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RIA

Regal Investment Advisors Portfolio holdings

AUM $1.73B
1-Year Est. Return 17.74%
This Fund
S&P 500
This Quarter Est. Return
-0.56%
1 Year Est. Return
+17.74%
3 Year Est. Return
+53.86%
5 Year Est. Return
+57.43%
10 Year Est. Return
+193.86%
AUM
$331M
AUM Growth
+$50.1M
Cap. Flow
+$53.9M
Cap. Flow %
16.29%
Top 10 Hldgs %
19.29%
Holding
1,024
New
97
Increased
293
Reduced
238
Closed
59

Top Buys

Rank Stock Value
1
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$11M
2
EFA icon
iShares MSCI EAFE ETF
EFA
+$4.66M
3
AAXJ icon
iShares MSCI All Country Asia ex Japan ETF
AAXJ
+$3.68M
4
QQQ icon
Invesco QQQ Trust
QQQ
+$3.21M
5
MDY icon
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
+$2.66M

Top Sells

Rank Stock Value
1
JNK icon
State Street SPDR Bloomberg High Yield Bond ETF
JNK
+$5.25M
2
VNQ icon
Vanguard Real Estate ETF
VNQ
+$3.19M
3
APO icon
Apollo Global Management
APO
+$2.15M
4
WMT icon
Walmart Inc
WMT
+$2.08M
5
FXU icon
First Trust Utilities AlphaDEX Fund
FXU
+$1.57M

Sector Composition

Rank Sector Weight
1 Energy 6.25%
2 Healthcare 5.62%
3 Financials 5.54%
4 Consumer Staples 5.35%
5 Consumer Discretionary 4.99%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SCHD icon
126
Schwab US Dividend Equity ETF
SCHD
$104B
$632K 0.19%
+49,173
New +$632K
UPS icon
127
United Parcel Service
UPS
$88.2B
$631K 0.19%
6,424
– –
JXI icon
128
iShares Global Utilities ETF
JXI
$310M
$619K 0.19%
12,962
+557
+4% +$27.1K
CINF icon
129
Cincinnati Financial
CINF
$27.2B
$611K 0.18%
12,987
+1,287
+11% +$61.5K
MMM icon
130
3M
MMM
$93.2B
$586K 0.18%
4,947
+671
+16% +$80.7K
IWD icon
131
iShares Russell 1000 Value ETF
IWD
$83.4B
$583K 0.18%
5,823
+1,367
+31% +$138K
MAIN icon
132
Main Street Capital
MAIN
$5.37B
$578K 0.17%
18,856
+32
+0.2% +$1.02K
FBT icon
133
First Trust NYSE Arca Biotechnology Index Fund
FBT
$2.8B
$575K 0.17%
6,270
– –
FXZ icon
134
First Trust Materials AlphaDEX Fund
FXZ
$396M
$570K 0.17%
17,755
+697
+4% +$23.3K
XLV icon
135
State Street Health Care Select Sector SPDR ETF
XLV
$42.2B
$568K 0.17%
8,885
– –
IEP icon
136
Icahn Enterprises
IEP
$5.41B
$566K 0.17%
5,351
-619
-10% -$65.7K
AFL icon
137
Aflac
AFL
$63.2B
$557K 0.17%
19,140
+2,412
+14% +$73.4K
IVW icon
138
iShares S&P 500 Growth ETF
IVW
$77.6B
$550K 0.17%
20,580
+596
+3% +$15.9K
SCZ icon
139
iShares MSCI EAFE Small-Cap ETF
SCZ
$13.8B
$549K 0.17%
11,319
-151
-1% -$7.72K
PFE icon
140
Pfizer
PFE
$150B
$548K 0.17%
19,521
+1,518
+8% +$42.6K
AEP icon
141
American Electric Power
AEP
$68B
$544K 0.16%
10,414
+995
+11% +$52.6K
PBP icon
142
Invesco S&P 500 BuyWrite ETF
PBP
$363M
$534K 0.16%
25,221
+2,694
+12% +$58.2K
ADP icon
143
Automatic Data Processing
ADP
$108B
$523K 0.16%
7,172
+1,249
+21% +$90.2K
O icon
144
Realty Income
O
$59.1B
$518K 0.16%
13,111
-199
-1% -$8.49K
XLK icon
145
State Street Technology Select Sector SPDR ETF
XLK
$124B
$508K 0.15%
25,474
+200
+0.8% +$3.96K
UUP icon
146
Invesco DB US Dollar Index Bullish Fund
UUP
$422M
$504K 0.15%
22,032
+18,160
+469% +$398K
BAC icon
147
Bank of America
BAC
$438B
$478K 0.14%
28,028
-333
-1% -$5.3K
FXO icon
148
First Trust Financials AlphaDEX Fund
FXO
$1.14B
$462K 0.14%
21,150
+2,085
+11% +$46.3K
CAT icon
149
Caterpillar
CAT
$396B
$455K 0.14%
4,595
-10
-0.2% -$1.06K
FDT icon
150
First Trust Developed Markets ex-US AlphaDEX Fund
FDT
$1.33B
$454K 0.14%
9,116
– –
4 5
6
7 8

Similar funds

PAIM
Punch & Associates Investment Management Edina, Minnesota $1.73B AUM 27.65% 1-Year Est. Return
CC
Commodore Capital New York $1.73B AUM 298.96% 1-Year Est. Return
VCM
Valiant Capital Management San Francisco, California $1.74B AUM 64.05% 1-Year Est. Return
ESBC
E.S. Barr & Co Lexington, Kentucky $1.72B AUM 12.69% 1-Year Est. Return
SFI
Siemens Fonds Invest Munich, Germany $1.75B AUM 26.24% 1-Year Est. Return
MAM
Meeder Asset Management Dublin, Ohio $1.75B AUM 34.85% 1-Year Est. Return
DF
DNCA Finance Paris, France $1.75B AUM 38.18% 1-Year Est. Return
WJA
Willis Johnson & Associates Houston, Texas $1.72B AUM 16.93% 1-Year Est. Return

Regal Investment Advisors's Q3 2014 Portfolio in Review

As of Q3 2014, Regal Investment Advisors held 1,024 positions worth $331M, up 18% from $281M the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Regal Investment Advisors deployed $53.9M of net new capital in Q3 2014, opening 97 new positions and adding to 293 existing holdings. Its largest new stake was iShares MSCI All Country Asia ex Japan ETF: 56,951 shares worth $3.49M.

By sector, the portfolio is most concentrated in Energy at 6.3% of assets, down from 6.7% a quarter earlier, followed by Healthcare and Financials.

On the sell side, the largest reduction was State Street SPDR Bloomberg High Yield Bond ETF, an estimated $5.25M trimmed.

  • Regal Investment Advisors's largest Q3 2014 buy was iShares MSCI All Country Asia ex Japan ETF: 56,951 shares worth $3.49M.
  • Regal Investment Advisors added most to iShares iBoxx $ Investment Grade Corporate Bond ETF in Q3 2014, an estimated $11M increase.
  • Regal Investment Advisors's biggest Q3 2014 reduction was State Street SPDR Bloomberg High Yield Bond ETF, cutting an estimated $5.25M.
  • Regal Investment Advisors fully exited Nuveen Michigan Quality Municipal Income Fund in Q3 2014, selling an estimated $261K.
  • Regal Investment Advisors's ten largest holdings make up 19% of its $331M portfolio in Q3 2014.
  • Regal Investment Advisors opened 97 new positions and closed 59 in Q3 2014.
  • Regal Investment Advisors's portfolio value rose 18% quarter-over-quarter to $331M.

Based on Regal Investment Advisors's 13F filing for Q3 2014, filed 14 Nov 2014.