We are live on ! Find out more
RIA

Regal Investment Advisors Portfolio holdings

AUM $1.73B
1-Year Est. Return 17.74%
This Fund
S&P 500
This Quarter Est. Return
+5.27%
1 Year Est. Return
+17.74%
3 Year Est. Return
+53.86%
5 Year Est. Return
+57.43%
10 Year Est. Return
+182.67%
AUM
$449M
AUM Growth
+$20M
Cap. Flow
+$51.1K
Cap. Flow %
0.01%
Top 10 Hldgs %
19.68%
Holding
310
New
32
Increased
142
Reduced
99
Closed
24

Top Buys

Rank Stock Value
1
ORCL icon
Oracle
ORCL
+$2.08M
2
SRCL
Stericycle Inc
SRCL
+$2.06M
3
ICPT
Intercept Pharmaceuticals, Inc.
ICPT
+$1.9M
4
MAT icon
Mattel
MAT
+$1.87M
5
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$1.37M

Top Sells

Rank Stock Value
1
AOA icon
iShares Core 80/20 Aggressive Allocation ETF
AOA
+$6.08M
2
AOR icon
iShares Core 60/40 Balanced Allocation ETF
AOR
+$3.97M
3
GBX icon
The Greenbrier Companies
GBX
+$2.36M
4
IVV icon
iShares Core S&P 500 ETF
IVV
+$2.24M
5
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$1.74M

Sector Composition

Rank Sector Weight
1 Financials 6.09%
2 Healthcare 5.96%
3 Technology 5.38%
4 Consumer Staples 5.27%
5 Industrials 5.06%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VZ icon
101
Verizon
VZ
$192B
$1.35M 0.3%
25,487
-176
-0.7% -$8.65K
DVY icon
102
iShares Select Dividend ETF
DVY
$23.6B
$1.34M 0.3%
13,629
-2,897
-18% -$279K
STLD icon
103
Steel Dynamics
STLD
$37.3B
$1.3M 0.29%
30,184
+10
+0% +$385
IWC icon
104
iShares Micro-Cap ETF
IWC
$1.5B
$1.29M 0.29%
13,489
-169
-1% -$16K
VSS icon
105
Vanguard FTSE All-World ex-US Small-Cap Index Fund
VSS
$11.6B
$1.25M 0.28%
10,498
+40
+0.4% +$4.66K
INTC icon
106
Intel
INTC
$504B
$1.21M 0.27%
26,220
+4,932
+23% +$215K
VXF icon
107
Vanguard Extended Market ETF
VXF
$31.3B
$1.2M 0.27%
10,700
-543
-5% -$59.5K
SCZ icon
108
iShares MSCI EAFE Small-Cap ETF
SCZ
$13.4B
$1.18M 0.26%
18,342
+1,095
+6% +$68.9K
GLD icon
109
SPDR Gold Trust
GLD
$132B
$1.18M 0.26%
9,530
-1,655
-15% -$201K
CVX icon
110
Chevron
CVX
$380B
$1.15M 0.26%
9,184
-141
-2% -$16.7K
VTIP icon
111
Vanguard Short-Term Inflation-Protected Securities Index Fund
VTIP
$19.1B
$1.14M 0.25%
23,358
+2,339
+11% +$116K
AMJ
112
DELISTED
JP Morgan Alerian MLP Index ETN 5/24/24
AMJ
$1.12M 0.25%
40,751
+5,258
+15% +$143K
JPM icon
113
JPMorgan Chase
JPM
$961B
$1.1M 0.25%
10,306
+442
+4% +$44.8K
NVDA icon
114
NVIDIA
NVDA
$5.08T
$1.06M 0.24%
219,040
-7,000
-3% -$34.8K
GNR icon
115
State Street SPDR S&P Global Natural Resources ETF
GNR
$4.8B
$1.05M 0.23%
21,489
+33
+0.2% +$1.55K
META icon
116
Meta Platforms (Facebook)
META
$1.49T
$1.01M 0.23%
5,753
+401
+7% +$70.9K
QTEC icon
117
First Trust NASDAQ-100 Technology Index Fund
QTEC
$4.83B
$1M 0.22%
13,927
+1,715
+14% +$124K
FXG icon
118
First Trust Consumer Staples AlphaDEX Fund
FXG
$226M
$975K 0.22%
20,042
-510
-2% -$23.9K
SJNK icon
119
State Street SPDR Bloomberg Short Term High Yield Bond ETF
SJNK
$4.76B
$971K 0.22%
35,233
+447
+1% +$12.4K
XLF icon
120
State Street Financial Select Sector SPDR ETF
XLF
$58.5B
$962K 0.21%
34,463
-2,951
-8% -$79.4K
VGK icon
121
Vanguard FTSE Europe ETF
VGK
$31B
$960K 0.21%
16,224
-8,166
-33% -$476K
SYY icon
122
Sysco
SYY
$39.8B
$955K 0.21%
15,718
+1,649
+12% +$93.4K
EMB icon
123
iShares JPMorgan USD Emerging Markets Bond ETF
EMB
$14.7B
$953K 0.21%
8,208
-758
-8% -$87.7K
WM icon
124
Waste Management
WM
$89.4B
$944K 0.21%
10,942
+371
+4% +$30.2K
IWM icon
125
iShares Russell 2000 ETF
IWM
$82.6B
$943K 0.21%
6,185
+369
+6% +$55.4K
3 4
5
6 7

Similar funds

PAIM
Punch & Associates Investment Management Edina, Minnesota $1.73B AUM 27.65% 1-Year Est. Return
CC
Commodore Capital New York $1.73B AUM 298.96% 1-Year Est. Return
VCM
Valiant Capital Management San Francisco, California $1.74B AUM 64.05% 1-Year Est. Return
ESBC
E.S. Barr & Co Lexington, Kentucky $1.72B AUM 12.69% 1-Year Est. Return
SFI
Siemens Fonds Invest Munich, Germany $1.75B AUM 26.24% 1-Year Est. Return
MAM
Meeder Asset Management Dublin, Ohio $1.75B AUM 34.85% 1-Year Est. Return
DF
DNCA Finance Paris, France $1.75B AUM 38.18% 1-Year Est. Return
WJA
Willis Johnson & Associates Houston, Texas $1.72B AUM 16.93% 1-Year Est. Return

Regal Investment Advisors's Q4 2017 Portfolio in Review

As of Q4 2017, Regal Investment Advisors held 310 positions worth $449M, up 4.7% from $429M the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Regal Investment Advisors's Q4 2017 filing shows 32 new, 142 increased, 99 reduced and 24 closed positions. Its largest new stake was Oracle: 42,436 shares worth $2.01M. The largest sale was iShares Core 80/20 Aggressive Allocation ETF, an estimated $6.08M.

By sector, the portfolio is most concentrated in Financials at 6.1% of assets, up from 5.8% a quarter earlier, followed by Healthcare and Technology.

  • Regal Investment Advisors's largest Q4 2017 buy was Oracle: 42,436 shares worth $2.01M.
  • Regal Investment Advisors added most to iShares Core US Aggregate Bond ETF in Q4 2017, an estimated $1.37M increase.
  • Regal Investment Advisors's biggest Q4 2017 reduction was iShares Core S&P 500 ETF, cutting an estimated $2.24M.
  • Regal Investment Advisors fully exited iShares Core 80/20 Aggressive Allocation ETF in Q4 2017, selling an estimated $6.08M.
  • Regal Investment Advisors's ten largest holdings make up 20% of its $449M portfolio in Q4 2017.
  • Regal Investment Advisors opened 32 new positions and closed 24 in Q4 2017.
  • Regal Investment Advisors's portfolio value rose 4.7% quarter-over-quarter to $449M.

Based on Regal Investment Advisors's 13F filing for Q4 2017, filed 6 Feb 2018.