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RIA

Regal Investment Advisors Portfolio holdings

AUM $1.73B
1-Year Est. Return 17.74%
This Fund
S&P 500
This Quarter Est. Return
+5.17%
1 Year Est. Return
+17.74%
3 Year Est. Return
+53.86%
5 Year Est. Return
+57.43%
10 Year Est. Return
+193.86%
AUM
$171M
AUM Growth
-$9.92M
Cap. Flow
-$18.2M
Cap. Flow %
-10.63%
Top 10 Hldgs %
14.72%
Holding
996
New
72
Increased
239
Reduced
249
Closed
90

Top Buys

Rank Stock Value
1
VTIP icon
Vanguard Short-Term Inflation-Protected Securities Index Fund
VTIP
+$2.45M
2
SJNK icon
State Street SPDR Bloomberg Short Term High Yield Bond ETF
SJNK
+$1.92M
3
ISHG icon
iShares 1-3 Year International Treasury Bond ETF
ISHG
+$1.9M
4
BSV icon
Vanguard Short-Term Bond ETF
BSV
+$1.83M
5
FLOT icon
iShares Floating Rate Bond ETF
FLOT
+$1.61M

Top Sells

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$5.06M
2
SSO icon
ProShares Ultra S&P500
SSO
+$4.82M
3
UWM icon
ProShares Ultra Russell2000
UWM
+$4.56M
4
MVV icon
ProShares Ultra MidCap400
MVV
+$4.46M
5
DDM icon
ProShares Ultra Dow30
DDM
+$4.35M

Sector Composition

Rank Sector Weight
1 Consumer Discretionary 7.46%
2 Industrials 5.12%
3 Energy 5.1%
4 Consumer Staples 5.09%
5 Healthcare 4.49%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DEM icon
126
WisdomTree Emerging Markets High Dividend Fund
DEM
$3.96B
$341K 0.2%
6,589
+216
+3% +$10.9K
LQD icon
127
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
$32.9B
$331K 0.19%
2,916
-14,439
-83% -$1.63M
MAIN icon
128
Main Street Capital
MAIN
$5.28B
$326K 0.19%
10,904
-569
-5% -$16.9K
VGSH icon
129
Vanguard Short-Term Treasury ETF
VGSH
$29.2B
$324K 0.19%
+5,325
New +$324K
XLK icon
130
State Street Technology Select Sector SPDR ETF
XLK
$122B
$324K 0.19%
20,250
+19,656
+3,309% +$313K
XLV icon
131
State Street Health Care Select Sector SPDR ETF
XLV
$42.4B
$322K 0.19%
6,365
+3,777
+146% +$190K
IVE icon
132
iShares S&P 500 Value ETF
IVE
$49.6B
$318K 0.19%
4,061
+193
+5% +$15.2K
VCR icon
133
Vanguard Consumer Discretionary ETF
VCR
$6.24B
$318K 0.19%
+3,215
New +$309K
IWD icon
134
iShares Russell 1000 Value ETF
IWD
$83.2B
$316K 0.18%
3,665
+382
+12% +$33.2K
HR icon
135
Healthcare Realty
HR
$6.92B
$307K 0.18%
14,600
-2,145
-13% -$46.3K
MBB icon
136
iShares MBS ETF
MBB
$39B
$305K 0.18%
2,879
-12,442
-81% -$1.3M
FEX icon
137
First Trust Large Cap Core AlphaDEX Fund
FEX
$1.6B
$297K 0.17%
7,920
-432
-5% -$16K
APD icon
138
Air Products & Chemicals
APD
$66.8B
$288K 0.17%
2,917
+1,254
+75% +$119K
IJH icon
139
iShares Core S&P Mid-Cap ETF
IJH
$125B
$285K 0.17%
11,465
-22,515
-66% -$549K
FXG icon
140
First Trust Consumer Staples AlphaDEX Fund
FXG
$227M
$284K 0.17%
8,632
-699
-7% -$22.9K
FXL icon
141
First Trust Technology AlphaDEX Fund
FXL
$2.72B
$280K 0.16%
10,297
+3,244
+46% +$85K
VDC icon
142
Vanguard Consumer Staples ETF
VDC
$7.98B
$271K 0.16%
2,614
+1,614
+161% +$170K
IGIB icon
143
iShares 5-10 Year Investment Grade Corporate Bond ETF
IGIB
$18.6B
$264K 0.15%
4,886
+454
+10% +$24.4K
IVW icon
144
iShares S&P 500 Growth ETF
IVW
$77B
$263K 0.15%
11,752
-7,480
-39% -$165K
IWS icon
145
iShares Russell Mid-Cap Value ETF
IWS
$15.8B
$260K 0.15%
4,269
-709
-14% -$42.8K
INTC icon
146
Intel
INTC
$503B
$258K 0.15%
11,270
+434
+4% +$10K
SEP
147
DELISTED
Spectra Engy Parters Lp
SEP
$251K 0.15%
5,717
-924
-14% -$40.2K
VOD icon
148
Vodafone
VOD
$37B
$249K 0.15%
6,945
-1,068
-13% -$33.8K
NLY icon
149
Annaly Capital Management
NLY
$17.1B
$248K 0.14%
5,353
+456
+9% +$21.5K
EPB
150
DELISTED
EL PASO PIPELINE PARTNERS, L.P. COM UNITS REPSTG LTD PART
EPB
$245K 0.14%
5,807
-1,371
-19% -$57.9K
4 5
6
7 8

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VCM
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Regal Investment Advisors's Q3 2013 Portfolio in Review

As of Q3 2013, Regal Investment Advisors held 996 positions worth $171M, down 5.5% from $181M the previous quarter. Its ten largest holdings account for 15% of the portfolio.

Regal Investment Advisors withdrew a net $18.2M in Q3 2013, closing 90 positions and reducing 249 holdings. Its most notable exit was ProShares Ultra Dow30, an estimated $4.35M position sold in full.

By sector, the portfolio is most concentrated in Consumer Discretionary at 7.5% of assets, up from 6.5% a quarter earlier, followed by Industrials and Energy.

Against the trend, Regal Investment Advisors opened a new position in State Street SPDR Bloomberg Short Term High Yield Bond ETF worth $1.92M.

  • Regal Investment Advisors's largest Q3 2013 buy was State Street SPDR Bloomberg Short Term High Yield Bond ETF: 62,957 shares worth $1.92M.
  • Regal Investment Advisors added most to Vanguard Short-Term Inflation-Protected Securities Index Fund in Q3 2013, an estimated $2.45M increase.
  • Regal Investment Advisors's biggest Q3 2013 reduction was iShares Russell 2000 ETF, cutting an estimated $5.06M.
  • Regal Investment Advisors fully exited ProShares Ultra Dow30 in Q3 2013, selling an estimated $4.35M.
  • Regal Investment Advisors's ten largest holdings make up 15% of its $171M portfolio in Q3 2013.
  • Regal Investment Advisors opened 72 new positions and closed 90 in Q3 2013.
  • Regal Investment Advisors's portfolio value fell 5.5% quarter-over-quarter to $171M.

Based on Regal Investment Advisors's 13F filing for Q3 2013, filed 12 Nov 2013.