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RIA

Regal Investment Advisors Portfolio holdings

AUM $1.73B
1-Year Est. Return 17.74%
This Fund
S&P 500
This Quarter Est. Return
-5.8%
1 Year Est. Return
+17.74%
3 Year Est. Return
+53.86%
5 Year Est. Return
+57.43%
10 Year Est. Return
+193.86%
AUM
$948M
AUM Growth
-$12.6M
Cap. Flow
+$38.6M
Cap. Flow %
4.07%
Top 10 Hldgs %
21.07%
Holding
538
New
39
Increased
250
Reduced
164
Closed
58

Top Buys

Rank Stock Value
1
DGRW icon
WisdomTree Trust WisdomTree US Quality Dividend Growth Fund
DGRW
+$10.3M
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$7.42M
3
ITOT icon
iShares Core S&P Total US Stock Market ETF
ITOT
+$6.03M
4
VYMI icon
Vanguard International High Dividend Yield ETF
VYMI
+$5.92M
5
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$5.11M

Top Sells

Rank Stock Value
1
ACWV icon
iShares MSCI Global Min Vol Factor ETF
ACWV
+$8.02M
2
EFAV icon
iShares MSCI EAFE Min Vol Factor ETF
EFAV
+$7.36M
3
FTCS icon
First Trust Capital Strength ETF
FTCS
+$6.45M
4
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$5.22M
5
TDIV icon
First Trust NASDAQ Technology Dividend Index Fund
TDIV
+$3.72M

Sector Composition

Rank Sector Weight
1 Technology 5.97%
2 Healthcare 5.9%
3 Consumer Staples 4.66%
4 Consumer Discretionary 3.31%
5 Financials 2.8%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
LMBS icon
101
First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF
LMBS
$6.39B
$2.52M 0.27%
53,146
-970
-2% -$46.8K
LZB icon
102
La-Z-Boy
LZB
$1.69B
$2.48M 0.26%
109,856
– –
CINF icon
103
Cincinnati Financial
CINF
$27.1B
$2.45M 0.26%
27,368
+3,605
+15% +$371K
KMB icon
104
Kimberly-Clark
KMB
$36.5B
$2.45M 0.26%
21,774
+2,595
+14% +$337K
RLY icon
105
State Street Multi-Asset Real Return ETF
RLY
$1.29B
$2.42M 0.26%
93,534
-1,343
-1% -$37.6K
RSG icon
106
Republic Services
RSG
$65.7B
$2.41M 0.25%
17,700
+14,103
+392% +$1.97M
RTX icon
107
RTX Corp
RTX
$301B
$2.32M 0.25%
28,380
-160
-0.6% -$14.5K
VB icon
108
Vanguard Morningstar Small-Cap ETF
VB
$82.7B
$2.31M 0.24%
13,512
+416
+3% +$78.5K
IVOL icon
109
Quadratic Interest Rate Volatility and Inflation Hedge ETF
IVOL
$270M
$2.29M 0.24%
103,480
+2,597
+3% +$63.3K
VCLT icon
110
Vanguard Long-Term Corporate Bond ETF
VCLT
$8.81B
$2.28M 0.24%
+31,149
New +$2.53M
LEG icon
111
Leggett & Platt
LEG
$1.31B
$2.28M 0.24%
68,581
+16,501
+32% +$627K
VWOB icon
112
Vanguard Emerging Markets Government Bond ETF
VWOB
$6.25B
$2.24M 0.24%
38,958
+3,049
+8% +$188K
GLD icon
113
SPDR Gold Trust
GLD
$142B
$2.16M 0.23%
13,965
-2,014
-13% -$324K
SCZ icon
114
iShares MSCI EAFE Small-Cap ETF
SCZ
$13.6B
$2.13M 0.22%
43,605
+847
+2% +$46.4K
F icon
115
Ford
F
$55.7B
$2.09M 0.22%
186,483
-3,142
-2% -$44K
IWC icon
116
iShares Micro-Cap ETF
IWC
$1.5B
$2.08M 0.22%
20,116
+1,086
+6% +$123K
CLX icon
117
Clorox
CLX
$12.7B
$2.07M 0.22%
16,112
+1,203
+8% +$174K
TIP icon
118
iShares TIPS Bond ETF
TIP
$14.7B
$2.01M 0.21%
19,144
-5,255
-22% -$595K
FPE icon
119
First Trust Preferred Securities and Income ETF
FPE
$6.36B
$2M 0.21%
119,716
+8,277
+7% +$146K
BMY icon
120
Bristol-Myers Squibb
BMY
$132B
$1.97M 0.21%
27,761
-297
-1% -$21.5K
COP icon
121
ConocoPhillips
COP
$141B
$1.96M 0.21%
19,109
+668
+4% +$66.6K
VSS icon
122
Vanguard FTSE All-World ex-US Small-Cap Index Fund
VSS
$11.9B
$1.84M 0.19%
19,842
+499
+3% +$51.9K
IWM icon
123
iShares Russell 2000 ETF
IWM
$81.9B
$1.81M 0.19%
10,974
-1,340
-11% -$244K
V icon
124
Visa
V
$677B
$1.81M 0.19%
10,175
+288
+3% +$58.6K
GNR icon
125
State Street SPDR S&P Global Natural Resources ETF
GNR
$4.87B
$1.81M 0.19%
36,510
+1,820
+5% +$95.8K
3 4
5
6 7

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VCM
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SFI
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Regal Investment Advisors's Q3 2022 Portfolio in Review

As of Q3 2022, Regal Investment Advisors held 538 positions worth $948M, down 1.3% from $961M the previous quarter. Its ten largest holdings account for 21% of the portfolio.

Regal Investment Advisors deployed $38.6M of net new capital in Q3 2022, opening 39 new positions and adding to 250 existing holdings. Its largest new stake was WisdomTree Trust WisdomTree US Quality Dividend Growth Fund: 173,435 shares worth $9.35M.

By sector, the portfolio is most concentrated in Technology at 6% of assets, down from 6.7% a quarter earlier, followed by Healthcare and Consumer Staples.

On the sell side, the largest reduction was iShares MSCI Global Min Vol Factor ETF, an estimated $8.02M trimmed.

  • Regal Investment Advisors's largest Q3 2022 buy was WisdomTree Trust WisdomTree US Quality Dividend Growth Fund: 173,435 shares worth $9.35M.
  • Regal Investment Advisors added most to iShares Core S&P 500 ETF in Q3 2022, an estimated $7.42M increase.
  • Regal Investment Advisors's biggest Q3 2022 reduction was iShares MSCI Global Min Vol Factor ETF, cutting an estimated $8.02M.
  • Regal Investment Advisors fully exited iShares MSCI EAFE Min Vol Factor ETF in Q3 2022, selling an estimated $7.36M.
  • Regal Investment Advisors's ten largest holdings make up 21% of its $948M portfolio in Q3 2022.
  • Regal Investment Advisors opened 39 new positions and closed 58 in Q3 2022.
  • Regal Investment Advisors's portfolio value fell 1.3% quarter-over-quarter to $948M.

Based on Regal Investment Advisors's 13F filing for Q3 2022, filed 15 Nov 2022.