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RIA

Regal Investment Advisors Portfolio holdings

AUM $1.73B
1-Year Est. Return 17.74%
This Fund
S&P 500
This Quarter Est. Return
+7.15%
1 Year Est. Return
+17.74%
3 Year Est. Return
+53.86%
5 Year Est. Return
+57.43%
10 Year Est. Return
+193.86%
AUM
$1.13B
AUM Growth
+$98.4M
Cap. Flow
+$34.6M
Cap. Flow %
3.06%
Top 10 Hldgs %
20.53%
Holding
569
New
43
Increased
298
Reduced
171
Closed
34

Top Buys

Rank Stock Value
1
PFF icon
iShares Preferred and Income Securities ETF
PFF
+$3.67M
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$3.29M
3
VYM icon
Vanguard High Dividend Yield ETF
VYM
+$2.01M
4
EFAV icon
iShares MSCI EAFE Min Vol Factor ETF
EFAV
+$1.78M
5
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$1.62M

Top Sells

Rank Stock Value
1
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$2.32M
2
IXN icon
iShares Global Tech ETF
IXN
+$1.79M
3
FXD icon
First Trust Consumer Discretionary AlphaDEX Fund
FXD
+$1.33M
4
RSPD icon
Invesco S&P 500 Equal Weight Consumer Discretionary ETF
RSPD
+$1.23M
5
VUG icon
Vanguard Morningstar Growth ETF
VUG
+$1.23M

Sector Composition

Rank Sector Weight
1 Technology 9.17%
2 Healthcare 5.51%
3 Consumer Staples 3.91%
4 Consumer Discretionary 3.82%
5 Financials 3.43%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SCZ icon
101
iShares MSCI EAFE Small-Cap ETF
SCZ
$13.6B
$2.76M 0.24%
37,710
+1,185
+3% +$88K
META icon
102
Meta Platforms (Facebook)
META
$1.51T
$2.7M 0.24%
8,017
-358
-4% -$119K
DEM icon
103
WisdomTree Emerging Markets High Dividend Fund
DEM
$3.98B
$2.65M 0.23%
61,092
+16,317
+36% +$710K
HDV
104
iShares Core High Dividend ETF
HDV
$14.8B
$2.61M 0.23%
129,025
-135
-0.1% -$2.65K
V icon
105
Visa
V
$677B
$2.6M 0.23%
11,984
-409
-3% -$87.8K
CSCO icon
106
Cisco
CSCO
$479B
$2.56M 0.23%
40,370
-681
-2% -$38.9K
CINF icon
107
Cincinnati Financial
CINF
$27.1B
$2.52M 0.22%
22,075
+404
+2% +$47.8K
IWC icon
108
iShares Micro-Cap ETF
IWC
$1.5B
$2.5M 0.22%
17,925
+1,203
+7% +$175K
RLY icon
109
State Street Multi-Asset Real Return ETF
RLY
$1.29B
$2.48M 0.22%
91,871
+7,157
+8% +$211K
LMBS icon
110
First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF
LMBS
$6.39B
$2.48M 0.22%
49,526
+2,102
+4% +$106K
BAC icon
111
Bank of America
BAC
$442B
$2.47M 0.22%
55,437
+1,345
+2% +$61.3K
VSS icon
112
Vanguard FTSE All-World ex-US Small-Cap Index Fund
VSS
$11.9B
$2.46M 0.22%
18,343
+1,260
+7% +$170K
CLX icon
113
Clorox
CLX
$12.7B
$2.46M 0.22%
14,087
+194
+1% +$32.3K
BMY icon
114
Bristol-Myers Squibb
BMY
$132B
$2.4M 0.21%
38,576
+4,954
+15% +$291K
C icon
115
Citigroup
C
$226B
$2.36M 0.21%
39,042
+3,291
+9% +$219K
VLUE icon
116
iShares MSCI USA Value Factor ETF
VLUE
$9.47B
$2.24M 0.2%
20,435
-2,754
-12% -$290K
GLD icon
117
SPDR Gold Trust
GLD
$142B
$2.23M 0.2%
13,051
+202
+2% +$33.9K
VXF icon
118
Vanguard Extended Market ETF
VXF
$31.9B
$2.22M 0.2%
12,156
-268
-2% -$50.4K
MMM icon
119
3M
MMM
$94.3B
$2.22M 0.2%
14,924
+168
+1% +$25K
QTEC icon
120
First Trust NASDAQ-100 Technology Index Fund
QTEC
$4.76B
$2.19M 0.19%
12,475
+36
+0.3% +$6.15K
KBWB icon
121
Invesco KBW Bank ETF
KBWB
$6.73B
$2.18M 0.19%
32,200
+18,700
+139% +$1.31M
FPE icon
122
First Trust Preferred Securities and Income ETF
FPE
$6.36B
$2.18M 0.19%
107,072
-6,834
-6% -$139K
IWF icon
123
iShares Russell 1000 Growth ETF
IWF
$128B
$2.14M 0.19%
28,016
+1,988
+8% +$147K
ESGE icon
124
iShares ESG Aware MSCI EM ETF
ESGE
$6.73B
$2.06M 0.18%
51,791
-4,182
-7% -$172K
CRM icon
125
Salesforce
CRM
$158B
$2.05M 0.18%
8,054
-795
-9% -$223K
3 4
5
6 7

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CC
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VCM
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ESBC
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SFI
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DF
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WJA
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OMC
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Regal Investment Advisors's Q4 2021 Portfolio in Review

As of Q4 2021, Regal Investment Advisors held 569 positions worth $1.13B, up 9.5% from $1.03B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

Regal Investment Advisors deployed $34.6M of net new capital in Q4 2021, opening 43 new positions and adding to 298 existing holdings. Its largest new stake was iShares Morningstar Mid-Cap Growth ETF: 22,293 shares worth $1.63M.

By sector, the portfolio is most concentrated in Technology at 9.2% of assets, down from 9.2% a quarter earlier, followed by Healthcare and Consumer Staples.

On the sell side, the largest reduction was iShares 20+ Year Treasury Bond ETF, an estimated $2.32M trimmed.

  • Regal Investment Advisors's largest Q4 2021 buy was iShares Morningstar Mid-Cap Growth ETF: 22,293 shares worth $1.63M.
  • Regal Investment Advisors added most to iShares Preferred and Income Securities ETF in Q4 2021, an estimated $3.67M increase.
  • Regal Investment Advisors's biggest Q4 2021 reduction was iShares 20+ Year Treasury Bond ETF, cutting an estimated $2.32M.
  • Regal Investment Advisors fully exited Invesco S&P 500 Equal Weight Consumer Discretionary ETF in Q4 2021, selling an estimated $1.23M.
  • Regal Investment Advisors's ten largest holdings make up 21% of its $1.13B portfolio in Q4 2021.
  • Regal Investment Advisors opened 43 new positions and closed 34 in Q4 2021.
  • Regal Investment Advisors's portfolio value rose 9.5% quarter-over-quarter to $1.13B.

Based on Regal Investment Advisors's 13F filing for Q4 2021, filed 10 Feb 2022.