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RIA

Regal Investment Advisors Portfolio holdings

AUM $1.73B
1-Year Est. Return 17.74%
This Fund
S&P 500
This Quarter Est. Return
+8.09%
1 Year Est. Return
+17.74%
3 Year Est. Return
+53.86%
5 Year Est. Return
+57.43%
10 Year Est. Return
+193.86%
AUM
$1.03B
AUM Growth
+$84.7M
Cap. Flow
+$15.7M
Cap. Flow %
1.52%
Top 10 Hldgs %
20.27%
Holding
527
New
48
Increased
216
Reduced
195
Closed
45

Top Buys

Rank Stock Value
1
VYMI icon
Vanguard International High Dividend Yield ETF
VYMI
+$4.29M
2
ICSH icon
iShares Ultra Short Duration Bond Active ETF
ICSH
+$3.56M
3
MBB icon
iShares MBS ETF
MBB
+$2.73M
4
VCLT icon
Vanguard Long-Term Corporate Bond ETF
VCLT
+$2.66M
5
IUSB icon
iShares Core Universal USD Bond ETF
IUSB
+$2.43M

Top Sells

Rank Stock Value
1
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$4.4M
2
VPU
Vanguard Utilities ETF
VPU
+$2.52M
3
GOVT icon
iShares US Treasury Bond ETF
GOVT
+$2.49M
4
PFF icon
iShares Preferred and Income Securities ETF
PFF
+$2.24M
5
DGRW icon
WisdomTree Trust WisdomTree US Quality Dividend Growth Fund
DGRW
+$1.98M

Sector Composition

Rank Sector Weight
1 Healthcare 6.21%
2 Technology 5.85%
3 Consumer Staples 4.96%
4 Financials 3.06%
5 Consumer Discretionary 3.05%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EOG icon
101
EOG Resources
EOG
$70.7B
$2.71M 0.26%
20,900
+14,780
+242% +$1.97M
RTX icon
102
RTX Corp
RTX
$301B
$2.69M 0.26%
26,643
-1,737
-6% -$163K
LEG icon
103
Leggett & Platt
LEG
$1.31B
$2.61M 0.25%
80,983
+12,402
+18% +$418K
RLY icon
104
State Street Multi-Asset Real Return ETF
RLY
$1.29B
$2.55M 0.25%
92,641
-893
-1% -$25K
VWOB icon
105
Vanguard Emerging Markets Government Bond ETF
VWOB
$6.25B
$2.53M 0.24%
41,413
+2,455
+6% +$147K
AMLP icon
106
Alerian MLP ETF
AMLP
$13.1B
$2.52M 0.24%
66,145
-9,194
-12% -$361K
LZB icon
107
La-Z-Boy
LZB
$1.69B
$2.51M 0.24%
109,856
– –
IVOL icon
108
Quadratic Interest Rate Volatility and Inflation Hedge ETF
IVOL
$270M
$2.49M 0.24%
110,032
+6,552
+6% +$148K
SCZ icon
109
iShares MSCI EAFE Small-Cap ETF
SCZ
$13.6B
$2.48M 0.24%
43,935
+330
+0.8% +$17.7K
FDN icon
110
First Trust Dow Jones Internet Index Fund ETF
FDN
$5.34B
$2.48M 0.24%
20,120
-1,022
-5% -$130K
LMBS icon
111
First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF
LMBS
$6.39B
$2.45M 0.24%
51,715
-1,431
-3% -$67.6K
VB icon
112
Vanguard Morningstar Small-Cap ETF
VB
$82.7B
$2.44M 0.24%
13,303
-209
-2% -$38.7K
TFLO icon
113
iShares Treasury Floating Rate Bond ETF
TFLO
$6.72B
$2.35M 0.23%
46,633
+42,002
+907% +$2.12M
RSG icon
114
Republic Services
RSG
$65.7B
$2.35M 0.23%
18,217
+517
+3% +$69K
CLX icon
115
Clorox
CLX
$12.7B
$2.27M 0.22%
16,196
+84
+0.5% +$11.9K
BLDR icon
116
Builders FirstSource
BLDR
$8.04B
$2.25M 0.22%
34,681
+29,142
+526% +$1.82M
SHV icon
117
iShares 0-1 Year Treasury Bond ETF
SHV
$20.6B
$2.24M 0.22%
20,381
+5,713
+39% +$628K
IWC icon
118
iShares Micro-Cap ETF
IWC
$1.5B
$2.21M 0.21%
20,477
+361
+2% +$39.3K
COP icon
119
ConocoPhillips
COP
$141B
$2.19M 0.21%
18,601
-508
-3% -$61.7K
XOM icon
120
ExxonMobil
XOM
$634B
$2.15M 0.21%
19,534
-202
-1% -$21.6K
V icon
121
Visa
V
$677B
$2.13M 0.21%
10,266
+91
+0.9% +$18.4K
VSS icon
122
Vanguard FTSE All-World ex-US Small-Cap Index Fund
VSS
$11.9B
$2.09M 0.2%
20,327
+485
+2% +$48.8K
F icon
123
Ford
F
$55.7B
$2.08M 0.2%
178,784
-7,699
-4% -$98.9K
GLD icon
124
SPDR Gold Trust
GLD
$142B
$2.08M 0.2%
12,241
-1,724
-12% -$278K
NTR icon
125
Nutrien
NTR
$30.7B
$2.04M 0.2%
27,942
+21,823
+357% +$1.72M
3 4
5
6 7

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CC
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VCM
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ESBC
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SFI
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DF
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WJA
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OMC
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Regal Investment Advisors's Q4 2022 Portfolio in Review

As of Q4 2022, Regal Investment Advisors held 527 positions worth $1.03B, up 8.9% from $948M the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Regal Investment Advisors's Q4 2022 filing shows 48 new, 216 increased, 195 reduced and 45 closed positions. Its largest new stake was iShares Ultra Short Duration Bond Active ETF: 71,234 shares worth $3.56M. The largest sale was iShares 20+ Year Treasury Bond ETF, an estimated $4.4M.

By sector, the portfolio is most concentrated in Healthcare at 6.2% of assets, up from 5.9% a quarter earlier, followed by Technology and Consumer Staples.

  • Regal Investment Advisors's largest Q4 2022 buy was iShares Ultra Short Duration Bond Active ETF: 71,234 shares worth $3.56M.
  • Regal Investment Advisors added most to Vanguard International High Dividend Yield ETF in Q4 2022, an estimated $4.29M increase.
  • Regal Investment Advisors's biggest Q4 2022 reduction was iShares 20+ Year Treasury Bond ETF, cutting an estimated $4.4M.
  • Regal Investment Advisors fully exited Vanguard Utilities ETF in Q4 2022, selling an estimated $2.52M.
  • Regal Investment Advisors's ten largest holdings make up 20% of its $1.03B portfolio in Q4 2022.
  • Regal Investment Advisors opened 48 new positions and closed 45 in Q4 2022.
  • Regal Investment Advisors's portfolio value rose 8.9% quarter-over-quarter to $1.03B.

Based on Regal Investment Advisors's 13F filing for Q4 2022, filed 1 Mar 2023.