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RIA

Regal Investment Advisors Portfolio holdings

AUM $1.73B
1-Year Est. Return 17.74%
This Fund
S&P 500
This Quarter Est. Return
+12.2%
1 Year Est. Return
+17.74%
3 Year Est. Return
+53.86%
5 Year Est. Return
+57.43%
10 Year Est. Return
+193.86%
AUM
$885M
AUM Growth
+$800M
Cap. Flow
+$753M
Cap. Flow %
85.12%
Top 10 Hldgs %
21.32%
Holding
468
New
440
Increased
27
Reduced
1
Closed
–

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$35M
2
FTCS icon
First Trust Capital Strength ETF
FTCS
+$18.9M
3
AAPL icon
Apple
AAPL
+$16.1M
4
MSFT icon
Microsoft
MSFT
+$15.1M
5
ACWV icon
iShares MSCI Global Min Vol Factor ETF
ACWV
+$14.7M

Top Sells

Rank Stock Value
1
IWC icon
iShares Micro-Cap ETF
IWC
+$82.9K

Sector Composition

Rank Sector Weight
1 Technology 9.22%
2 Healthcare 5.8%
3 Consumer Staples 4.83%
4 Consumer Discretionary 4.01%
5 Financials 3.27%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VWOB icon
101
Vanguard Emerging Markets Government Bond ETF
VWOB
$6.25B
$2.28M 0.26%
27,752
+1,157
+4% +$93.1K
COST icon
102
Costco
COST
$420B
$2.27M 0.26%
+6,017
New +$2.25M
WM icon
103
Waste Management
WM
$91B
$2.26M 0.26%
+19,165
New +$2.23M
AGGY icon
104
WisdomTree Yield Enhanced US Aggregate Bond Fund
AGGY
$926M
$2.15M 0.24%
+40,075
New +$2.15M
IEF icon
105
iShares 7-10 Year Treasury Bond ETF
IEF
$47.3B
$2.12M 0.24%
+17,700
New +$2.13M
TDIV icon
106
First Trust NASDAQ Technology Dividend Index Fund
TDIV
$4.43B
$2.12M 0.24%
+42,858
New +$1.99M
VXF icon
107
Vanguard Extended Market ETF
VXF
$31.9B
$2.1M 0.24%
+12,724
New +$1.89M
BLK icon
108
Blackrock
BLK
$176B
$2.09M 0.24%
+2,900
New +$1.92M
BMY icon
109
Bristol-Myers Squibb
BMY
$132B
$2.09M 0.24%
+33,627
New +$2.07M
PARA
110
DELISTED
Paramount Global Class B
PARA
$2.04M 0.23%
+54,828
New +$1.76M
IWC icon
111
iShares Micro-Cap ETF
IWC
$1.5B
$2.02M 0.23%
16,987
-784
-4% -$82.9K
CAT icon
112
Caterpillar
CAT
$387B
$2.01M 0.23%
+11,026
New +$1.87M
V icon
113
Visa
V
$677B
$1.99M 0.23%
+9,096
New +$1.86M
CINF icon
114
Cincinnati Financial
CINF
$27.1B
$1.99M 0.22%
+22,764
New +$1.82M
BABA icon
115
Alibaba
BABA
$308B
$1.97M 0.22%
+8,445
New +$2.34M
CVS icon
116
CVS Health
CVS
$122B
$1.95M 0.22%
+28,602
New +$1.86M
QTEC icon
117
First Trust NASDAQ-100 Technology Index Fund
QTEC
$4.76B
$1.94M 0.22%
+14,035
New +$1.79M
VSS icon
118
Vanguard FTSE All-World ex-US Small-Cap Index Fund
VSS
$11.9B
$1.93M 0.22%
15,846
+1,910
+14% +$216K
AMAT icon
119
Applied Materials
AMAT
$428B
$1.89M 0.21%
+21,941
New +$1.62M
TIP icon
120
iShares TIPS Bond ETF
TIP
$14.7B
$1.89M 0.21%
+14,819
New +$1.87M
FSLY icon
121
Fastly Inc
FSLY
$3.66B
$1.86M 0.21%
+21,318
New +$1.88M
MCHP icon
122
Microchip Technology
MCHP
$46B
$1.84M 0.21%
+26,634
New +$1.66M
VLUE icon
123
iShares MSCI USA Value Factor ETF
VLUE
$9.47B
$1.81M 0.21%
+20,868
New +$1.7M
HDV
124
iShares Core High Dividend ETF
HDV
$14.8B
$1.8M 0.2%
+102,520
New +$1.74M
DEM icon
125
WisdomTree Emerging Markets High Dividend Fund
DEM
$3.98B
$1.73M 0.2%
+41,958
New +$1.61M
3 4
5
6 7

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PAIM
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CC
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VCM
Valiant Capital Management San Francisco, California $1.74B AUM 64.05% 1-Year Est. Return
ESBC
E.S. Barr & Co Lexington, Kentucky $1.72B AUM 12.69% 1-Year Est. Return
SFI
Siemens Fonds Invest Munich, Germany $1.75B AUM 26.24% 1-Year Est. Return
DF
DNCA Finance Paris, France $1.75B AUM 38.18% 1-Year Est. Return
WJA
Willis Johnson & Associates Houston, Texas $1.72B AUM 16.93% 1-Year Est. Return
OMC
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Regal Investment Advisors's Q4 2020 Portfolio in Review

As of Q4 2020, Regal Investment Advisors held 468 positions worth $885M, up 945% from $84.6M the previous quarter. Its ten largest holdings account for 21% of the portfolio.

Regal Investment Advisors deployed $753M of net new capital in Q4 2020, opening 440 new positions and adding to 27 existing holdings. Its largest new stake was First Trust Capital Strength ETF: 289,257 shares worth $19.5M.

By sector, the portfolio is most concentrated in Technology at 9.2% of assets, up from 0% a quarter earlier, followed by Healthcare and Consumer Staples.

On the sell side, the largest reduction was iShares Micro-Cap ETF, an estimated $82.9K trimmed.

  • Regal Investment Advisors's largest Q4 2020 buy was First Trust Capital Strength ETF: 289,257 shares worth $19.5M.
  • Regal Investment Advisors added most to iShares Core S&P 500 ETF in Q4 2020, an estimated $35M increase.
  • Regal Investment Advisors's biggest Q4 2020 reduction was iShares Micro-Cap ETF, cutting an estimated $82.9K.
  • Regal Investment Advisors's ten largest holdings make up 21% of its $885M portfolio in Q4 2020.
  • Regal Investment Advisors opened 440 new positions and closed 0 in Q4 2020.
  • Regal Investment Advisors's portfolio value rose 945% quarter-over-quarter to $885M.

Based on Regal Investment Advisors's 13F filing for Q4 2020, filed 12 Feb 2021.