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RIA

Regal Investment Advisors Portfolio holdings

AUM $1.73B
1-Year Est. Return 17.74%
This Fund
S&P 500
This Quarter Est. Return
+15.72%
1 Year Est. Return
+17.74%
3 Year Est. Return
+53.86%
5 Year Est. Return
+57.43%
10 Year Est. Return
+193.86%
AUM
$492M
AUM Growth
+$35.5M
Cap. Flow
-$11M
Cap. Flow %
-2.23%
Top 10 Hldgs %
19.98%
Holding
399
New
65
Increased
147
Reduced
121
Closed
45

Top Buys

Rank Stock Value
1
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$2.64M
2
XLV icon
State Street Health Care Select Sector SPDR ETF
XLV
+$1.3M
3
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$1.14M
4
HYMB icon
State Street SPDR Nuveen ICE High Yield Municipal Bond ETF
HYMB
+$1.05M
5
SHV icon
iShares 0-1 Year Treasury Bond ETF
SHV
+$1.04M

Top Sells

Rank Stock Value
1
AOA icon
iShares Core 80/20 Aggressive Allocation ETF
AOA
+$6.77M
2
AOR icon
iShares Core 60/40 Balanced Allocation ETF
AOR
+$5.04M
3
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$3.51M
4
HYLS icon
First Trust Exchange-Traded Fund IV First Trust Tactical High Yield ETF
HYLS
+$2.2M
5
AOM icon
iShares Core Moderate Allocation ETF
AOM
+$1.18M

Sector Composition

Rank Sector Weight
1 Healthcare 8.12%
2 Technology 7.87%
3 Consumer Staples 6.26%
4 Industrials 5.2%
5 Consumer Discretionary 4.19%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IVW icon
101
iShares S&P 500 Growth ETF
IVW
$77.6B
$1.59M 0.32%
37,020
+9,516
+35% +$390K
KMB icon
102
Kimberly-Clark
KMB
$36.5B
$1.55M 0.32%
12,520
+1,916
+18% +$223K
MCK icon
103
McKesson
MCK
$101B
$1.53M 0.31%
13,100
+953
+8% +$118K
AMG icon
104
Affiliated Managers Group
AMG
$9.76B
$1.51M 0.31%
14,091
+963
+7% +$102K
IUSV icon
105
iShares Core S&P US Value ETF
IUSV
$27.7B
$1.51M 0.31%
27,472
+51
+0.2% +$2.73K
LEA icon
106
Lear
LEA
$8.18B
$1.5M 0.31%
11,083
+664
+6% +$97.3K
AMJ
107
DELISTED
JP Morgan Alerian MLP Index ETN 5/24/24
AMJ
$1.45M 0.29%
56,780
+1,454
+3% +$36.3K
IWC icon
108
iShares Micro-Cap ETF
IWC
$1.52B
$1.41M 0.29%
15,226
+925
+6% +$85.2K
HYG icon
109
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
$16.6B
$1.39M 0.28%
16,119
+13,448
+503% +$1.14M
BIIB icon
110
Biogen
BIIB
$30.7B
$1.39M 0.28%
5,873
+60
+1% +$18.9K
VXF icon
111
Vanguard Extended Market ETF
VXF
$31.7B
$1.39M 0.28%
12,012
+85
+0.7% +$9.54K
SCZ icon
112
iShares MSCI EAFE Small-Cap ETF
SCZ
$13.7B
$1.38M 0.28%
24,072
-417
-2% -$23.4K
VSS icon
113
Vanguard FTSE All-World ex-US Small-Cap Index Fund
VSS
$11.9B
$1.36M 0.28%
13,034
+1,487
+13% +$151K
SPY icon
114
PUT
State Street SPDR S&P 500 ETF Trust
SPY
$823B
$1.36M 0.28%
+4,800
New +$1.3M
SJNK icon
115
State Street SPDR Bloomberg Short Term High Yield Bond ETF
SJNK
$4.76B
$1.27M 0.26%
46,490
-4,022
-8% -$108K
BAC icon
116
Bank of America
BAC
$442B
$1.23M 0.25%
44,590
-1,884
-4% -$53.2K
JPM icon
117
JPMorgan Chase
JPM
$950B
$1.22M 0.25%
12,074
+386
+3% +$39.8K
QTEC icon
118
First Trust NASDAQ-100 Technology Index Fund
QTEC
$4.83B
$1.19M 0.24%
14,420
+277
+2% +$21.4K
GNR icon
119
State Street SPDR S&P Global Natural Resources ETF
GNR
$4.9B
$1.13M 0.23%
24,436
+150
+0.6% +$6.74K
GOVT icon
120
iShares US Treasury Bond ETF
GOVT
$43.6B
$1.13M 0.23%
44,741
+772
+2% +$19.2K
PNC icon
121
PNC Financial Services
PNC
$101B
$1.12M 0.23%
9,136
-461
-5% -$57.1K
LEG icon
122
Leggett & Platt
LEG
$1.31B
$1.09M 0.22%
25,745
+653
+3% +$27.4K
SYY icon
123
Sysco
SYY
$40.3B
$1.08M 0.22%
16,190
+97
+0.6% +$6.31K
IWM icon
124
iShares Russell 2000 ETF
IWM
$83B
$1.07M 0.22%
7,012
+340
+5% +$51.1K
STLD icon
125
Steel Dynamics
STLD
$37.6B
$1.07M 0.22%
30,234
+14
+0% +$497
3 4
5
6 7

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PAIM
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CC
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VCM
Valiant Capital Management San Francisco, California $1.74B AUM 64.05% 1-Year Est. Return
ESBC
E.S. Barr & Co Lexington, Kentucky $1.72B AUM 12.69% 1-Year Est. Return
SFI
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DF
DNCA Finance Paris, France $1.75B AUM 38.18% 1-Year Est. Return
WJA
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OMC
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Regal Investment Advisors's Q1 2019 Portfolio in Review

As of Q1 2019, Regal Investment Advisors held 399 positions worth $492M, up 7.8% from $456M the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Regal Investment Advisors's Q1 2019 filing shows 65 new, 147 increased, 121 reduced and 45 closed positions. Its largest new stake was iShares 0-1 Year Treasury Bond ETF: 9,454 shares worth $1.04M. The largest sale was iShares Core 80/20 Aggressive Allocation ETF, an estimated $6.77M.

By sector, the portfolio is most concentrated in Healthcare at 8.1% of assets, down from 8.3% a quarter earlier, followed by Technology and Consumer Staples.

  • Regal Investment Advisors's largest Q1 2019 buy was iShares 0-1 Year Treasury Bond ETF: 9,454 shares worth $1.04M.
  • Regal Investment Advisors added most to State Street SPDR Portfolio S&P 500 Growth ETF in Q1 2019, an estimated $2.64M increase.
  • Regal Investment Advisors's biggest Q1 2019 reduction was First Trust Exchange-Traded Fund IV First Trust Tactical High Yield ETF, cutting an estimated $2.2M.
  • Regal Investment Advisors fully exited iShares Core 80/20 Aggressive Allocation ETF in Q1 2019, selling an estimated $6.77M.
  • Regal Investment Advisors's ten largest holdings make up 20% of its $492M portfolio in Q1 2019.
  • Regal Investment Advisors opened 65 new positions and closed 45 in Q1 2019.
  • Regal Investment Advisors's portfolio value rose 7.8% quarter-over-quarter to $492M.

Based on Regal Investment Advisors's 13F filing for Q1 2019, filed 9 May 2019.