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RIA

Regal Investment Advisors Portfolio holdings

AUM $1.73B
1-Year Est. Return 17.74%
This Fund
S&P 500
This Quarter Est. Return
+3%
1 Year Est. Return
+17.74%
3 Year Est. Return
+53.86%
5 Year Est. Return
+57.43%
10 Year Est. Return
+193.86%
AUM
$352M
AUM Growth
-$11.3M
Cap. Flow
-$20M
Cap. Flow %
-5.69%
Top 10 Hldgs %
17.53%
Holding
267
New
23
Increased
122
Reduced
99
Closed
8

Top Buys

Rank Stock Value
1
NFLX icon
Netflix
NFLX
+$1.32M
2
IJR icon
iShares Core S&P Small-Cap ETF
IJR
+$956K
3
GLD icon
SPDR Gold Trust
GLD
+$800K
4
DBC icon
Invesco DB Commodity Index Tracking Fund
DBC
+$711K
5
AAXJ icon
iShares MSCI All Country Asia ex Japan ETF
AAXJ
+$647K

Top Sells

Rank Stock Value
1
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$4.29M
2
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$3.67M
3
EFA icon
iShares MSCI EAFE ETF
EFA
+$3.48M
4
IWM icon
iShares Russell 2000 ETF
IWM
+$2.57M
5
MDY icon
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
+$2.26M

Sector Composition

Rank Sector Weight
1 Healthcare 8.51%
2 Consumer Discretionary 8.08%
3 Financials 5.18%
4 Industrials 4.65%
5 Communication Services 4.47%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HDV
101
iShares Core High Dividend ETF
HDV
$14.8B
$1.03M 0.29%
63,170
+37,175
+143% +$612K
IEF icon
102
iShares 7-10 Year Treasury Bond ETF
IEF
$47.2B
$1.03M 0.29%
9,178
+1,428
+18% +$160K
IWC icon
103
iShares Micro-Cap ETF
IWC
$1.5B
$986K 0.28%
12,634
-71
-0.6% -$5.33K
ISHG icon
104
iShares 1-3 Year International Treasury Bond ETF
ISHG
$828M
$985K 0.28%
11,851
+397
+3% +$32.7K
VB icon
105
Vanguard Morningstar Small-Cap ETF
VB
$81.3B
$969K 0.27%
7,932
+67
+0.9% +$8.1K
WMT icon
106
Walmart Inc
WMT
$892B
$962K 0.27%
39,999
+5,325
+15% +$129K
AFL icon
107
Aflac
AFL
$64.5B
$935K 0.27%
26,026
+2,222
+9% +$80.9K
PNC icon
108
PNC Financial Services
PNC
$101B
$922K 0.26%
10,239
+363
+4% +$31.2K
STLD icon
109
Steel Dynamics
STLD
$37.5B
$914K 0.26%
36,558
-19
-0.1% -$485
F icon
110
Ford
F
$55B
$910K 0.26%
75,394
+2,521
+3% +$31.8K
VSS icon
111
Vanguard FTSE All-World ex-US Small-Cap Index Fund
VSS
$11.7B
$909K 0.26%
9,137
+535
+6% +$52.1K
DOC icon
112
Healthpeak Properties
DOC
$14.5B
– –
0
– –
GNR icon
113
State Street SPDR S&P Global Natural Resources ETF
GNR
$4.86B
$860K 0.24%
21,974
+66
+0.3% +$2.54K
IJK icon
114
iShares S&P Mid-Cap 400 Growth ETF
IJK
$11B
$823K 0.23%
18,832
+2,108
+13% +$92.5K
EFAV icon
115
iShares MSCI EAFE Min Vol Factor ETF
EFAV
$5.46B
$815K 0.23%
12,054
+3,832
+47% +$258K
IVW icon
116
iShares S&P 500 Growth ETF
IVW
$77B
$810K 0.23%
26,632
-2,896
-10% -$87.8K
PDM
117
Piedmont Realty Trust
PDM
$1.18B
– –
0
– –
NUE icon
118
Nucor
NUE
$61.9B
$796K 0.23%
16,102
-3,022
-16% -$154K
PGF icon
119
Invesco Financial Preferred ETF
PGF
$672M
$772K 0.22%
40,527
-16,553
-29% -$319K
DVY icon
120
iShares Select Dividend ETF
DVY
$23.5B
$769K 0.22%
8,970
+967
+12% +$83.5K
BAC icon
121
Bank of America
BAC
$441B
$758K 0.22%
48,407
+4,653
+11% +$69.3K
JPM icon
122
JPMorgan Chase
JPM
$947B
$736K 0.21%
11,052
+71
+0.6% +$4.63K
ADP icon
123
Automatic Data Processing
ADP
$109B
$734K 0.21%
8,325
+1,402
+20% +$127K
XLF icon
124
State Street Financial Select Sector SPDR ETF
XLF
$58.4B
$732K 0.21%
37,928
-16,582
-30% -$342K
XLV icon
125
State Street Health Care Select Sector SPDR ETF
XLV
$42.4B
$731K 0.21%
10,139
+898
+10% +$66.1K
3 4
5
6 7

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PAIM
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CC
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VCM
Valiant Capital Management San Francisco, California $1.74B AUM 64.05% 1-Year Est. Return
ESBC
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SFI
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MAM
Meeder Asset Management Dublin, Ohio $1.75B AUM 34.85% 1-Year Est. Return
DF
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WJA
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Regal Investment Advisors's Q3 2016 Portfolio in Review

As of Q3 2016, Regal Investment Advisors held 267 positions worth $352M, down 3.1% from $364M the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Regal Investment Advisors withdrew a net $20M in Q3 2016, closing 8 positions and reducing 99 holdings. Its most notable exit was Western Refining Inc, an estimated $2.25M position sold in full.

By sector, the portfolio is most concentrated in Healthcare at 8.5% of assets, up from 8.4% a quarter earlier, followed by Consumer Discretionary and Financials.

Against the trend, Regal Investment Advisors opened a new position in Netflix worth $1.36M.

  • Regal Investment Advisors's largest Q3 2016 buy was Netflix: 138,310 shares worth $1.36M.
  • Regal Investment Advisors added most to iShares Core S&P Small-Cap ETF in Q3 2016, an estimated $956K increase.
  • Regal Investment Advisors's biggest Q3 2016 reduction was iShares 20+ Year Treasury Bond ETF, cutting an estimated $4.29M.
  • Regal Investment Advisors fully exited Western Refining Inc in Q3 2016, selling an estimated $2.25M.
  • Regal Investment Advisors's ten largest holdings make up 18% of its $352M portfolio in Q3 2016.
  • Regal Investment Advisors opened 23 new positions and closed 8 in Q3 2016.
  • Regal Investment Advisors's portfolio value fell 3.1% quarter-over-quarter to $352M.

Based on Regal Investment Advisors's 13F filing for Q3 2016, filed 27 Oct 2016.