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RIA

Regal Investment Advisors Portfolio holdings

AUM $1.73B
1-Year Est. Return 17.74%
This Fund
S&P 500
This Quarter Est. Return
+7.01%
1 Year Est. Return
+17.74%
3 Year Est. Return
+53.86%
5 Year Est. Return
+57.43%
10 Year Est. Return
+193.86%
AUM
$1.43B
AUM Growth
-$104M
Cap. Flow
-$193M
Cap. Flow %
-13.53%
Top 10 Hldgs %
20.8%
Holding
589
New
19
Increased
212
Reduced
246
Closed
89

Top Buys

Rank Stock Value
1
IUSB icon
iShares Core Universal USD Bond ETF
IUSB
+$7.98M
2
EFV icon
iShares MSCI EAFE Value ETF
EFV
+$6.18M
3
TLH icon
iShares 10-20 Year Treasury Bond ETF
TLH
+$3.48M
4
SLB icon
SLB Ltd
SLB
+$2.45M
5
DYNF icon
BlackRock US Equity Factor Rotation ETF
DYNF
+$2.44M

Top Sells

Rank Stock Value
1
ONEQ icon
Fidelity Nasdaq Composite Index ETF
ONEQ
+$17.5M
2
ITOT icon
iShares Core S&P Total US Stock Market ETF
ITOT
+$17M
3
BUFF icon
Innovator Laddered Allocation Power Buffer ETF
BUFF
+$10M
4
SPGP icon
Invesco S&P 500 GARP ETF
SPGP
+$9.74M
5
DGRW icon
WisdomTree Trust WisdomTree US Quality Dividend Growth Fund
DGRW
+$8.61M

Sector Composition

Rank Sector Weight
1 Technology 8.76%
2 Healthcare 5.26%
3 Consumer Staples 4.97%
4 Consumer Discretionary 4.21%
5 Financials 3.52%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AEP icon
101
American Electric Power
AEP
$68.4B
$4.33M 0.3%
42,204
-1,861
-4% -$182K
VB icon
102
Vanguard Morningstar Small-Cap ETF
VB
$82.7B
$4.31M 0.3%
18,159
+188
+1% +$42.7K
GIGB icon
103
Goldman Sachs Access Investment Grade Corporate Bond ETF
GIGB
$973M
$4.3M 0.3%
90,855
-22,023
-20% -$1.02M
ADP icon
104
Automatic Data Processing
ADP
$108B
$4.28M 0.3%
15,460
+118
+0.8% +$30.9K
FLOT icon
105
iShares Floating Rate Bond ETF
FLOT
$10.5B
$4.25M 0.3%
83,342
+3,119
+4% +$159K
DIVO icon
106
Amplify CWP Enhanced Dividend Income ETF
DIVO
$7.78B
$4.17M 0.29%
101,149
-4,022
-4% -$160K
LLY icon
107
Eli Lilly
LLY
$1.06T
$4.06M 0.28%
4,588
-735
-14% -$661K
XLK icon
108
State Street Technology Select Sector SPDR ETF
XLK
$123B
$3.98M 0.28%
35,258
+4,268
+14% +$469K
DUK icon
109
Duke Energy
DUK
$97.3B
$3.95M 0.28%
34,289
+67
+0.2% +$7.46K
BINC icon
110
BlackRock Flexible Income ETF
BINC
$16.3B
$3.83M 0.27%
71,491
+26,714
+60% +$1.41M
JNK icon
111
State Street SPDR Bloomberg High Yield Bond ETF
JNK
$7.31B
$3.79M 0.27%
38,759
+1,546
+4% +$148K
GHYB icon
112
Goldman Sachs Access High Yield Corporate Bond ETF
GHYB
$134M
$3.78M 0.26%
82,818
-3,739
-4% -$167K
FLTB icon
113
Fidelity Limited Term Bond ETF
FLTB
$435M
$3.78M 0.26%
75,042
+2,346
+3% +$117K
ON icon
114
ON Semiconductor
ON
$31.6B
$3.77M 0.26%
51,951
+2,738
+6% +$199K
RSP icon
115
Invesco S&P 500 Equal Weight ETF
RSP
$99.1B
$3.76M 0.26%
21,013
+14,115
+205% +$2.41M
XLE icon
116
State Street Energy Select Sector SPDR ETF
XLE
$37.6B
$3.72M 0.26%
84,760
-11,868
-12% -$531K
TLT icon
117
iShares 20+ Year Treasury Bond ETF
TLT
$40.9B
$3.67M 0.26%
37,461
+3,723
+11% +$359K
VYMI icon
118
Vanguard International High Dividend Yield ETF
VYMI
$21.3B
$3.67M 0.26%
50,026
-2,006
-4% -$142K
SHY icon
119
iShares 1-3 Year Treasury Bond ETF
SHY
$25.5B
$3.67M 0.26%
44,099
+968
+2% +$79.9K
JPM icon
120
JPMorgan Chase
JPM
$950B
$3.47M 0.24%
16,461
-14,067
-46% -$2.96M
UCON icon
121
First Trust Smith Unconstrained Bond ETF
UCON
$3.28B
$3.47M 0.24%
137,939
-251,074
-65% -$6.25M
XLP icon
122
State Street Consumer Staples Select Sector SPDR ETF
XLP
$14.7B
$3.42M 0.24%
41,181
+4,047
+11% +$325K
VWOB icon
123
Vanguard Emerging Markets Government Bond ETF
VWOB
$6.25B
$3.32M 0.23%
50,024
+2,503
+5% +$162K
XOM icon
124
ExxonMobil
XOM
$634B
$3.32M 0.23%
28,294
-16,081
-36% -$1.86M
VTV icon
125
Vanguard Morningstar Value ETF
VTV
$192B
$3.27M 0.23%
18,756
-661
-3% -$111K
3 4
5
6 7

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CC
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VCM
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ESBC
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SFI
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DF
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WJA
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OMC
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Regal Investment Advisors's Q3 2024 Portfolio in Review

As of Q3 2024, Regal Investment Advisors held 589 positions worth $1.43B, down 6.8% from $1.53B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

Regal Investment Advisors withdrew a net $193M in Q3 2024, closing 89 positions and reducing 246 holdings. Its most notable exit was WisdomTree Trust WisdomTree US Quality Dividend Growth Fund, an estimated $8.61M position sold in full.

By sector, the portfolio is most concentrated in Technology at 8.8% of assets, down from 9.3% a quarter earlier, followed by Healthcare and Consumer Staples.

Against the trend, Regal Investment Advisors opened a new position in BondBloxx Bloomberg One Year Target Duration US Treasury ETF worth $943K.

  • Regal Investment Advisors's largest Q3 2024 buy was BondBloxx Bloomberg One Year Target Duration US Treasury ETF: 18,875 shares worth $943K.
  • Regal Investment Advisors added most to iShares Core Universal USD Bond ETF in Q3 2024, an estimated $7.98M increase.
  • Regal Investment Advisors's biggest Q3 2024 reduction was Fidelity Nasdaq Composite Index ETF, cutting an estimated $17.5M.
  • Regal Investment Advisors fully exited WisdomTree Trust WisdomTree US Quality Dividend Growth Fund in Q3 2024, selling an estimated $8.61M.
  • Regal Investment Advisors's ten largest holdings make up 21% of its $1.43B portfolio in Q3 2024.
  • Regal Investment Advisors opened 19 new positions and closed 89 in Q3 2024.
  • Regal Investment Advisors's portfolio value fell 6.8% quarter-over-quarter to $1.43B.

Based on Regal Investment Advisors's 13F filing for Q3 2024, filed 12 Nov 2024.