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RIA

Regal Investment Advisors Portfolio holdings

AUM $1.73B
1-Year Est. Return 17.74%
This Fund
S&P 500
This Quarter Est. Return
-2.85%
1 Year Est. Return
+17.74%
3 Year Est. Return
+53.86%
5 Year Est. Return
+57.43%
10 Year Est. Return
+193.86%
AUM
$1.19B
AUM Growth
-$4.98M
Cap. Flow
+$34.9M
Cap. Flow %
2.93%
Top 10 Hldgs %
21.77%
Holding
546
New
32
Increased
246
Reduced
188
Closed
51

Top Buys

Rank Stock Value
1
IJS icon
iShares S&P Small-Cap 600 Value ETF
IJS
+$6.14M
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$4.94M
3
TFLO icon
iShares Treasury Floating Rate Bond ETF
TFLO
+$3.58M
4
PXD
Pioneer Natural Resource Co.
PXD
+$2.91M
5
EFV icon
iShares MSCI EAFE Value ETF
EFV
+$2.75M

Top Sells

Rank Stock Value
1
QQQ icon
Invesco QQQ Trust
QQQ
+$22.9M
2
SDVY icon
First Trust SMID Cap Rising Dividend Achievers ETF
SDVY
+$4.94M
3
GOVT icon
iShares US Treasury Bond ETF
GOVT
+$2.96M
4
VYMI icon
Vanguard International High Dividend Yield ETF
VYMI
+$2.08M
5
ONEQ icon
Fidelity Nasdaq Composite Index ETF
ONEQ
+$1.84M

Sector Composition

Rank Sector Weight
1 Technology 7.39%
2 Healthcare 5.35%
3 Consumer Staples 4.56%
4 Consumer Discretionary 3.82%
5 Financials 3.6%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DUK icon
101
Duke Energy
DUK
$97.3B
$3.33M 0.28%
37,689
+2,238
+6% +$205K
GHYB icon
102
Goldman Sachs Access High Yield Corporate Bond ETF
GHYB
$134M
$3.32M 0.28%
78,968
+3,808
+5% +$162K
JNK icon
103
State Street SPDR Bloomberg High Yield Bond ETF
JNK
$7.31B
$3.28M 0.28%
36,313
+1,693
+5% +$155K
IGLB icon
104
iShares 10+ Year Investment Grade Corporate Bond ETF
IGLB
$2.8B
$3.28M 0.28%
69,635
+18,453
+36% +$915K
IVW icon
105
iShares S&P 500 Growth ETF
IVW
$77.6B
$3.22M 0.27%
47,007
+27,295
+138% +$1.93M
IEMG icon
106
iShares Core MSCI Emerging Markets ETF
IEMG
$156B
$3.21M 0.27%
67,361
-27,467
-29% -$1.36M
CBOE icon
107
Cboe Global Markets
CBOE
$29.9B
$3.19M 0.27%
20,391
+3,042
+18% +$448K
GOVT icon
108
iShares US Treasury Bond ETF
GOVT
$43.8B
$3.15M 0.27%
143,138
-131,330
-48% -$2.96M
VB icon
109
Vanguard Morningstar Small-Cap ETF
VB
$82.7B
$3.09M 0.26%
16,365
+379
+2% +$75.5K
BUFF icon
110
Innovator Laddered Allocation Power Buffer ETF
BUFF
$940M
$3.09M 0.26%
82,301
+30,625
+59% +$1.17M
IYW icon
111
iShares US Technology ETF
IYW
$25.5B
$3.05M 0.26%
29,083
-16,689
-36% -$1.81M
VO icon
112
Vanguard Morningstar Mid-Cap ETF
VO
$109B
$3.04M 0.26%
58,484
+1,232
+2% +$67.6K
GLD icon
113
SPDR Gold Trust
GLD
$142B
$3M 0.25%
17,476
-275
-2% -$49.2K
CME icon
114
CME Group
CME
$94.8B
$2.99M 0.25%
14,930
+2,807
+23% +$558K
LEG icon
115
Leggett & Platt
LEG
$1.31B
$2.98M 0.25%
117,281
+7,726
+7% +$217K
BLDR icon
116
Builders FirstSource
BLDR
$8.04B
$2.94M 0.25%
23,646
-8,727
-27% -$1.2M
PXD
117
DELISTED
Pioneer Natural Resource Co.
PXD
$2.94M 0.25%
+12,802
New +$2.91M
MMM icon
118
3M
MMM
$94.3B
$2.85M 0.24%
36,357
+10,167
+39% +$873K
APAM icon
119
Artisan Partners
APAM
$3.02B
$2.83M 0.24%
75,623
+11,421
+18% +$443K
TDIV icon
120
First Trust NASDAQ Technology Dividend Index Fund
TDIV
$4.43B
$2.82M 0.24%
50,345
-1,133
-2% -$66.1K
IBTD
121
DELISTED
iShares iBonds Dec 2023 Term Treasury ETF
IBTD
$2.76M 0.23%
111,266
-21,231
-16% -$526K
LMBS icon
122
First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF
LMBS
$6.39B
$2.66M 0.22%
56,366
+1,827
+3% +$86.9K
GNRC icon
123
Generac Holdings
GNRC
$12.5B
$2.66M 0.22%
24,391
+3,934
+19% +$487K
XLE icon
124
State Street Energy Select Sector SPDR ETF
XLE
$37.6B
$2.63M 0.22%
58,250
+9,608
+20% +$420K
TOL icon
125
Toll Brothers
TOL
$14.5B
$2.6M 0.22%
35,146
+3,943
+13% +$311K
3 4
5
6 7

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PAIM
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CC
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VCM
Valiant Capital Management San Francisco, California $1.74B AUM 64.05% 1-Year Est. Return
ESBC
E.S. Barr & Co Lexington, Kentucky $1.72B AUM 12.69% 1-Year Est. Return
SFI
Siemens Fonds Invest Munich, Germany $1.75B AUM 26.24% 1-Year Est. Return
DF
DNCA Finance Paris, France $1.75B AUM 38.18% 1-Year Est. Return
WJA
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OMC
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Regal Investment Advisors's Q3 2023 Portfolio in Review

As of Q3 2023, Regal Investment Advisors held 546 positions worth $1.19B, down 0.42% from $1.19B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Regal Investment Advisors's Q3 2023 filing shows 32 new, 246 increased, 188 reduced and 51 closed positions. Its largest new stake was Pioneer Natural Resource Co.: 12,802 shares worth $2.94M. The largest sale was Invesco QQQ Trust, an estimated $22.9M.

By sector, the portfolio is most concentrated in Technology at 7.4% of assets, down from 7.5% a quarter earlier, followed by Healthcare and Consumer Staples.

  • Regal Investment Advisors's largest Q3 2023 buy was Pioneer Natural Resource Co.: 12,802 shares worth $2.94M.
  • Regal Investment Advisors added most to iShares S&P Small-Cap 600 Value ETF in Q3 2023, an estimated $6.14M increase.
  • Regal Investment Advisors's biggest Q3 2023 reduction was First Trust SMID Cap Rising Dividend Achievers ETF, cutting an estimated $4.94M.
  • Regal Investment Advisors fully exited Invesco QQQ Trust in Q3 2023, selling an estimated $22.9M.
  • Regal Investment Advisors's ten largest holdings make up 22% of its $1.19B portfolio in Q3 2023.
  • Regal Investment Advisors opened 32 new positions and closed 51 in Q3 2023.
  • Regal Investment Advisors's portfolio value fell 0.42% quarter-over-quarter to $1.19B.

Based on Regal Investment Advisors's 13F filing for Q3 2023, filed 13 Nov 2023.