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RIA

Regal Investment Advisors Portfolio holdings

AUM $1.73B
1-Year Est. Return 17.74%
This Fund
S&P 500
This Quarter Est. Return
-6.89%
1 Year Est. Return
+17.74%
3 Year Est. Return
+53.86%
5 Year Est. Return
+57.43%
10 Year Est. Return
+193.86%
AUM
$385M
AUM Growth
+$15.5M
Cap. Flow
+$48.1M
Cap. Flow %
12.48%
Top 10 Hldgs %
18.06%
Holding
1,192
New
215
Increased
313
Reduced
234
Closed
74

Top Buys

Rank Stock Value
1
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$9M
2
VTI icon
Vanguard Morningstar Total Stock Market ETF
VTI
+$8.41M
3
MBB icon
iShares MBS ETF
MBB
+$5.53M
4
KFRC icon
Kforce
KFRC
+$3.55M
5
TFCFA
Twenty-First Century Fox, Inc. Class A
TFCFA
+$3.41M

Top Sells

Rank Stock Value
1
BKLN icon
Invesco Senior Loan ETF
BKLN
+$4.02M
2
CACC icon
Credit Acceptance
CACC
+$3.68M
3
EWJ icon
iShares MSCI Japan ETF
EWJ
+$3.42M
4
JNK icon
State Street SPDR Bloomberg High Yield Bond ETF
JNK
+$3.42M
5
BAX icon
Baxter International
BAX
+$2.93M

Sector Composition

Rank Sector Weight
1 Consumer Discretionary 9.14%
2 Financials 5.94%
3 Healthcare 5.9%
4 Industrials 5.59%
5 Technology 4.73%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
XLB icon
126
State Street Materials Select Sector SPDR ETF
XLB
$8.66B
$734K 0.19%
36,822
-15,062
-29% -$335K
VWOB icon
127
Vanguard Emerging Markets Government Bond ETF
VWOB
$6.18B
$726K 0.19%
9,790
+3,235
+49% +$245K
GLD icon
128
SPDR Gold Trust
GLD
$141B
$702K 0.18%
6,577
+488
+8% +$52.6K
XLV icon
129
State Street Health Care Select Sector SPDR ETF
XLV
$42.7B
$701K 0.18%
10,599
+345
+3% +$25.2K
PFE icon
130
Pfizer
PFE
$153B
$688K 0.18%
23,105
+1,804
+8% +$57.8K
GCE
131
DELISTED
Claymore/Robb CEF GS Connect ETN
GCE
$654K 0.17%
44,201
-2,104
-5% -$33.3K
AEP icon
132
American Electric Power
AEP
$68.4B
$648K 0.17%
11,400
+900
+9% +$49.9K
FXL icon
133
First Trust Technology AlphaDEX Fund
FXL
$2.79B
$641K 0.17%
20,273
-1,283
-6% -$43.2K
PCY icon
134
Invesco Emerging Markets Sovereign Debt ETF
PCY
$1.4B
$634K 0.16%
23,125
-2,796
-11% -$77.3K
DVY icon
135
iShares Select Dividend ETF
DVY
$23.6B
$632K 0.16%
8,693
-305
-3% -$22.8K
CINF icon
136
Cincinnati Financial
CINF
$27.1B
$629K 0.16%
11,700
-2,257
-16% -$121K
VMBS icon
137
Vanguard Mortgage-Backed Securities ETF
VMBS
$15.5B
$627K 0.16%
11,755
+956
+9% +$50.7K
VZ icon
138
Verizon
VZ
$196B
$626K 0.16%
14,406
+3,595
+33% +$166K
MMM icon
139
3M
MMM
$94.3B
$601K 0.16%
5,075
-163
-3% -$20K
JXI icon
140
iShares Global Utilities ETF
JXI
$311M
$586K 0.15%
13,238
-990
-7% -$44.5K
STLD icon
141
Steel Dynamics
STLD
$37.6B
$578K 0.15%
33,680
+16
+0% +$310
HDV
142
iShares Core High Dividend ETF
HDV
$14.9B
$571K 0.15%
41,050
-215
-0.5% -$3.12K
WMT icon
143
Walmart Inc
WMT
$890B
$550K 0.14%
25,467
+1,065
+4% +$24.4K
FGD icon
144
First Trust Dow Jones Global Select Dividend Index Fund
FGD
$1.59B
$533K 0.14%
24,708
-7,783
-24% -$181K
FDL icon
145
First Trust Morningstar Dividend Leaders Index Fund
FDL
$7.82B
$523K 0.14%
23,647
-1,027
-4% -$23.3K
USRT icon
146
iShares Core US REIT ETF
USRT
$4.63B
$519K 0.13%
11,841
-981
-8% -$43.9K
XLK icon
147
State Street Technology Select Sector SPDR ETF
XLK
$124B
$512K 0.13%
25,954
-4,486
-15% -$92.4K
IVW icon
148
iShares S&P 500 Growth ETF
IVW
$77.6B
$511K 0.13%
18,980
+3,132
+20% +$89K
IWC icon
149
iShares Micro-Cap ETF
IWC
$1.52B
$505K 0.13%
7,253
+2,195
+43% +$167K
SO icon
150
Southern Company
SO
$107B
$505K 0.13%
11,298
+141
+1% +$6.19K
4 5
6
7 8

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VCM
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ESBC
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SFI
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DF
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WJA
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OMC
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Regal Investment Advisors's Q3 2015 Portfolio in Review

As of Q3 2015, Regal Investment Advisors held 1,192 positions worth $385M, up 4.2% from $370M the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Regal Investment Advisors deployed $48.1M of net new capital in Q3 2015, opening 215 new positions and adding to 313 existing holdings. Its largest new stake was Kforce: 138,869 shares worth $3.65M.

By sector, the portfolio is most concentrated in Consumer Discretionary at 9.1% of assets, up from 8.7% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Invesco Senior Loan ETF, an estimated $4.02M trimmed.

  • Regal Investment Advisors's largest Q3 2015 buy was Kforce: 138,869 shares worth $3.65M.
  • Regal Investment Advisors added most to iShares 1-3 Year Treasury Bond ETF in Q3 2015, an estimated $9M increase.
  • Regal Investment Advisors's biggest Q3 2015 reduction was Invesco Senior Loan ETF, cutting an estimated $4.02M.
  • Regal Investment Advisors fully exited Invesco CurrencyShares Swiss Franc Trust in Q3 2015, selling an estimated $544K.
  • Regal Investment Advisors's ten largest holdings make up 18% of its $385M portfolio in Q3 2015.
  • Regal Investment Advisors opened 215 new positions and closed 74 in Q3 2015.
  • Regal Investment Advisors's portfolio value rose 4.2% quarter-over-quarter to $385M.

Based on Regal Investment Advisors's 13F filing for Q3 2015, filed 12 Nov 2015.