M
$626K 0.16%
14,238
-20,236
-59% -$881K
QTEC icon
150
First Trust NASDAQ-100 Technology Index Fund
QTEC
$4.81B
$626K 0.16%
10,409
+1,818
+21% +$105K
4 5
6
7 8

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PAIM
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CC
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VCM
Valiant Capital Management San Francisco, California $1.74B AUM 64.05% 1-Year Est. Return
ESBC
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SFI
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MAM
Meeder Asset Management Dublin, Ohio $1.75B AUM 34.85% 1-Year Est. Return
DF
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WJA
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Regal Investment Advisors's Q1 2017 Portfolio in Review

As of Q1 2017, Regal Investment Advisors held 278 positions worth $383M, up 6% from $362M the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Regal Investment Advisors's Q1 2017 filing shows 30 new, 127 increased, 90 reduced and 16 closed positions. Its largest new stake was Ubiquiti: 49,107 shares worth $2.47M. The largest sale was Anixter International Inc, an estimated $3.78M.

By sector, the portfolio is most concentrated in Healthcare at 6.7% of assets, down from 8.1% a quarter earlier, followed by Consumer Discretionary and Financials.

  • Regal Investment Advisors's largest Q1 2017 buy was Ubiquiti: 49,107 shares worth $2.47M.
  • Regal Investment Advisors added most to Invesco QQQ Trust in Q1 2017, an estimated $1.86M increase.
  • Regal Investment Advisors's biggest Q1 2017 reduction was WESCO International, cutting an estimated $1.23M.
  • Regal Investment Advisors fully exited Anixter International Inc in Q1 2017, selling an estimated $3.78M.
  • Regal Investment Advisors's ten largest holdings make up 19% of its $383M portfolio in Q1 2017.
  • Regal Investment Advisors opened 30 new positions and closed 16 in Q1 2017.
  • Regal Investment Advisors's portfolio value rose 6% quarter-over-quarter to $383M.

Based on Regal Investment Advisors's 13F filing for Q1 2017, filed 12 May 2017.