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RIA

Regal Investment Advisors Portfolio holdings

AUM $1.73B
1-Year Est. Return 17.74%
This Fund
S&P 500
This Quarter Est. Return
-1.23%
1 Year Est. Return
+17.74%
3 Year Est. Return
+53.86%
5 Year Est. Return
+57.43%
10 Year Est. Return
+193.86%
AUM
$370M
AUM Growth
-$35M
Cap. Flow
-$27.9M
Cap. Flow %
-7.56%
Top 10 Hldgs %
16.35%
Holding
1,092
New
87
Increased
249
Reduced
266
Closed
121

Top Buys

Rank Stock Value
1
BKLN icon
Invesco Senior Loan ETF
BKLN
+$3.96M
2
AAXJ icon
iShares MSCI All Country Asia ex Japan ETF
AAXJ
+$3.39M
3
EWJ icon
iShares MSCI Japan ETF
EWJ
+$3.36M
4
JNK icon
State Street SPDR Bloomberg High Yield Bond ETF
JNK
+$3.16M
5
PODD icon
Insulet
PODD
+$3.16M

Top Sells

Rank Stock Value
1
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$9.67M
2
QQQ icon
Invesco QQQ Trust
QQQ
+$4.49M
3
IVV icon
iShares Core S&P 500 ETF
IVV
+$4.43M
4
VNQ icon
Vanguard Real Estate ETF
VNQ
+$4.06M
5
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$3.51M

Sector Composition

Rank Sector Weight
1 Consumer Discretionary 8.67%
2 Healthcare 7.38%
3 Financials 6.68%
4 Energy 4.47%
5 Technology 4.05%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PFE icon
126
Pfizer
PFE
$149B
$677K 0.18%
21,301
-1,457
-6% -$47.5K
DVY icon
127
iShares Select Dividend ETF
DVY
$23.5B
$676K 0.18%
8,998
-424
-5% -$33.1K
MMM icon
128
3M
MMM
$93.2B
$675K 0.18%
5,238
-2,287
-30% -$307K
QCOM icon
129
Qualcomm
QCOM
$168B
$649K 0.18%
10,364
-1,317
-11% -$89.8K
JXI icon
130
iShares Global Utilities ETF
JXI
$309M
$630K 0.17%
14,228
+659
+5% +$31K
XLK icon
131
State Street Technology Select Sector SPDR ETF
XLK
$122B
$630K 0.17%
30,440
+4,276
+16% +$91.3K
HDV
132
iShares Core High Dividend ETF
HDV
$14.8B
$607K 0.16%
41,265
-1,375
-3% -$21K
SYY icon
133
Sysco
SYY
$40.4B
$599K 0.16%
16,611
-4,289
-21% -$160K
DEM icon
134
WisdomTree Emerging Markets High Dividend Fund
DEM
$3.96B
$578K 0.16%
13,326
+4,115
+45% +$188K
MOO icon
135
VanEck Agribusiness ETF
MOO
$974M
$576K 0.16%
10,450
-3,829
-27% -$214K
WMT icon
136
Walmart Inc
WMT
$892B
$576K 0.16%
24,402
+1,197
+5% +$30.5K
VTI icon
137
Vanguard Morningstar Total Stock Market ETF
VTI
$680B
$573K 0.16%
5,355
+2,492
+87% +$272K
VMBS icon
138
Vanguard Mortgage-Backed Securities ETF
VMBS
$15.4B
$570K 0.15%
10,799
-577
-5% -$30.7K
FDL icon
139
First Trust Morningstar Dividend Leaders Index Fund
FDL
$7.77B
$562K 0.15%
24,674
-150
-0.6% -$3.56K
FXZ icon
140
First Trust Materials AlphaDEX Fund
FXZ
$388M
$560K 0.15%
17,746
-3,187
-15% -$104K
IWD icon
141
iShares Russell 1000 Value ETF
IWD
$83.2B
$559K 0.15%
5,423
-248
-4% -$26K
AEP icon
142
American Electric Power
AEP
$68.2B
$556K 0.15%
10,500
+600
+6% +$33.2K
USRT icon
143
iShares Core US REIT ETF
USRT
$4.6B
$556K 0.15%
12,822
+765
+6% +$35.4K
VOE icon
144
Vanguard Morningstar Mid-Cap Value ETF
VOE
$24B
$555K 0.15%
6,137
+987
+19% +$91.4K
CYB
145
DELISTED
WisdomTree Chinese Yuan Strategy Fund
CYB
$550K 0.15%
21,367
+21,167
+10,584% +$542K
KMB icon
146
Kimberly-Clark
KMB
$36.1B
$547K 0.15%
5,164
-900
-15% -$98K
FXF icon
147
Invesco CurrencyShares Swiss Franc Trust
FXF
$396M
$544K 0.15%
+5,243
New +$542K
VYM icon
148
Vanguard High Dividend Yield ETF
VYM
$82.3B
$538K 0.15%
7,997
-22,031
-73% -$1.53M
PEP icon
149
PepsiCo
PEP
$189B
$535K 0.14%
5,734
+371
+7% +$35.5K
SCZ icon
150
iShares MSCI EAFE Small-Cap ETF
SCZ
$13.6B
$528K 0.14%
10,359
-866
-8% -$45.1K
4 5
6
7 8

Similar funds

PAIM
Punch & Associates Investment Management Edina, Minnesota $1.73B AUM 27.65% 1-Year Est. Return
CC
Commodore Capital New York $1.73B AUM 298.96% 1-Year Est. Return
VCM
Valiant Capital Management San Francisco, California $1.74B AUM 64.05% 1-Year Est. Return
ESBC
E.S. Barr & Co Lexington, Kentucky $1.72B AUM 12.69% 1-Year Est. Return
SFI
Siemens Fonds Invest Munich, Germany $1.75B AUM 26.24% 1-Year Est. Return
MAM
Meeder Asset Management Dublin, Ohio $1.75B AUM 34.85% 1-Year Est. Return
DF
DNCA Finance Paris, France $1.75B AUM 38.18% 1-Year Est. Return
WJA
Willis Johnson & Associates Houston, Texas $1.72B AUM 16.93% 1-Year Est. Return

Regal Investment Advisors's Q2 2015 Portfolio in Review

As of Q2 2015, Regal Investment Advisors held 1,092 positions worth $370M, down 8.7% from $405M the previous quarter. Its ten largest holdings account for 16% of the portfolio.

Regal Investment Advisors withdrew a net $27.9M in Q2 2015, closing 121 positions and reducing 266 holdings. Its most notable exit was WisdomTree US SmallCap Dividend Fund, an estimated $1.04M position sold in full.

By sector, the portfolio is most concentrated in Consumer Discretionary at 8.7% of assets, up from 8.1% a quarter earlier, followed by Healthcare and Financials.

Against the trend, Regal Investment Advisors opened a new position in Insulet worth $3.32M.

  • Regal Investment Advisors's largest Q2 2015 buy was Insulet: 107,267 shares worth $3.32M.
  • Regal Investment Advisors added most to Invesco Senior Loan ETF in Q2 2015, an estimated $3.96M increase.
  • Regal Investment Advisors's biggest Q2 2015 reduction was iShares iBoxx $ Investment Grade Corporate Bond ETF, cutting an estimated $9.67M.
  • Regal Investment Advisors fully exited WisdomTree US SmallCap Dividend Fund in Q2 2015, selling an estimated $1.04M.
  • Regal Investment Advisors's ten largest holdings make up 16% of its $370M portfolio in Q2 2015.
  • Regal Investment Advisors opened 87 new positions and closed 121 in Q2 2015.
  • Regal Investment Advisors's portfolio value fell 8.7% quarter-over-quarter to $370M.

Based on Regal Investment Advisors's 13F filing for Q2 2015, filed 23 Jul 2015.