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RIA

Regal Investment Advisors Portfolio holdings

AUM $1.73B
1-Year Est. Return 17.74%
This Fund
S&P 500
This Quarter Est. Return
-1.13%
1 Year Est. Return
+17.74%
3 Year Est. Return
+53.86%
5 Year Est. Return
+57.43%
10 Year Est. Return
+193.86%
AUM
$1.03B
AUM Growth
+$33.8M
Cap. Flow
+$50.7M
Cap. Flow %
4.92%
Top 10 Hldgs %
19.46%
Holding
557
New
30
Increased
322
Reduced
147
Closed
31

Top Buys

Rank Stock Value
1
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$2.12M
2
OPTU
Optimum Communications Inc
OPTU
+$1.96M
3
PFF icon
iShares Preferred and Income Securities ETF
PFF
+$1.92M
4
ESGU icon
iShares ESG Aware MSCI USA ETF
ESGU
+$1.81M
5
KWEB icon
KraneShares CSI China Internet ETF
KWEB
+$1.65M

Top Sells

Rank Stock Value
1
RCL icon
Royal Caribbean
RCL
+$1.39M
2
IPO icon
Renaissance IPO ETF
IPO
+$1.25M
3
FSLY icon
Fastly Inc
FSLY
+$1.2M
4
FNCL icon
Fidelity MSCI Financials Index ETF
FNCL
+$1.2M
5
MAR icon
Marriott International
MAR
+$1.14M

Sector Composition

Rank Sector Weight
1 Technology 9.21%
2 Healthcare 5.36%
3 Consumer Staples 3.85%
4 Consumer Discretionary 3.8%
5 Financials 3.78%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
XYZ
101
Block Inc
XYZ
$47.5B
$2.58M 0.25%
10,735
-33
-0.3% -$8.48K
C icon
102
Citigroup
C
$226B
$2.51M 0.24%
35,751
+1,245
+4% +$87K
VWOB icon
103
Vanguard Emerging Markets Government Bond ETF
VWOB
$6.25B
$2.5M 0.24%
31,918
+1,824
+6% +$145K
CINF icon
104
Cincinnati Financial
CINF
$27.1B
$2.48M 0.24%
21,671
+1,804
+9% +$214K
HD icon
105
Home Depot
HD
$355B
$2.44M 0.24%
7,450
+118
+2% +$38.7K
HDV
106
iShares Core High Dividend ETF
HDV
$14.8B
$2.44M 0.24%
129,160
+1,840
+1% +$35.6K
RLY icon
107
State Street Multi-Asset Real Return ETF
RLY
$1.29B
$2.42M 0.23%
84,714
-2,999
-3% -$85.6K
EMB icon
108
iShares JPMorgan USD Emerging Markets Bond ETF
EMB
$15B
$2.41M 0.23%
21,932
+4,641
+27% +$521K
IWC icon
109
iShares Micro-Cap ETF
IWC
$1.5B
$2.41M 0.23%
16,722
+1,185
+8% +$172K
ADP icon
110
Automatic Data Processing
ADP
$108B
$2.4M 0.23%
12,024
+701
+6% +$144K
CRM icon
111
Salesforce
CRM
$158B
$2.4M 0.23%
8,849
+1,874
+27% +$476K
CVS icon
112
CVS Health
CVS
$122B
$2.4M 0.23%
28,281
+7,857
+38% +$658K
LMBS icon
113
First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF
LMBS
$6.39B
$2.4M 0.23%
47,424
-861
-2% -$43.7K
PEP icon
114
PepsiCo
PEP
$190B
$2.37M 0.23%
15,779
+1,486
+10% +$230K
FPE icon
115
First Trust Preferred Securities and Income ETF
FPE
$6.36B
$2.34M 0.23%
113,906
+8,151
+8% +$168K
VLUE icon
116
iShares MSCI USA Value Factor ETF
VLUE
$9.47B
$2.33M 0.23%
23,189
+346
+2% +$35.9K
ESGE icon
117
iShares ESG Aware MSCI EM ETF
ESGE
$6.73B
$2.32M 0.23%
55,973
-21,090
-27% -$901K
CLX icon
118
Clorox
CLX
$12.7B
$2.3M 0.22%
13,893
+1,147
+9% +$198K
BAC icon
119
Bank of America
BAC
$442B
$2.3M 0.22%
54,092
+271
+0.5% +$10.9K
VSS icon
120
Vanguard FTSE All-World ex-US Small-Cap Index Fund
VSS
$11.9B
$2.28M 0.22%
17,083
+717
+4% +$98.7K
VXF icon
121
Vanguard Extended Market ETF
VXF
$31.9B
$2.27M 0.22%
12,424
-1
-0% -$187
CSCO icon
122
Cisco
CSCO
$479B
$2.23M 0.22%
41,051
+1,071
+3% +$60.1K
LYFT icon
123
Lyft
LYFT
$6.63B
$2.17M 0.21%
40,413
+1,647
+4% +$87.3K
MMM icon
124
3M
MMM
$94.3B
$2.16M 0.21%
14,756
+1,773
+14% +$287K
GLD icon
125
SPDR Gold Trust
GLD
$142B
$2.11M 0.2%
12,849
-2,314
-15% -$387K
3 4
5
6 7

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PAIM
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CC
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VCM
Valiant Capital Management San Francisco, California $1.74B AUM 64.05% 1-Year Est. Return
ESBC
E.S. Barr & Co Lexington, Kentucky $1.72B AUM 12.69% 1-Year Est. Return
SFI
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DF
DNCA Finance Paris, France $1.75B AUM 38.18% 1-Year Est. Return
WJA
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OMC
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Regal Investment Advisors's Q3 2021 Portfolio in Review

As of Q3 2021, Regal Investment Advisors held 557 positions worth $1.03B, up 3.4% from $997M the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Regal Investment Advisors deployed $50.7M of net new capital in Q3 2021, opening 30 new positions and adding to 322 existing holdings. Its largest new stake was Optimum Communications Inc: 67,397 shares worth $1.4M.

By sector, the portfolio is most concentrated in Technology at 9.2% of assets, down from 9.5% a quarter earlier, followed by Healthcare and Consumer Staples.

On the sell side, the largest reduction was Renaissance IPO ETF, an estimated $1.25M trimmed.

  • Regal Investment Advisors's largest Q3 2021 buy was Optimum Communications Inc: 67,397 shares worth $1.4M.
  • Regal Investment Advisors added most to iShares 20+ Year Treasury Bond ETF in Q3 2021, an estimated $2.12M increase.
  • Regal Investment Advisors's biggest Q3 2021 reduction was Renaissance IPO ETF, cutting an estimated $1.25M.
  • Regal Investment Advisors fully exited Royal Caribbean in Q3 2021, selling an estimated $1.39M.
  • Regal Investment Advisors's ten largest holdings make up 19% of its $1.03B portfolio in Q3 2021.
  • Regal Investment Advisors opened 30 new positions and closed 31 in Q3 2021.
  • Regal Investment Advisors's portfolio value rose 3.4% quarter-over-quarter to $1.03B.

Based on Regal Investment Advisors's 13F filing for Q3 2021, filed 5 Nov 2021.