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RIA

Regal Investment Advisors Portfolio holdings

AUM $1.73B
1-Year Est. Return 17.74%
This Fund
S&P 500
This Quarter Est. Return
-10.37%
1 Year Est. Return
+17.74%
3 Year Est. Return
+53.86%
5 Year Est. Return
+57.43%
10 Year Est. Return
+193.86%
AUM
$456M
AUM Growth
-$18.6M
Cap. Flow
+$32.9M
Cap. Flow %
7.21%
Top 10 Hldgs %
19.04%
Holding
386
New
67
Increased
163
Reduced
91
Closed
53

Top Buys

Rank Stock Value
1
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$3.41M
2
LZB icon
La-Z-Boy
LZB
+$3.28M
3
HYLS icon
First Trust Exchange-Traded Fund IV First Trust Tactical High Yield ETF
HYLS
+$2.22M
4
CAT icon
Caterpillar
CAT
+$2.21M
5
EMR icon
Emerson Electric
EMR
+$2.17M

Top Sells

Rank Stock Value
1
ICPT
Intercept Pharmaceuticals, Inc.
ICPT
+$3.37M
2
HUM icon
Humana
HUM
+$2.36M
3
ESRX
Express Scripts Holding Company
ESRX
+$2.33M
4
AVX
AVX Corporation
AVX
+$2.14M
5
FLOT icon
iShares Floating Rate Bond ETF
FLOT
+$1.95M

Sector Composition

Rank Sector Weight
1 Healthcare 8.31%
2 Technology 6.97%
3 Consumer Staples 5.7%
4 Industrials 4.58%
5 Consumer Discretionary 4.21%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SJNK icon
101
State Street SPDR Bloomberg Short Term High Yield Bond ETF
SJNK
$4.76B
$1.31M 0.29%
50,512
-966
-2% -$25.9K
COST icon
102
Costco
COST
$420B
$1.31M 0.29%
6,449
-881
-12% -$197K
TLT icon
103
iShares 20+ Year Treasury Bond ETF
TLT
$41.7B
$1.29M 0.28%
10,636
+2,475
+30% +$286K
LEA icon
104
Lear
LEA
$8.16B
$1.28M 0.28%
10,419
+600
+6% +$80.2K
AMG icon
105
Affiliated Managers Group
AMG
$9.74B
$1.28M 0.28%
13,128
+172
+1% +$19.4K
SCZ icon
106
iShares MSCI EAFE Small-Cap ETF
SCZ
$13.8B
$1.27M 0.28%
24,489
-860
-3% -$48.2K
AMJ
107
DELISTED
JP Morgan Alerian MLP Index ETN 5/24/24
AMJ
$1.24M 0.27%
55,326
-3,314
-6% -$83.8K
KMB icon
108
Kimberly-Clark
KMB
$36.4B
$1.21M 0.26%
10,604
+2,747
+35% +$305K
VXF icon
109
Vanguard Extended Market ETF
VXF
$31.7B
$1.19M 0.26%
11,927
+311
+3% +$34.1K
AOM icon
110
iShares Core Moderate Allocation ETF
AOM
$1.77B
$1.18M 0.26%
33,041
+9,956
+43% +$363K
IWC icon
111
iShares Micro-Cap ETF
IWC
$1.52B
$1.18M 0.26%
14,301
-315
-2% -$29.3K
COHR
112
DELISTED
Coherent Inc
COHR
$1.18M 0.26%
11,134
+173
+2% +$22.2K
EFA icon
113
iShares MSCI EAFE ETF
EFA
$80.2B
$1.17M 0.26%
19,863
-13,721
-41% -$857K
BAC icon
114
Bank of America
BAC
$441B
$1.15M 0.25%
46,474
+8,673
+23% +$235K
JPM icon
115
JPMorgan Chase
JPM
$952B
$1.14M 0.25%
11,688
+4,839
+71% +$516K
PNC icon
116
PNC Financial Services
PNC
$101B
$1.12M 0.25%
9,597
-856
-8% -$109K
TGT icon
117
Target
TGT
$67.7B
$1.11M 0.24%
16,787
+3,811
+29% +$293K
VSS icon
118
Vanguard FTSE All-World ex-US Small-Cap Index Fund
VSS
$11.9B
$1.09M 0.24%
11,547
-203
-2% -$20.6K
GOVT icon
119
iShares US Treasury Bond ETF
GOVT
$43.6B
$1.08M 0.24%
43,969
+2,431
+6% +$59.1K
UUP icon
120
Invesco DB US Dollar Index Bullish Fund
UUP
$422M
$1.07M 0.23%
41,955
+22,855
+120% +$587K
VTIP icon
121
Vanguard Short-Term Inflation-Protected Securities Index Fund
VTIP
$19.1B
$1.05M 0.23%
21,997
-2,211
-9% -$106K
IVW icon
122
iShares S&P 500 Growth ETF
IVW
$77.5B
$1.04M 0.23%
27,504
-604
-2% -$24.4K
SYY icon
123
Sysco
SYY
$40.2B
$1.01M 0.22%
16,093
+76
+0.5% +$5.12K
SPAB icon
124
State Street SPDR Portfolio Aggregate Bond ETF
SPAB
$9.77B
$1M 0.22%
36,100
+10,926
+43% +$300K
GNR icon
125
State Street SPDR S&P Global Natural Resources ETF
GNR
$4.9B
$1M 0.22%
24,286
+840
+4% +$38.2K
3 4
5
6 7

Similar funds

PAIM
Punch & Associates Investment Management Edina, Minnesota $1.73B AUM 27.65% 1-Year Est. Return
CC
Commodore Capital New York $1.73B AUM 298.96% 1-Year Est. Return
VCM
Valiant Capital Management San Francisco, California $1.74B AUM 64.05% 1-Year Est. Return
ESBC
E.S. Barr & Co Lexington, Kentucky $1.72B AUM 12.69% 1-Year Est. Return
SFI
Siemens Fonds Invest Munich, Germany $1.75B AUM 26.24% 1-Year Est. Return
MAM
Meeder Asset Management Dublin, Ohio $1.75B AUM 34.85% 1-Year Est. Return
DF
DNCA Finance Paris, France $1.75B AUM 38.18% 1-Year Est. Return
WJA
Willis Johnson & Associates Houston, Texas $1.72B AUM 16.93% 1-Year Est. Return

Regal Investment Advisors's Q4 2018 Portfolio in Review

As of Q4 2018, Regal Investment Advisors held 386 positions worth $456M, down 3.9% from $475M the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Regal Investment Advisors deployed $32.9M of net new capital in Q4 2018, opening 67 new positions and adding to 163 existing holdings. Its largest new stake was iShares 7-10 Year Treasury Bond ETF: 33,699 shares worth $3.51M.

By sector, the portfolio is most concentrated in Healthcare at 8.3% of assets, down from 8.8% a quarter earlier, followed by Technology and Consumer Staples.

On the sell side, the largest reduction was iShares Floating Rate Bond ETF, an estimated $1.95M trimmed.

  • Regal Investment Advisors's largest Q4 2018 buy was iShares 7-10 Year Treasury Bond ETF: 33,699 shares worth $3.51M.
  • Regal Investment Advisors added most to First Trust Exchange-Traded Fund IV First Trust Tactical High Yield ETF in Q4 2018, an estimated $2.22M increase.
  • Regal Investment Advisors's biggest Q4 2018 reduction was iShares Floating Rate Bond ETF, cutting an estimated $1.95M.
  • Regal Investment Advisors fully exited Intercept Pharmaceuticals, Inc. in Q4 2018, selling an estimated $3.37M.
  • Regal Investment Advisors's ten largest holdings make up 19% of its $456M portfolio in Q4 2018.
  • Regal Investment Advisors opened 67 new positions and closed 53 in Q4 2018.
  • Regal Investment Advisors's portfolio value fell 3.9% quarter-over-quarter to $456M.

Based on Regal Investment Advisors's 13F filing for Q4 2018, filed 4 Feb 2019.