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RIA

Regal Investment Advisors Portfolio holdings

AUM $1.73B
1-Year Est. Return 17.74%
This Fund
S&P 500
This Quarter Est. Return
+8.26%
1 Year Est. Return
+17.74%
3 Year Est. Return
+53.86%
5 Year Est. Return
+57.43%
10 Year Est. Return
+193.86%
AUM
$175M
AUM Growth
+$3.45M
Cap. Flow
+$6.2M
Cap. Flow %
3.55%
Top 10 Hldgs %
15.72%
Holding
1,045
New
138
Increased
210
Reduced
309
Closed
203

Top Buys

Rank Stock Value
1
MA icon
Mastercard
MA
+$13.7M
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$1.57M
3
QQQ icon
Invesco QQQ Trust
QQQ
+$1.57M
4
RPXC
RPX Corporation
RPXC
+$1.3M
5
CPLA
Capella Education Company
CPLA
+$1.21M

Top Sells

Rank Stock Value
1
BND icon
Vanguard Total Bond Market
BND
+$1.63M
2
IEI icon
iShares 3-7 Year Treasury Bond ETF
IEI
+$1.51M
3
SAM icon
Boston Beer
SAM
+$1.43M
4
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$1.38M
5
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$1.27M

Sector Composition

Rank Sector Weight
1 Consumer Discretionary 9.03%
2 Energy 6.62%
3 Industrials 6.39%
4 Consumer Staples 6.37%
5 Healthcare 5.54%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DEM icon
126
WisdomTree Emerging Markets High Dividend Fund
DEM
$3.96B
$342K 0.2%
6,698
+109
+2% +$5.68K
AGG icon
127
iShares Core US Aggregate Bond ETF
AGG
$137B
$337K 0.19%
3,165
-12,840
-80% -$1.38M
VOD icon
128
Vodafone
VOD
$37B
$326K 0.19%
8,125
+1,180
+17% +$44.4K
VGSH icon
129
Vanguard Short-Term Treasury ETF
VGSH
$29.2B
$314K 0.18%
5,159
-166
-3% -$10.1K
VCSH icon
130
Vanguard Short-Term Corporate Bond ETF
VCSH
$44.7B
$310K 0.18%
3,883
+2,079
+115% +$166K
EFG icon
131
iShares MSCI EAFE Growth ETF
EFG
$17B
$299K 0.17%
4,177
-1,387
-25% -$96.1K
VCIT icon
132
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
$66.2B
$296K 0.17%
3,582
+1,857
+108% +$156K
VDC icon
133
Vanguard Consumer Staples ETF
VDC
$7.98B
$288K 0.16%
2,619
+5
+0.2% +$547
SYY icon
134
Sysco
SYY
$40.4B
$285K 0.16%
7,900
+1,795
+29% +$60.7K
IGIB icon
135
iShares 5-10 Year Investment Grade Corporate Bond ETF
IGIB
$18.6B
$282K 0.16%
5,234
+348
+7% +$18.8K
SEP
136
DELISTED
Spectra Engy Parters Lp
SEP
$275K 0.16%
6,059
+342
+6% +$15K
MMM icon
137
3M
MMM
$93.2B
$273K 0.16%
2,331
-1,098
-32% -$117K
DUK icon
138
Duke Energy
DUK
$96.6B
$266K 0.15%
3,851
-1,460
-27% -$102K
SSYS icon
139
Stratasys
SSYS
$760M
$256K 0.15%
1,900
+1,400
+280% +$162K
SRCL
140
DELISTED
Stericycle Inc
SRCL
$256K 0.15%
+2,200
New +$256K
INTC icon
141
Intel
INTC
$503B
$254K 0.15%
9,779
-1,491
-13% -$36.1K
AEP icon
142
American Electric Power
AEP
$68.2B
$239K 0.14%
5,110
+695
+16% +$32.1K
ITW icon
143
Illinois Tool Works
ITW
$84.8B
$228K 0.13%
2,714
+2,672
+6,362% +$211K
BHI
144
DELISTED
Baker Hughes
BHI
$227K 0.13%
+4,103
New +$225K
BKLN icon
145
Invesco Senior Loan ETF
BKLN
$6.81B
$225K 0.13%
9,029
-10,095
-53% -$250K
APD icon
146
Air Products & Chemicals
APD
$66.8B
$223K 0.13%
2,160
-757
-26% -$76.3K
MDY icon
147
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
$26.9B
$219K 0.13%
895
-1,223
-58% -$288K
AMLP icon
148
Alerian MLP ETF
AMLP
$12.9B
$215K 0.12%
2,420
-11,290
-82% -$991K
WBA
149
DELISTED
Walgreens Boots Alliance
WBA
$211K 0.12%
3,673
+2,913
+383% +$169K
EPD icon
150
Enterprise Products Partners
EPD
$82.3B
$206K 0.12%
6,206
-758
-11% -$23.6K
4 5
6
7 8

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CC
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VCM
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ESBC
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SFI
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MAM
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DF
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WJA
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Regal Investment Advisors's Q4 2013 Portfolio in Review

As of Q4 2013, Regal Investment Advisors held 1,045 positions worth $175M, up 2% from $171M the previous quarter. Its ten largest holdings account for 16% of the portfolio.

Regal Investment Advisors deployed $6.2M of net new capital in Q4 2013, opening 138 new positions and adding to 210 existing holdings. Its largest new stake was RPX Corporation: 76,430 shares worth $1.29M.

By sector, the portfolio is most concentrated in Consumer Discretionary at 9% of assets, up from 7.5% a quarter earlier, followed by Energy and Industrials.

On the sell side, the largest reduction was iShares 3-7 Year Treasury Bond ETF, an estimated $1.51M trimmed.

  • Regal Investment Advisors's largest Q4 2013 buy was RPX Corporation: 76,430 shares worth $1.29M.
  • Regal Investment Advisors added most to Mastercard in Q4 2013, an estimated $13.7M increase.
  • Regal Investment Advisors's biggest Q4 2013 reduction was iShares 3-7 Year Treasury Bond ETF, cutting an estimated $1.51M.
  • Regal Investment Advisors fully exited Vanguard Total Bond Market in Q4 2013, selling an estimated $1.63M.
  • Regal Investment Advisors's ten largest holdings make up 16% of its $175M portfolio in Q4 2013.
  • Regal Investment Advisors opened 138 new positions and closed 203 in Q4 2013.
  • Regal Investment Advisors's portfolio value rose 2% quarter-over-quarter to $175M.

Based on Regal Investment Advisors's 13F filing for Q4 2013, filed 6 Feb 2014.