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RIA

Regal Investment Advisors Portfolio holdings

AUM $1.73B
1-Year Est. Return 17.74%
This Fund
S&P 500
This Quarter Est. Return
-3.4%
1 Year Est. Return
+17.74%
3 Year Est. Return
+53.86%
5 Year Est. Return
+57.43%
10 Year Est. Return
+193.86%
AUM
$1.09B
AUM Growth
-$39.1M
Cap. Flow
+$11.2M
Cap. Flow %
1.03%
Top 10 Hldgs %
20.8%
Holding
587
New
52
Increased
239
Reduced
220
Closed
59

Top Buys

Rank Stock Value
1
SDVY icon
First Trust SMID Cap Rising Dividend Achievers ETF
SDVY
+$9.58M
2
IQLT icon
iShares MSCI Intl Quality Factor ETF
IQLT
+$7.79M
3
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$5.71M
4
PFF icon
iShares Preferred and Income Securities ETF
PFF
+$5.63M
5
VYM icon
Vanguard High Dividend Yield ETF
VYM
+$4.88M

Top Sells

Rank Stock Value
1
JSMD icon
Janus Henderson Small/Mid Cap Growth Alpha ETF
JSMD
+$7.85M
2
FPXI icon
First Trust Exchange-Traded Fund II First Trust International Equity Opportunities ETF
FPXI
+$6.28M
3
BND icon
Vanguard Total Bond Market
BND
+$5.11M
4
EFG icon
iShares MSCI EAFE Growth ETF
EFG
+$1.94M
5
TIP icon
iShares TIPS Bond ETF
TIP
+$1.75M

Sector Composition

Rank Sector Weight
1 Technology 8.26%
2 Healthcare 5.58%
3 Consumer Staples 3.92%
4 Consumer Discretionary 3.22%
5 Financials 3.19%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HDV
101
iShares Core High Dividend ETF
HDV
$14.8B
$2.83M 0.26%
132,465
+3,440
+3% +$71.4K
VB icon
102
Vanguard Morningstar Small-Cap ETF
VB
$82.7B
$2.81M 0.26%
13,219
+177
+1% +$37.3K
EFG icon
103
iShares MSCI EAFE Growth ETF
EFG
$17.3B
$2.8M 0.26%
29,055
-19,733
-40% -$1.94M
JNK icon
104
State Street SPDR Bloomberg High Yield Bond ETF
JNK
$7.31B
$2.79M 0.26%
27,272
-1,589
-6% -$166K
PEP icon
105
PepsiCo
PEP
$190B
$2.77M 0.25%
16,548
+467
+3% +$78.4K
CVS icon
106
CVS Health
CVS
$122B
$2.73M 0.25%
26,992
-1,685
-6% -$177K
SCZ icon
107
iShares MSCI EAFE Small-Cap ETF
SCZ
$13.6B
$2.6M 0.24%
39,215
+1,505
+4% +$102K
IVOL icon
108
Quadratic Interest Rate Volatility and Inflation Hedge ETF
IVOL
$270M
$2.57M 0.24%
100,166
+45,988
+85% +$1.21M
LMBS icon
109
First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF
LMBS
$6.39B
$2.48M 0.23%
50,751
+1,225
+2% +$60.7K
ESGE icon
110
iShares ESG Aware MSCI EM ETF
ESGE
$6.73B
$2.44M 0.22%
66,448
+14,657
+28% +$563K
IWC icon
111
iShares Micro-Cap ETF
IWC
$1.5B
$2.39M 0.22%
18,521
+596
+3% +$76.6K
IXN icon
112
iShares Global Tech ETF
IXN
$9.26B
$2.31M 0.21%
39,784
+11,752
+42% +$678K
BMY icon
113
Bristol-Myers Squibb
BMY
$132B
$2.29M 0.21%
31,298
-7,278
-19% -$489K
VSS icon
114
Vanguard FTSE All-World ex-US Small-Cap Index Fund
VSS
$11.9B
$2.27M 0.21%
18,287
-56
-0.3% -$7.03K
FXG icon
115
First Trust Consumer Staples AlphaDEX Fund
FXG
$231M
$2.25M 0.21%
35,347
+18,698
+112% +$1.17M
BAC icon
116
Bank of America
BAC
$442B
$2.21M 0.2%
53,573
-1,864
-3% -$84.1K
IBM icon
117
IBM
IBM
$224B
$2.2M 0.2%
16,913
+1,952
+13% +$255K
GNR icon
118
State Street SPDR S&P Global Natural Resources ETF
GNR
$4.87B
$2.17M 0.2%
34,538
-1,966
-5% -$115K
IWF icon
119
iShares Russell 1000 Growth ETF
IWF
$128B
$2.15M 0.2%
31,024
+3,008
+11% +$205K
FPE icon
120
First Trust Preferred Securities and Income ETF
FPE
$6.36B
$2.15M 0.2%
113,123
+6,051
+6% +$118K
SHOP icon
121
Shopify
SHOP
$195B
$2.13M 0.2%
31,520
+1,930
+7% +$158K
V icon
122
Visa
V
$677B
$2.12M 0.19%
9,563
-2,421
-20% -$524K
VWOB icon
123
Vanguard Emerging Markets Government Bond ETF
VWOB
$6.25B
$2.08M 0.19%
29,831
-5,717
-16% -$414K
CAT icon
124
Caterpillar
CAT
$387B
$2.07M 0.19%
9,293
-12
-0.1% -$2.52K
VXF icon
125
Vanguard Extended Market ETF
VXF
$31.9B
$2.05M 0.19%
12,352
+196
+2% +$32.3K
3 4
5
6 7

Similar funds

PAIM
Punch & Associates Investment Management Edina, Minnesota $1.73B AUM 27.65% 1-Year Est. Return
CC
Commodore Capital New York $1.73B AUM 298.96% 1-Year Est. Return
VCM
Valiant Capital Management San Francisco, California $1.74B AUM 64.05% 1-Year Est. Return
ESBC
E.S. Barr & Co Lexington, Kentucky $1.72B AUM 12.69% 1-Year Est. Return
SFI
Siemens Fonds Invest Munich, Germany $1.75B AUM 26.24% 1-Year Est. Return
DF
DNCA Finance Paris, France $1.75B AUM 38.18% 1-Year Est. Return
WJA
Willis Johnson & Associates Houston, Texas $1.72B AUM 16.93% 1-Year Est. Return
OMC
Oasis Management Company Grand Cayman, Cayman Islands $1.72B AUM 32.1% 1-Year Est. Return

Regal Investment Advisors's Q1 2022 Portfolio in Review

As of Q1 2022, Regal Investment Advisors held 587 positions worth $1.09B, down 3.5% from $1.13B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

Regal Investment Advisors's Q1 2022 filing shows 52 new, 239 increased, 220 reduced and 59 closed positions. Its largest new stake was First Trust SMID Cap Rising Dividend Achievers ETF: 331,887 shares worth $9.25M. The largest sale was Janus Henderson Small/Mid Cap Growth Alpha ETF, an estimated $7.85M.

By sector, the portfolio is most concentrated in Technology at 8.3% of assets, down from 9.2% a quarter earlier, followed by Healthcare and Consumer Staples.

  • Regal Investment Advisors's largest Q1 2022 buy was First Trust SMID Cap Rising Dividend Achievers ETF: 331,887 shares worth $9.25M.
  • Regal Investment Advisors added most to iShares MSCI USA Quality Factor ETF in Q1 2022, an estimated $5.71M increase.
  • Regal Investment Advisors's biggest Q1 2022 reduction was Janus Henderson Small/Mid Cap Growth Alpha ETF, cutting an estimated $7.85M.
  • Regal Investment Advisors fully exited First Trust NASDAQ Cybersecurity ETF in Q1 2022, selling an estimated $1.55M.
  • Regal Investment Advisors's ten largest holdings make up 21% of its $1.09B portfolio in Q1 2022.
  • Regal Investment Advisors opened 52 new positions and closed 59 in Q1 2022.
  • Regal Investment Advisors's portfolio value fell 3.5% quarter-over-quarter to $1.09B.

Based on Regal Investment Advisors's 13F filing for Q1 2022, filed 9 May 2022.