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RIA

Regal Investment Advisors Portfolio holdings

AUM $1.73B
1-Year Est. Return 17.74%
This Fund
S&P 500
This Quarter Est. Return
+3.5%
1 Year Est. Return
+17.74%
3 Year Est. Return
+53.86%
5 Year Est. Return
+57.43%
10 Year Est. Return
+182.67%
AUM
$429M
AUM Growth
+$25M
Cap. Flow
+$12.6M
Cap. Flow %
2.95%
Top 10 Hldgs %
19.82%
Holding
294
New
33
Increased
133
Reduced
98
Closed
15

Top Buys

Rank Stock Value
1
ORLY icon
O'Reilly Automotive
ORLY
+$1.99M
2
MA icon
Mastercard
MA
+$1.93M
3
ADI icon
Analog Devices
ADI
+$1.92M
4
BNY
Bank of New York Mellon
BNY
+$1.89M
5
RTX icon
RTX Corp
RTX
+$1.88M

Top Sells

Rank Stock Value
1
CPN
Calpine Corporation
CPN
+$2.38M
2
IWO icon
iShares Russell 2000 Growth ETF
IWO
+$2.1M
3
WSM icon
Williams-Sonoma
WSM
+$1.96M
4
HBI
Hanesbrands
HBI
+$1.92M
5
HDV
iShares Core High Dividend ETF
HDV
+$1.31M

Sector Composition

Rank Sector Weight
1 Financials 5.85%
2 Healthcare 5.64%
3 Industrials 4.97%
4 Consumer Staples 4.77%
5 Technology 4.7%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ADP icon
101
Automatic Data Processing
ADP
$108B
$1.38M 0.32%
12,632
+1,099
+10% +$118K
GLD icon
102
SPDR Gold Trust
GLD
$132B
$1.36M 0.32%
11,185
+3,048
+37% +$371K
AFL icon
103
Aflac
AFL
$63.7B
$1.34M 0.31%
32,988
+3,666
+13% +$148K
WMT icon
104
Walmart Inc
WMT
$888B
$1.33M 0.31%
50,997
+3,453
+7% +$90.6K
IWC icon
105
iShares Micro-Cap ETF
IWC
$1.51B
$1.29M 0.3%
13,658
-123
-0.9% -$10.9K
VZ icon
106
Verizon
VZ
$195B
$1.27M 0.3%
25,663
-1,260
-5% -$59.3K
EWJ icon
107
iShares MSCI Japan ETF
EWJ
$22.4B
$1.27M 0.3%
22,760
-2,697
-11% -$147K
VXF icon
108
Vanguard Extended Market ETF
VXF
$31.5B
$1.21M 0.28%
11,243
-126
-1% -$13K
VSS icon
109
Vanguard FTSE All-World ex-US Small-Cap Index Fund
VSS
$11.6B
$1.2M 0.28%
10,458
-261
-2% -$29.2K
FEM icon
110
First Trust Emerging Markets AlphaDEX Fund
FEM
$769M
$1.15M 0.27%
42,149
-1,386
-3% -$36K
GDX icon
111
VanEck Gold Miners ETF
GDX
$23.8B
$1.15M 0.27%
+50,228
New +$1.16M
CVX icon
112
Chevron
CVX
$379B
$1.1M 0.26%
9,325
+520
+6% +$56.8K
SCZ icon
113
iShares MSCI EAFE Small-Cap ETF
SCZ
$13.5B
$1.07M 0.25%
17,247
+1,416
+9% +$84.7K
EMB icon
114
iShares JPMorgan USD Emerging Markets Bond ETF
EMB
$14.7B
$1.04M 0.24%
8,966
-4,186
-32% -$484K
STLD icon
115
Steel Dynamics
STLD
$38B
$1.04M 0.24%
30,174
+9
+0% +$316
VTIP icon
116
Vanguard Short-Term Inflation-Protected Securities Index Fund
VTIP
$19.1B
$1.04M 0.24%
21,019
+1,173
+6% +$58K
NVDA icon
117
NVIDIA
NVDA
$5.13T
$1.01M 0.24%
226,040
+6,640
+3% +$27.6K
AMJ
118
DELISTED
JP Morgan Alerian MLP Index ETN 5/24/24
AMJ
$1M 0.23%
35,493
+2,217
+7% +$63.8K
REM icon
119
iShares Mortgage Real Estate ETF
REM
$540M
$996K 0.23%
21,266
-6,025
-22% -$282K
GNR icon
120
State Street SPDR S&P Global Natural Resources ETF
GNR
$4.83B
$986K 0.23%
21,456
-560
-3% -$24.7K
SJNK icon
121
State Street SPDR Bloomberg Short Term High Yield Bond ETF
SJNK
$4.76B
$973K 0.23%
34,786
-2,531
-7% -$70.6K
XLF icon
122
State Street Financial Select Sector SPDR ETF
XLF
$58.5B
$968K 0.23%
37,414
-1,837
-5% -$45.8K
HYG icon
123
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
$16.6B
$946K 0.22%
10,661
-3,544
-25% -$313K
JPM icon
124
JPMorgan Chase
JPM
$950B
$942K 0.22%
9,864
+236
+2% +$21.8K
FXG icon
125
First Trust Consumer Staples AlphaDEX Fund
FXG
$227M
$939K 0.22%
20,552
-2,461
-11% -$114K
3 4
5
6 7

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PAIM
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CC
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VCM
Valiant Capital Management San Francisco, California $1.74B AUM 64.05% 1-Year Est. Return
ESBC
E.S. Barr & Co Lexington, Kentucky $1.72B AUM 12.69% 1-Year Est. Return
SFI
Siemens Fonds Invest Munich, Germany $1.75B AUM 26.24% 1-Year Est. Return
MAM
Meeder Asset Management Dublin, Ohio $1.75B AUM 34.85% 1-Year Est. Return
DF
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WJA
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Regal Investment Advisors's Q3 2017 Portfolio in Review

As of Q3 2017, Regal Investment Advisors held 294 positions worth $429M, up 6.2% from $404M the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Regal Investment Advisors's Q3 2017 filing shows 33 new, 133 increased, 98 reduced and 15 closed positions. Its largest new stake was O'Reilly Automotive: 150,480 shares worth $2.16M. The largest sale was Calpine Corporation, an estimated $2.38M.

By sector, the portfolio is most concentrated in Financials at 5.8% of assets, up from 5.1% a quarter earlier, followed by Healthcare and Industrials.

  • Regal Investment Advisors's largest Q3 2017 buy was O'Reilly Automotive: 150,480 shares worth $2.16M.
  • Regal Investment Advisors added most to RTX Corp in Q3 2017, an estimated $1.88M increase.
  • Regal Investment Advisors's biggest Q3 2017 reduction was iShares Russell 2000 Growth ETF, cutting an estimated $2.1M.
  • Regal Investment Advisors fully exited Calpine Corporation in Q3 2017, selling an estimated $2.38M.
  • Regal Investment Advisors's ten largest holdings make up 20% of its $429M portfolio in Q3 2017.
  • Regal Investment Advisors opened 33 new positions and closed 15 in Q3 2017.
  • Regal Investment Advisors's portfolio value rose 6.2% quarter-over-quarter to $429M.

Based on Regal Investment Advisors's 13F filing for Q3 2017, filed 8 Nov 2017.