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RIA

Regal Investment Advisors Portfolio holdings

AUM $1.73B
1-Year Est. Return 17.74%
This Fund
S&P 500
This Quarter Est. Return
+1.81%
1 Year Est. Return
+17.74%
3 Year Est. Return
+53.86%
5 Year Est. Return
+57.43%
10 Year Est. Return
+193.86%
AUM
$512M
AUM Growth
-$811K
Cap. Flow
-$5.23M
Cap. Flow %
-1.02%
Top 10 Hldgs %
20.61%
Holding
342
New
31
Increased
120
Reduced
151
Closed
24

Top Buys

Rank Stock Value
1
SPYV icon
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
+$2.42M
2
CVS icon
CVS Health
CVS
+$1.98M
3
GILD icon
Gilead Sciences
GILD
+$1.95M
4
JLL icon
Jones Lang LaSalle
JLL
+$1.9M
5
TEN
Tenneco Inc. Class A Voting Common Stock
TEN
+$1.72M

Top Sells

Rank Stock Value
1
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$2.76M
2
AZO icon
AutoZone
AZO
+$2.53M
3
HF
HFF Inc.
HF
+$2.04M
4
MCK icon
McKesson
MCK
+$1.76M
5
BNY
Bank of New York Mellon
BNY
+$1.63M

Sector Composition

Rank Sector Weight
1 Healthcare 8.1%
2 Technology 7.06%
3 Consumer Staples 6.95%
4 Industrials 4.8%
5 Utilities 4.15%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
OEF icon
101
iShares S&P 100 ETF
OEF
$20.6B
$1.56M 0.3%
11,842
+1,213
+11% +$159K
IUSV icon
102
iShares Core S&P US Value ETF
IUSV
$27.7B
$1.55M 0.3%
26,899
-698
-3% -$39.7K
PARA
103
DELISTED
Paramount Global Class B
PARA
$1.52M 0.3%
37,720
-1,071
-3% -$50.1K
DD icon
104
DuPont de Nemours
DD
$19.2B
$1.51M 0.29%
16,881
-1,921
-10% -$169K
HDV
105
iShares Core High Dividend ETF
HDV
$14.9B
$1.51M 0.29%
80,135
-12,150
-13% -$228K
AMJ
106
DELISTED
JP Morgan Alerian MLP Index ETN 5/24/24
AMJ
$1.5M 0.29%
64,463
+3,913
+6% +$94.5K
IWC icon
107
iShares Micro-Cap ETF
IWC
$1.52B
$1.46M 0.29%
16,602
+952
+6% +$85.5K
AMLP icon
108
Alerian MLP ETF
AMLP
$12.8B
$1.46M 0.28%
31,936
-3,921
-11% -$185K
VXF icon
109
Vanguard Extended Market ETF
VXF
$31.7B
$1.46M 0.28%
12,524
+115
+0.9% +$13.5K
COP icon
110
ConocoPhillips
COP
$141B
$1.43M 0.28%
25,014
-187
-0.7% -$10.6K
BIIB icon
111
Biogen
BIIB
$30.7B
$1.41M 0.27%
6,049
-43
-0.7% -$10K
XLK icon
112
State Street Technology Select Sector SPDR ETF
XLK
$124B
$1.4M 0.27%
34,870
-5,438
-13% -$218K
HYG icon
113
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
$16.6B
$1.4M 0.27%
16,049
-1,118
-7% -$97.1K
JPM icon
114
JPMorgan Chase
JPM
$950B
$1.38M 0.27%
11,713
-1,187
-9% -$134K
VSS icon
115
Vanguard FTSE All-World ex-US Small-Cap Index Fund
VSS
$11.9B
$1.36M 0.26%
13,303
-275
-2% -$28.2K
BAC icon
116
Bank of America
BAC
$442B
$1.35M 0.26%
46,241
+448
+1% +$12.9K
GOVT icon
117
iShares US Treasury Bond ETF
GOVT
$43.6B
$1.33M 0.26%
50,709
+3,027
+6% +$79K
SYY icon
118
Sysco
SYY
$40.3B
$1.32M 0.26%
16,609
-1,230
-7% -$90.3K
INVA icon
119
Innoviva
INVA
$1.48B
$1.31M 0.26%
124,452
-1,392
-1% -$16.6K
BOCT icon
120
Innovator US Equity Buffer ETF October
BOCT
$289M
$1.28M 0.25%
+51,676
New +$1.29M
QTEC icon
121
First Trust NASDAQ-100 Technology Index Fund
QTEC
$4.83B
$1.27M 0.25%
14,520
-43
-0.3% -$3.77K
LEG icon
122
Leggett & Platt
LEG
$1.31B
$1.22M 0.24%
29,824
-821
-3% -$32.2K
IVW icon
123
iShares S&P 500 Growth ETF
IVW
$77.6B
$1.19M 0.23%
26,356
-6,748
-20% -$305K
IWM icon
124
iShares Russell 2000 ETF
IWM
$83B
$1.18M 0.23%
7,800
+405
+5% +$61.8K
GNR icon
125
State Street SPDR S&P Global Natural Resources ETF
GNR
$4.9B
$1.16M 0.23%
27,024
+1,197
+5% +$52K
3 4
5
6 7

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CC
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VCM
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ESBC
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SFI
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DF
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WJA
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OMC
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Regal Investment Advisors's Q3 2019 Portfolio in Review

As of Q3 2019, Regal Investment Advisors held 342 positions worth $512M, down 0.16% from $513M the previous quarter. Its ten largest holdings account for 21% of the portfolio.

Regal Investment Advisors's Q3 2019 filing shows 31 new, 120 increased, 151 reduced and 24 closed positions. Its largest new stake was Gilead Sciences: 29,806 shares worth $1.89M. The largest sale was State Street SPDR Portfolio S&P 500 Growth ETF, an estimated $2.76M.

By sector, the portfolio is most concentrated in Healthcare at 8.1% of assets, up from 8% a quarter earlier, followed by Technology and Consumer Staples.

  • Regal Investment Advisors's largest Q3 2019 buy was Gilead Sciences: 29,806 shares worth $1.89M.
  • Regal Investment Advisors added most to State Street SPDR Portfolio S&P 500 Value ETF in Q3 2019, an estimated $2.42M increase.
  • Regal Investment Advisors's biggest Q3 2019 reduction was State Street SPDR Portfolio S&P 500 Growth ETF, cutting an estimated $2.76M.
  • Regal Investment Advisors fully exited AutoZone in Q3 2019, selling an estimated $2.53M.
  • Regal Investment Advisors's ten largest holdings make up 21% of its $512M portfolio in Q3 2019.
  • Regal Investment Advisors opened 31 new positions and closed 24 in Q3 2019.
  • Regal Investment Advisors's portfolio value fell 0.16% quarter-over-quarter to $512M.

Based on Regal Investment Advisors's 13F filing for Q3 2019, filed 15 Nov 2019.