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RIA

Regal Investment Advisors Portfolio holdings

AUM $1.73B
1-Year Est. Return 17.74%
This Fund
S&P 500
This Quarter Est. Return
+5.02%
1 Year Est. Return
+17.74%
3 Year Est. Return
+53.86%
5 Year Est. Return
+57.43%
10 Year Est. Return
+193.86%
AUM
$475M
AUM Growth
+$146M
Cap. Flow
+$131M
Cap. Flow %
27.62%
Top 10 Hldgs %
19.25%
Holding
348
New
87
Increased
181
Reduced
41
Closed
29

Top Buys

Rank Stock Value
1
AOA icon
iShares Core 80/20 Aggressive Allocation ETF
AOA
+$7.24M
2
AOR icon
iShares Core 60/40 Balanced Allocation ETF
AOR
+$5.26M
3
IVV icon
iShares Core S&P 500 ETF
IVV
+$4.28M
4
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$4.06M
5
VEA icon
Vanguard FTSE Developed Markets ETF
VEA
+$3.35M

Top Sells

Rank Stock Value
1
LZB icon
La-Z-Boy
LZB
+$2.82M
2
ANDV
Andeavor
ANDV
+$2.22M
3
MA icon
Mastercard
MA
+$2.2M
4
ORLY icon
O'Reilly Automotive
ORLY
+$2.07M
5
UNP icon
Union Pacific
UNP
+$2.01M

Sector Composition

Rank Sector Weight
1 Healthcare 8.81%
2 Technology 6.09%
3 Industrials 5.36%
4 Consumer Staples 4.98%
5 Consumer Discretionary 4.14%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NVDA icon
101
NVIDIA
NVDA
$5.42T
$1.52M 0.32%
216,240
-10,440
-5% -$67.9K
HDV
102
iShares Core High Dividend ETF
HDV
$14.9B
$1.52M 0.32%
83,820
+31,395
+60% +$557K
SPSM icon
103
State Street SPDR Portfolio S&P 600 Small Cap ETF
SPSM
$17.4B
$1.43M 0.3%
42,887
+9,889
+30% +$329K
LEA icon
104
Lear
LEA
$8.18B
$1.42M 0.3%
9,819
+1,425
+17% +$244K
PNC icon
105
PNC Financial Services
PNC
$101B
$1.42M 0.3%
10,453
+338
+3% +$48.1K
VXF icon
106
Vanguard Extended Market ETF
VXF
$31.7B
$1.42M 0.3%
11,616
+2,475
+27% +$303K
SJNK icon
107
State Street SPDR Bloomberg Short Term High Yield Bond ETF
SJNK
$4.76B
$1.42M 0.3%
51,478
+20,347
+65% +$558K
GLD icon
108
SPDR Gold Trust
GLD
$141B
$1.41M 0.3%
12,528
+847
+7% +$97.2K
SPYD icon
109
State Street SPDR Portfolio S&P 500 High Dividend ETF
SPYD
$8.78B
$1.37M 0.29%
36,621
+16,935
+86% +$642K
WM icon
110
Waste Management
WM
$91B
$1.37M 0.29%
15,151
+8,810
+139% +$781K
QTEC icon
111
First Trust NASDAQ-100 Technology Index Fund
QTEC
$4.83B
$1.37M 0.29%
17,233
+4,452
+35% +$354K
BBBY
112
DELISTED
Bed Bath & Beyond Inc
BBBY
$1.36M 0.29%
90,391
+14,816
+20% +$277K
VSS icon
113
Vanguard FTSE All-World ex-US Small-Cap Index Fund
VSS
$11.9B
$1.32M 0.28%
11,750
+3,514
+43% +$401K
VZ icon
114
Verizon
VZ
$196B
$1.31M 0.28%
24,479
+7,400
+43% +$392K
WMT icon
115
Walmart Inc
WMT
$890B
$1.3M 0.27%
41,589
+7,578
+22% +$232K
IVW icon
116
iShares S&P 500 Growth ETF
IVW
$77.6B
$1.25M 0.26%
28,108
+11,180
+66% +$480K
GNR icon
117
State Street SPDR S&P Global Natural Resources ETF
GNR
$4.9B
$1.19M 0.25%
23,446
+6,741
+40% +$332K
PEP icon
118
PepsiCo
PEP
$190B
$1.19M 0.25%
10,596
+1,811
+21% +$205K
SYY icon
119
Sysco
SYY
$40.3B
$1.17M 0.25%
16,017
+6,907
+76% +$498K
VTIP icon
120
Vanguard Short-Term Inflation-Protected Securities Index Fund
VTIP
$19.1B
$1.17M 0.25%
24,208
+9,831
+68% +$480K
TGT icon
121
Target
TGT
$68B
$1.15M 0.24%
12,976
+6,241
+93% +$519K
USMV icon
122
iShares MSCI USA Min Vol Factor ETF
USMV
$24.2B
$1.12M 0.24%
19,666
-15,915
-45% -$887K
BAC icon
123
Bank of America
BAC
$442B
$1.11M 0.23%
37,801
-12,450
-25% -$379K
GE icon
124
GE Aerospace
GE
$384B
$1.1M 0.23%
20,341
+6,385
+46% +$394K
INTC icon
125
Intel
INTC
$513B
$1.1M 0.23%
23,212
+268
+1% +$13K
3 4
5
6 7

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CC
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VCM
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ESBC
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SFI
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DF
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WJA
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OMC
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Regal Investment Advisors's Q3 2018 Portfolio in Review

As of Q3 2018, Regal Investment Advisors held 348 positions worth $475M, up 44% from $329M the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Regal Investment Advisors deployed $131M of net new capital in Q3 2018, opening 87 new positions and adding to 181 existing holdings. Its largest new stake was iShares Core 80/20 Aggressive Allocation ETF: 133,751 shares worth $7.31M.

By sector, the portfolio is most concentrated in Healthcare at 8.8% of assets, up from 6.4% a quarter earlier, followed by Technology and Industrials.

On the sell side, the largest reduction was Mastercard, an estimated $2.2M trimmed.

  • Regal Investment Advisors's largest Q3 2018 buy was iShares Core 80/20 Aggressive Allocation ETF: 133,751 shares worth $7.31M.
  • Regal Investment Advisors added most to iShares Core S&P 500 ETF in Q3 2018, an estimated $4.28M increase.
  • Regal Investment Advisors's biggest Q3 2018 reduction was Mastercard, cutting an estimated $2.2M.
  • Regal Investment Advisors fully exited La-Z-Boy in Q3 2018, selling an estimated $2.82M.
  • Regal Investment Advisors's ten largest holdings make up 19% of its $475M portfolio in Q3 2018.
  • Regal Investment Advisors opened 87 new positions and closed 29 in Q3 2018.
  • Regal Investment Advisors's portfolio value rose 44% quarter-over-quarter to $475M.

Based on Regal Investment Advisors's 13F filing for Q3 2018, filed 5 Nov 2018.