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RIA

Regal Investment Advisors Portfolio holdings

AUM $1.73B
1-Year Est. Return 17.74%
This Fund
S&P 500
This Quarter Est. Return
+6.85%
1 Year Est. Return
+17.74%
3 Year Est. Return
+53.86%
5 Year Est. Return
+57.43%
10 Year Est. Return
+193.86%
AUM
$556M
AUM Growth
+$43.5M
Cap. Flow
+$11M
Cap. Flow %
1.98%
Top 10 Hldgs %
20.2%
Holding
361
New
43
Increased
151
Reduced
131
Closed
17

Top Buys

Rank Stock Value
1
XOM icon
ExxonMobil
XOM
+$2.03M
2
PFE icon
Pfizer
PFE
+$1.96M
3
PJAN icon
Innovator US Equity Power Buffer ETF January
PJAN
+$1.23M
4
OUSA icon
ALPS O'Shares U.S. Quality Dividend ETF
OUSA
+$746K
5
YYY icon
Amplify CEF High Income ETF
YYY
+$658K

Top Sells

Rank Stock Value
1
CAH icon
Cardinal Health
CAH
+$1.74M
2
PARA
Paramount Global Class B
PARA
+$1.52M
3
BOCT icon
Innovator US Equity Buffer ETF October
BOCT
+$1.28M
4
UUP icon
Invesco DB US Dollar Index Bullish Fund
UUP
+$886K
5
RSPU icon
Invesco S&P 500 Equal Weight Utilities ETF
RSPU
+$634K

Sector Composition

Rank Sector Weight
1 Healthcare 8.38%
2 Technology 7.43%
3 Consumer Staples 6.43%
4 Industrials 4.63%
5 Utilities 3.71%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
JPM icon
101
JPMorgan Chase
JPM
$948B
$1.81M 0.33%
13,020
+1,307
+11% +$168K
BIIB icon
102
Biogen
BIIB
$30.4B
$1.77M 0.32%
5,953
-96
-2% -$26.6K
INVA icon
103
Innoviva
INVA
$1.5B
$1.75M 0.31%
123,552
-900
-0.7% -$11K
COST icon
104
Costco
COST
$419B
$1.74M 0.31%
5,912
+271
+5% +$80.5K
IWC icon
105
iShares Micro-Cap ETF
IWC
$1.52B
$1.74M 0.31%
17,457
+855
+5% +$79.1K
XLK icon
106
State Street Technology Select Sector SPDR ETF
XLK
$123B
$1.7M 0.31%
36,996
+2,126
+6% +$91K
HYG icon
107
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
$16.6B
$1.69M 0.3%
19,255
+3,206
+20% +$279K
IUSV icon
108
iShares Core S&P US Value ETF
IUSV
$27.6B
$1.69M 0.3%
26,854
-45
-0.2% -$2.71K
BAC icon
109
Bank of America
BAC
$440B
$1.67M 0.3%
47,441
+1,200
+3% +$38.8K
VXF icon
110
Vanguard Extended Market ETF
VXF
$31.6B
$1.61M 0.29%
12,752
+228
+2% +$27.5K
COP icon
111
ConocoPhillips
COP
$142B
$1.57M 0.28%
24,075
-939
-4% -$55.2K
LEG icon
112
Leggett & Platt
LEG
$1.32B
$1.56M 0.28%
30,624
+800
+3% +$39.2K
VSS icon
113
Vanguard FTSE All-World ex-US Small-Cap Index Fund
VSS
$11.8B
$1.53M 0.28%
13,804
+501
+4% +$53.5K
GOVT icon
114
iShares US Treasury Bond ETF
GOVT
$43.6B
$1.49M 0.27%
57,229
+6,520
+13% +$170K
AMJ
115
DELISTED
JP Morgan Alerian MLP Index ETN 5/24/24
AMJ
$1.49M 0.27%
68,091
+3,628
+6% +$78.1K
QTEC icon
116
First Trust NASDAQ-100 Technology Index Fund
QTEC
$4.82B
$1.45M 0.26%
14,493
-27
-0.2% -$2.52K
OUSA icon
117
ALPS O'Shares U.S. Quality Dividend ETF
OUSA
$763M
$1.44M 0.26%
39,250
+21,058
+116% +$746K
IWM icon
118
iShares Russell 2000 ETF
IWM
$82.8B
$1.41M 0.25%
8,516
+716
+9% +$113K
VTIP icon
119
Vanguard Short-Term Inflation-Protected Securities Index Fund
VTIP
$19.1B
$1.33M 0.24%
26,974
+3,961
+17% +$195K
IVW icon
120
iShares S&P 500 Growth ETF
IVW
$77.4B
$1.27M 0.23%
26,304
-52
-0.2% -$2.41K
GNR icon
121
State Street SPDR S&P Global Natural Resources ETF
GNR
$4.9B
$1.27M 0.23%
27,510
+486
+2% +$21.6K
AMLP icon
122
Alerian MLP ETF
AMLP
$12.9B
$1.26M 0.23%
29,587
-2,349
-7% -$98.6K
PJAN icon
123
Innovator US Equity Power Buffer ETF January
PJAN
$1.45B
$1.25M 0.22%
+43,880
New +$1.23M
PNC icon
124
PNC Financial Services
PNC
$101B
$1.23M 0.22%
7,685
-608
-7% -$91.3K
NVDA icon
125
NVIDIA
NVDA
$5.39T
$1.21M 0.22%
205,320
-480
-0.2% -$2.5K
3 4
5
6 7

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PAIM
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CC
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VCM
Valiant Capital Management San Francisco, California $1.74B AUM 64.05% 1-Year Est. Return
ESBC
E.S. Barr & Co Lexington, Kentucky $1.72B AUM 12.69% 1-Year Est. Return
SFI
Siemens Fonds Invest Munich, Germany $1.75B AUM 26.24% 1-Year Est. Return
MAM
Meeder Asset Management Dublin, Ohio $1.75B AUM 34.85% 1-Year Est. Return
DF
DNCA Finance Paris, France $1.75B AUM 38.18% 1-Year Est. Return
WJA
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Regal Investment Advisors's Q4 2019 Portfolio in Review

As of Q4 2019, Regal Investment Advisors held 361 positions worth $556M, up 8.5% from $512M the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Regal Investment Advisors's Q4 2019 filing shows 43 new, 151 increased, 131 reduced and 17 closed positions. Its largest new stake was Innovator US Equity Power Buffer ETF January: 43,880 shares worth $1.25M. The largest sale was Cardinal Health, an estimated $1.74M.

By sector, the portfolio is most concentrated in Healthcare at 8.4% of assets, up from 8.1% a quarter earlier, followed by Technology and Consumer Staples.

  • Regal Investment Advisors's largest Q4 2019 buy was Innovator US Equity Power Buffer ETF January: 43,880 shares worth $1.25M.
  • Regal Investment Advisors added most to ExxonMobil in Q4 2019, an estimated $2.03M increase.
  • Regal Investment Advisors's biggest Q4 2019 reduction was Sysco, cutting an estimated $618K.
  • Regal Investment Advisors fully exited Cardinal Health in Q4 2019, selling an estimated $1.74M.
  • Regal Investment Advisors's ten largest holdings make up 20% of its $556M portfolio in Q4 2019.
  • Regal Investment Advisors opened 43 new positions and closed 17 in Q4 2019.
  • Regal Investment Advisors's portfolio value rose 8.5% quarter-over-quarter to $556M.

Based on Regal Investment Advisors's 13F filing for Q4 2019, filed 29 Jan 2020.