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RIA

Regal Investment Advisors Portfolio holdings

AUM $1.73B
1-Year Est. Return 17.74%
This Fund
S&P 500
This Quarter Est. Return
+8.09%
1 Year Est. Return
+17.74%
3 Year Est. Return
+53.86%
5 Year Est. Return
+57.43%
10 Year Est. Return
+193.86%
AUM
$1.46B
AUM Growth
+$141M
Cap. Flow
+$44.3M
Cap. Flow %
3.03%
Top 10 Hldgs %
19.38%
Holding
611
New
67
Increased
277
Reduced
206
Closed
31

Top Buys

Rank Stock Value
1
FYT icon
First Trust Small Cap Value AlphaDEX Fund
FYT
+$6.7M
2
DYNF icon
BlackRock US Equity Factor Rotation ETF
DYNF
+$6.22M
3
NFTY icon
First Trust India Nifty 50 Equal Weight ETF
NFTY
+$6.13M
4
PWB icon
Invesco Large Cap Growth ETF
PWB
+$5.98M
5
GTO icon
Invesco Total Return Bond ETF
GTO
+$5.73M

Top Sells

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$13.5M
2
IJS icon
iShares S&P Small-Cap 600 Value ETF
IJS
+$6.28M
3
SPEM icon
State Street SPDR Portfolio Emerging Markets ETF
SPEM
+$6.21M
4
FTA icon
First Trust Large Cap Value AlphaDEX Fund
FTA
+$5.28M
5
TFLO icon
iShares Treasury Floating Rate Bond ETF
TFLO
+$4.65M

Sector Composition

Rank Sector Weight
1 Technology 8.36%
2 Healthcare 5.17%
3 Consumer Staples 4.54%
4 Financials 3.98%
5 Consumer Discretionary 3.89%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
XLE icon
101
State Street Energy Select Sector SPDR ETF
XLE
$37.6B
$4.16M 0.28%
88,080
+12,178
+16% +$523K
LZB icon
102
La-Z-Boy
LZB
$1.69B
$4.13M 0.28%
109,856
– –
LLY icon
103
Eli Lilly
LLY
$1.06T
$4.13M 0.28%
5,307
+499
+10% +$355K
CBOE icon
104
Cboe Global Markets
CBOE
$29.9B
$4.08M 0.28%
22,218
-1,613
-7% -$298K
CME icon
105
CME Group
CME
$94.8B
$4.07M 0.28%
18,920
+437
+2% +$91.8K
VB icon
106
Vanguard Morningstar Small-Cap ETF
VB
$82.7B
$4.04M 0.28%
17,654
+624
+4% +$134K
FLOT icon
107
iShares Floating Rate Bond ETF
FLOT
$10.5B
$3.99M 0.27%
78,184
+2,434
+3% +$124K
GHYB icon
108
Goldman Sachs Access High Yield Corporate Bond ETF
GHYB
$134M
$3.97M 0.27%
89,820
+9,863
+12% +$434K
CINF icon
109
Cincinnati Financial
CINF
$27.1B
$3.9M 0.27%
31,444
-3,800
-11% -$429K
AEP icon
110
American Electric Power
AEP
$68.4B
$3.88M 0.27%
45,052
-831
-2% -$67.6K
DIVO icon
111
Amplify CWP Enhanced Dividend Income ETF
DIVO
$7.78B
$3.88M 0.27%
99,711
-26,563
-21% -$997K
VYMI icon
112
Vanguard International High Dividend Yield ETF
VYMI
$21.3B
$3.79M 0.26%
55,139
-11,913
-18% -$794K
DUK icon
113
Duke Energy
DUK
$97.3B
$3.77M 0.26%
38,999
-459
-1% -$43.5K
IGIB icon
114
iShares 5-10 Year Investment Grade Corporate Bond ETF
IGIB
$18.6B
$3.75M 0.26%
72,648
+5,329
+8% +$274K
MMM icon
115
3M
MMM
$94.3B
$3.71M 0.25%
41,879
+2,693
+7% +$223K
EXPE icon
116
Expedia Group
EXPE
$37.3B
$3.66M 0.25%
26,545
+2,268
+9% +$322K
GLD icon
117
SPDR Gold Trust
GLD
$142B
$3.65M 0.25%
17,733
-98
-0.5% -$18.8K
KMB icon
118
Kimberly-Clark
KMB
$36.5B
$3.61M 0.25%
27,914
+439
+2% +$53.9K
ON icon
119
ON Semiconductor
ON
$31.6B
$3.58M 0.24%
48,607
+23,531
+94% +$1.8M
IBM icon
120
IBM
IBM
$224B
$3.54M 0.24%
18,545
+90
+0.5% +$16.4K
ADP icon
121
Automatic Data Processing
ADP
$108B
$3.48M 0.24%
13,941
+101
+0.7% +$24.7K
FLTB icon
122
Fidelity Limited Term Bond ETF
FLTB
$435M
$3.46M 0.24%
+70,497
New +$3.46M
JNK icon
123
State Street SPDR Bloomberg High Yield Bond ETF
JNK
$7.31B
$3.43M 0.23%
36,027
+790
+2% +$74.7K
XLU icon
124
State Street Utilities Select Sector SPDR ETF
XLU
$22.7B
$3.34M 0.23%
101,840
+13,954
+16% +$436K
ICSH icon
125
iShares Ultra Short Duration Bond Active ETF
ICSH
$8.4B
$3.32M 0.23%
65,730
-5,357
-8% -$270K
3 4
5
6 7

Similar funds

PAIM
Punch & Associates Investment Management Edina, Minnesota $1.73B AUM 27.65% 1-Year Est. Return
CC
Commodore Capital New York $1.73B AUM 298.96% 1-Year Est. Return
VCM
Valiant Capital Management San Francisco, California $1.74B AUM 64.05% 1-Year Est. Return
ESBC
E.S. Barr & Co Lexington, Kentucky $1.72B AUM 12.69% 1-Year Est. Return
SFI
Siemens Fonds Invest Munich, Germany $1.75B AUM 26.24% 1-Year Est. Return
DF
DNCA Finance Paris, France $1.75B AUM 38.18% 1-Year Est. Return
WJA
Willis Johnson & Associates Houston, Texas $1.72B AUM 16.93% 1-Year Est. Return
OMC
Oasis Management Company Grand Cayman, Cayman Islands $1.72B AUM 32.1% 1-Year Est. Return

Regal Investment Advisors's Q1 2024 Portfolio in Review

As of Q1 2024, Regal Investment Advisors held 611 positions worth $1.46B, up 11% from $1.32B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Regal Investment Advisors deployed $44.3M of net new capital in Q1 2024, opening 67 new positions and adding to 277 existing holdings. Its largest new stake was First Trust Small Cap Value AlphaDEX Fund: 127,623 shares worth $6.93M.

By sector, the portfolio is most concentrated in Technology at 8.4% of assets, up from 8.3% a quarter earlier, followed by Healthcare and Consumer Staples.

On the sell side, the largest reduction was iShares Core S&P 500 ETF, an estimated $13.5M trimmed.

  • Regal Investment Advisors's largest Q1 2024 buy was First Trust Small Cap Value AlphaDEX Fund: 127,623 shares worth $6.93M.
  • Regal Investment Advisors added most to Goldman Sachs Access Investment Grade Corporate Bond ETF in Q1 2024, an estimated $4.07M increase.
  • Regal Investment Advisors's biggest Q1 2024 reduction was iShares Core S&P 500 ETF, cutting an estimated $13.5M.
  • Regal Investment Advisors fully exited First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF in Q1 2024, selling an estimated $2.67M.
  • Regal Investment Advisors's ten largest holdings make up 19% of its $1.46B portfolio in Q1 2024.
  • Regal Investment Advisors opened 67 new positions and closed 31 in Q1 2024.
  • Regal Investment Advisors's portfolio value rose 11% quarter-over-quarter to $1.46B.

Based on Regal Investment Advisors's 13F filing for Q1 2024, filed 15 May 2024.