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RIA

Regal Investment Advisors Portfolio holdings

AUM $1.73B
1-Year Est. Return 17.74%
This Fund
S&P 500
This Quarter Est. Return
+2.7%
1 Year Est. Return
+17.74%
3 Year Est. Return
+53.86%
5 Year Est. Return
+57.43%
10 Year Est. Return
+182.67%
AUM
$404M
AUM Growth
+$20.4M
Cap. Flow
+$12.4M
Cap. Flow %
3.07%
Top 10 Hldgs %
19.6%
Holding
281
New
20
Increased
142
Reduced
87
Closed
20

Top Buys

Rank Stock Value
1
AOA icon
iShares Core 80/20 Aggressive Allocation ETF
AOA
+$3.82M
2
IJR icon
iShares Core S&P Small-Cap ETF
IJR
+$3.29M
3
RFEU
First Trust RiverFront Dynamic Europe ETF
RFEU
+$2.84M
4
GOOG icon
Alphabet (Google) Class C
GOOG
+$2.41M
5
BLK icon
Blackrock
BLK
+$2.29M

Top Sells

Rank Stock Value
1
VTI icon
Vanguard Morningstar Total Stock Market ETF
VTI
+$3.89M
2
STT icon
State Street
STT
+$3.03M
3
BWA icon
BorgWarner
BWA
+$2.97M
4
COF icon
Capital One
COF
+$2.97M
5
TFCFA
Twenty-First Century Fox, Inc. Class A
TFCFA
+$2.83M

Sector Composition

Rank Sector Weight
1 Healthcare 5.09%
2 Financials 5.09%
3 Consumer Staples 4.85%
4 Consumer Discretionary 4.78%
5 Industrials 4.39%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PFE icon
101
Pfizer
PFE
$143B
$1.21M 0.3%
37,948
-774
-2% -$24.4K
VZ icon
102
Verizon
VZ
$195B
$1.2M 0.3%
26,923
+6,244
+30% +$291K
WMT icon
103
Walmart Inc
WMT
$885B
$1.2M 0.3%
47,544
+1,914
+4% +$48.6K
ADP icon
104
Automatic Data Processing
ADP
$106B
$1.18M 0.29%
11,533
+203
+2% +$20.5K
BKLN icon
105
Invesco Senior Loan ETF
BKLN
$6.97B
$1.17M 0.29%
50,576
+905
+2% +$21K
VXF icon
106
Vanguard Extended Market ETF
VXF
$30.3B
$1.16M 0.29%
11,369
-2,921
-20% -$295K
VSS icon
107
Vanguard FTSE All-World ex-US Small-Cap Index Fund
VSS
$11.2B
$1.16M 0.29%
10,719
+203
+2% +$21.6K
AFL icon
108
Aflac
AFL
$64.9B
$1.14M 0.28%
29,322
+1,414
+5% +$53.1K
STLD icon
109
Steel Dynamics
STLD
$36B
$1.08M 0.27%
30,165
+10
+0% +$346
FXG icon
110
First Trust Consumer Staples AlphaDEX Fund
FXG
$229M
$1.06M 0.26%
23,013
-10,805
-32% -$503K
SJNK icon
111
State Street SPDR Bloomberg Short Term High Yield Bond ETF
SJNK
$4.89B
$1.04M 0.26%
37,317
+1,396
+4% +$39K
FEM icon
112
First Trust Emerging Markets AlphaDEX Fund
FEM
$739M
$1.02M 0.25%
43,535
-8,120
-16% -$186K
EFA icon
113
iShares MSCI EAFE ETF
EFA
$78B
$1M 0.25%
15,338
-8,865
-37% -$574K
AMJ
114
DELISTED
JP Morgan Alerian MLP Index ETN 5/24/24
AMJ
$988K 0.24%
33,276
+3,513
+12% +$108K
VTIP icon
115
Vanguard Short-Term Inflation-Protected Securities Index Fund
VTIP
$19.1B
$977K 0.24%
19,846
+2,701
+16% +$133K
XLF icon
116
State Street Financial Select Sector SPDR ETF
XLF
$56.7B
$968K 0.24%
39,251
-4,799
-11% -$114K
GLD icon
117
SPDR Gold Trust
GLD
$131B
$960K 0.24%
8,137
+874
+12% +$105K
CVX icon
118
Chevron
CVX
$392B
$919K 0.23%
8,805
+617
+8% +$65.4K
SCZ icon
119
iShares MSCI EAFE Small-Cap ETF
SCZ
$13.4B
$916K 0.23%
15,831
+1,072
+7% +$61.1K
GNR icon
120
State Street SPDR S&P Global Natural Resources ETF
GNR
$4.79B
$914K 0.23%
22,016
+857
+4% +$36K
TIP icon
121
iShares TIPS Bond ETF
TIP
$14.5B
$892K 0.22%
7,861
+2,222
+39% +$254K
JPM icon
122
JPMorgan Chase
JPM
$935B
$880K 0.22%
9,628
+158
+2% +$13.6K
KMB icon
123
Kimberly-Clark
KMB
$36.3B
$880K 0.22%
6,817
+1,017
+18% +$132K
META icon
124
Meta Platforms (Facebook)
META
$1.42T
$876K 0.22%
5,800
+18
+0.3% +$2.68K
IYJ icon
125
iShares US Industrials ETF
IYJ
$1.98B
$860K 0.21%
13,084
+410
+3% +$26.5K
3 4
5
6 7

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CC
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VCM
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ESBC
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SFI
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MAM
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GAM
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DF
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Regal Investment Advisors's Q2 2017 Portfolio in Review

As of Q2 2017, Regal Investment Advisors held 281 positions worth $404M, up 5.3% from $383M the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Regal Investment Advisors deployed $12.4M of net new capital in Q2 2017, opening 20 new positions and adding to 142 existing holdings. Its largest new stake was First Trust RiverFront Dynamic Europe ETF: 47,119 shares worth $2.88M.

By sector, the portfolio is most concentrated in Healthcare at 5.1% of assets, down from 6.7% a quarter earlier, followed by Financials and Consumer Staples.

On the sell side, the largest reduction was Vanguard Morningstar Total Stock Market ETF, an estimated $3.89M trimmed.

  • Regal Investment Advisors's largest Q2 2017 buy was First Trust RiverFront Dynamic Europe ETF: 47,119 shares worth $2.88M.
  • Regal Investment Advisors added most to iShares Core 80/20 Aggressive Allocation ETF in Q2 2017, an estimated $3.82M increase.
  • Regal Investment Advisors's biggest Q2 2017 reduction was Vanguard Morningstar Total Stock Market ETF, cutting an estimated $3.89M.
  • Regal Investment Advisors fully exited State Street in Q2 2017, selling an estimated $3.03M.
  • Regal Investment Advisors's ten largest holdings make up 20% of its $404M portfolio in Q2 2017.
  • Regal Investment Advisors opened 20 new positions and closed 20 in Q2 2017.
  • Regal Investment Advisors's portfolio value rose 5.3% quarter-over-quarter to $404M.

Based on Regal Investment Advisors's 13F filing for Q2 2017, filed 10 Aug 2017.