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RIA

Regal Investment Advisors Portfolio holdings

AUM $1.73B
1-Year Est. Return 17.74%
This Fund
S&P 500
This Quarter Est. Return
+4.35%
1 Year Est. Return
+17.74%
3 Year Est. Return
+53.86%
5 Year Est. Return
+57.43%
10 Year Est. Return
+182.67%
AUM
$383M
AUM Growth
+$21.6M
Cap. Flow
+$5.79M
Cap. Flow %
1.51%
Top 10 Hldgs %
18.9%
Holding
278
New
30
Increased
127
Reduced
90
Closed
16

Top Buys

Rank Stock Value
1
UI icon
Ubiquiti
UI
+$2.68M
2
ANDV
Andeavor
ANDV
+$2.51M
3
CPN
Calpine Corporation
CPN
+$2.28M
4
QQQ icon
Invesco QQQ Trust
QQQ
+$1.86M
5
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$1.41M

Top Sells

Rank Stock Value
1
AXE
Anixter International Inc
AXE
+$3.78M
2
LH icon
Labcorp
LH
+$2.95M
3
BKNG icon
Booking.com
BKNG
+$2.94M
4
RSX
VanEck Russia ETF
RSX
+$1.29M
5
WCC
WESCO International
WCC
+$1.23M

Sector Composition

Rank Sector Weight
1 Healthcare 6.74%
2 Consumer Discretionary 6.66%
3 Financials 5.18%
4 Consumer Staples 4.4%
5 Industrials 4.19%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VB icon
101
Vanguard Morningstar Small-Cap ETF
VB
$81.6B
$1.12M 0.29%
8,402
+714
+9% +$94.5K
IWC icon
102
iShares Micro-Cap ETF
IWC
$1.5B
$1.12M 0.29%
13,043
+514
+4% +$43.7K
VO icon
103
Vanguard Morningstar Mid-Cap ETF
VO
$109B
$1.1M 0.29%
31,700
-3,456
-10% -$119K
WMT icon
104
Walmart Inc
WMT
$894B
$1.1M 0.29%
45,630
+1,413
+3% +$32.5K
VSS icon
105
Vanguard FTSE All-World ex-US Small-Cap Index Fund
VSS
$11.7B
$1.08M 0.28%
10,516
+416
+4% +$41.5K
STLD icon
106
Steel Dynamics
STLD
$38.1B
$1.05M 0.27%
30,155
-5,491
-15% -$196K
XLF icon
107
State Street Financial Select Sector SPDR ETF
XLF
$58.6B
$1.04M 0.27%
44,050
+329
+0.8% +$7.88K
VGK icon
108
Vanguard FTSE Europe ETF
VGK
$31.1B
$1.04M 0.27%
+20,091
New +$1M
AFL icon
109
Aflac
AFL
$63.9B
$1.01M 0.26%
27,908
-528
-2% -$18.7K
FXN icon
110
First Trust Energy AlphaDEX Fund
FXN
$363M
$1.01M 0.26%
66,868
+1,433
+2% +$22.7K
VZ icon
111
Verizon
VZ
$193B
$1.01M 0.26%
20,679
-2,981
-13% -$150K
SJNK icon
112
State Street SPDR Bloomberg Short Term High Yield Bond ETF
SJNK
$4.75B
$1M 0.26%
35,921
-22,447
-38% -$626K
PEP icon
113
PepsiCo
PEP
$189B
$1M 0.26%
8,943
-327
-4% -$35.1K
AMJ
114
DELISTED
JP Morgan Alerian MLP Index ETN 5/24/24
AMJ
$961K 0.25%
29,763
-9,279
-24% -$303K
F icon
115
Ford
F
$56.3B
$925K 0.24%
79,454
+771
+1% +$9.58K
GNR icon
116
State Street SPDR S&P Global Natural Resources ETF
GNR
$4.85B
$900K 0.23%
21,159
-561
-3% -$24K
RFEM icon
117
First Trust RiverFront Dynamic Emerging Markets ETF
RFEM
$81.5M
$893K 0.23%
14,870
– –
CVX icon
118
Chevron
CVX
$371B
$879K 0.23%
8,188
+1,259
+18% +$141K
GLD icon
119
SPDR Gold Trust
GLD
$138B
$862K 0.22%
7,263
-3,166
-30% -$368K
VTIP icon
120
Vanguard Short-Term Inflation-Protected Securities Index Fund
VTIP
$19.1B
$848K 0.22%
17,145
-3,395
-17% -$167K
IWM icon
121
iShares Russell 2000 ETF
IWM
$82.5B
$843K 0.22%
6,129
-3,238
-35% -$442K
JPM icon
122
JPMorgan Chase
JPM
$955B
$832K 0.22%
9,470
+738
+8% +$65.1K
META icon
123
Meta Platforms (Facebook)
META
$1.5T
$821K 0.21%
5,782
+1,046
+22% +$140K
EMLP icon
124
First Trust North American Energy Infrastructure Fund
EMLP
$4.08B
$816K 0.21%
32,255
-5,916
-15% -$150K
SCZ icon
125
iShares MSCI EAFE Small-Cap ETF
SCZ
$13.6B
$799K 0.21%
14,759
-72
-0.5% -$3.78K
3 4
5
6 7

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PAIM
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CC
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VCM
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ESBC
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SFI
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MAM
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DF
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WJA
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Regal Investment Advisors's Q1 2017 Portfolio in Review

As of Q1 2017, Regal Investment Advisors held 278 positions worth $383M, up 6% from $362M the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Regal Investment Advisors's Q1 2017 filing shows 30 new, 127 increased, 90 reduced and 16 closed positions. Its largest new stake was Ubiquiti: 49,107 shares worth $2.47M. The largest sale was Anixter International Inc, an estimated $3.78M.

By sector, the portfolio is most concentrated in Healthcare at 6.7% of assets, down from 8.1% a quarter earlier, followed by Consumer Discretionary and Financials.

  • Regal Investment Advisors's largest Q1 2017 buy was Ubiquiti: 49,107 shares worth $2.47M.
  • Regal Investment Advisors added most to Invesco QQQ Trust in Q1 2017, an estimated $1.86M increase.
  • Regal Investment Advisors's biggest Q1 2017 reduction was WESCO International, cutting an estimated $1.23M.
  • Regal Investment Advisors fully exited Anixter International Inc in Q1 2017, selling an estimated $3.78M.
  • Regal Investment Advisors's ten largest holdings make up 19% of its $383M portfolio in Q1 2017.
  • Regal Investment Advisors opened 30 new positions and closed 16 in Q1 2017.
  • Regal Investment Advisors's portfolio value rose 6% quarter-over-quarter to $383M.

Based on Regal Investment Advisors's 13F filing for Q1 2017, filed 12 May 2017.