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RIA

Regal Investment Advisors Portfolio holdings

AUM $1.73B
1-Year Est. Return 17.74%
This Fund
S&P 500
This Quarter Est. Return
+3.44%
1 Year Est. Return
+17.74%
3 Year Est. Return
+53.86%
5 Year Est. Return
+57.43%
10 Year Est. Return
+193.86%
AUM
$386M
AUM Growth
+$287K
Cap. Flow
-$7.89M
Cap. Flow %
-2.05%
Top 10 Hldgs %
19.16%
Holding
1,120
New
2
Increased
181
Reduced
71
Closed
849

Top Buys

Rank Stock Value
1
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$5.37M
2
QQQ icon
Invesco QQQ Trust
QQQ
+$4.78M
3
SCAI
Surgical Care Affiliates, Inc.
SCAI
+$3.8M
4
SNI
Scripps Networks Interactive, Inc Common Class A
SNI
+$3.27M
5
IWV icon
iShares Russell 3000 ETF
IWV
+$1.82M

Top Sells

Rank Stock Value
1
MBB icon
iShares MBS ETF
MBB
+$4.97M
2
SYNT
Syntel Inc
SYNT
+$3.13M
3
PM icon
Philip Morris
PM
+$2.94M
4
PODD icon
Insulet
PODD
+$2.9M
5
BLK icon
Blackrock
BLK
+$2.84M

Sector Composition

Rank Sector Weight
1 Consumer Discretionary 9.01%
2 Healthcare 6.84%
3 Industrials 6.08%
4 Financials 4.81%
5 Consumer Staples 4.03%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
UUP icon
126
Invesco DB US Dollar Index Bullish Fund
UUP
$422M
$724K 0.19%
28,235
+15,923
+129% +$405K
WMT icon
127
Walmart Inc
WMT
$890B
$709K 0.18%
34,716
+9,249
+36% +$186K
IVW icon
128
iShares S&P 500 Growth ETF
IVW
$77.6B
$691K 0.18%
23,896
+4,916
+26% +$143K
ABT icon
129
Abbott
ABT
$187B
$683K 0.18%
15,222
+8,752
+135% +$386K
XLV icon
130
State Street Health Care Select Sector SPDR ETF
XLV
$42.7B
$659K 0.17%
9,160
-1,439
-14% -$102K
STLD icon
131
Steel Dynamics
STLD
$37.6B
$654K 0.17%
36,621
+2,941
+9% +$52.6K
DVY icon
132
iShares Select Dividend ETF
DVY
$23.6B
$653K 0.17%
8,699
+6
+0.1% +$456
SYY icon
133
Sysco
SYY
$40.3B
$652K 0.17%
15,915
-7,964
-33% -$327K
ADP icon
134
Automatic Data Processing
ADP
$108B
$632K 0.16%
7,470
+2,570
+52% +$221K
CL icon
135
Colgate-Palmolive
CL
$74.4B
$617K 0.16%
9,262
+1,802
+24% +$120K
KMB icon
136
Kimberly-Clark
KMB
$36.5B
$617K 0.16%
4,850
+430
+10% +$51.6K
FM
137
DELISTED
iShares Frontier and Select EM ETF
FM
$609K 0.16%
24,489
+9,451
+63% +$243K
HDV
138
iShares Core High Dividend ETF
HDV
$14.9B
$604K 0.16%
41,195
+145
+0.4% +$2.14K
VMBS icon
139
Vanguard Mortgage-Backed Securities ETF
VMBS
$15.5B
$604K 0.16%
11,463
-292
-2% -$15.5K
GCE
140
DELISTED
Claymore/Robb CEF GS Connect ETN
GCE
$603K 0.16%
40,341
-3,860
-9% -$58.1K
LEG icon
141
Leggett & Platt
LEG
$1.31B
$588K 0.15%
14,000
+5,500
+65% +$244K
GLD icon
142
SPDR Gold Trust
GLD
$141B
$573K 0.15%
5,650
-927
-14% -$98K
SHM icon
143
State Street SPDR Nuveen ICE Short Term Municipal Bond ETF
SHM
$3.47B
$562K 0.15%
11,554
+2,756
+31% +$134K
FDL icon
144
First Trust Morningstar Dividend Leaders Index Fund
FDL
$7.82B
$560K 0.15%
23,647
– –
PCY icon
145
Invesco Emerging Markets Sovereign Debt ETF
PCY
$1.4B
$558K 0.14%
20,461
-2,664
-12% -$74.1K
AMLP icon
146
Alerian MLP ETF
AMLP
$12.8B
$552K 0.14%
9,166
-5,023
-35% -$314K
SO icon
147
Southern Company
SO
$107B
$541K 0.14%
11,563
+265
+2% +$12K
GNR icon
148
State Street SPDR S&P Global Natural Resources ETF
GNR
$4.9B
$516K 0.13%
16,092
+5,882
+58% +$203K
JXI icon
149
iShares Global Utilities ETF
JXI
$311M
$516K 0.13%
11,723
-1,515
-11% -$68K
GOVT icon
150
iShares US Treasury Bond ETF
GOVT
$43.6B
$507K 0.13%
20,261
+5,010
+33% +$126K
4 5
6
7 8

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CC
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VCM
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ESBC
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SFI
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DF
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WJA
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OMC
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Regal Investment Advisors's Q4 2015 Portfolio in Review

As of Q4 2015, Regal Investment Advisors held 1,120 positions worth $386M, up 0.07% from $385M the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Regal Investment Advisors's Q4 2015 filing shows 2 new, 181 increased, 71 reduced and 849 closed positions. Its largest new stake was Surgical Care Affiliates, Inc.: 109,327 shares worth $4.35M. The largest sale was iShares MBS ETF, an estimated $4.97M.

By sector, the portfolio is most concentrated in Consumer Discretionary at 9% of assets, down from 9.1% a quarter earlier, followed by Healthcare and Industrials.

  • Regal Investment Advisors's largest Q4 2015 buy was Surgical Care Affiliates, Inc.: 109,327 shares worth $4.35M.
  • Regal Investment Advisors added most to iShares 1-3 Year Treasury Bond ETF in Q4 2015, an estimated $5.37M increase.
  • Regal Investment Advisors's biggest Q4 2015 reduction was iShares MBS ETF, cutting an estimated $4.97M.
  • Regal Investment Advisors fully exited Syntel Inc in Q4 2015, selling an estimated $3.13M.
  • Regal Investment Advisors's ten largest holdings make up 19% of its $386M portfolio in Q4 2015.
  • Regal Investment Advisors opened 2 new positions and closed 849 in Q4 2015.
  • Regal Investment Advisors's portfolio value rose 0.07% quarter-over-quarter to $386M.

Based on Regal Investment Advisors's 13F filing for Q4 2015, filed 8 Feb 2016.