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RIA

Regal Investment Advisors Portfolio holdings

AUM $1.73B
1-Year Est. Return 17.74%
This Fund
S&P 500
This Quarter Est. Return
-1.23%
1 Year Est. Return
+17.74%
3 Year Est. Return
+53.86%
5 Year Est. Return
+57.43%
10 Year Est. Return
+193.86%
AUM
$370M
AUM Growth
-$35M
Cap. Flow
-$27.9M
Cap. Flow %
-7.56%
Top 10 Hldgs %
16.35%
Holding
1,092
New
87
Increased
249
Reduced
266
Closed
121

Top Buys

Rank Stock Value
1
BKLN icon
Invesco Senior Loan ETF
BKLN
+$3.96M
2
AAXJ icon
iShares MSCI All Country Asia ex Japan ETF
AAXJ
+$3.39M
3
EWJ icon
iShares MSCI Japan ETF
EWJ
+$3.36M
4
JNK icon
State Street SPDR Bloomberg High Yield Bond ETF
JNK
+$3.16M
5
PODD icon
Insulet
PODD
+$3.16M

Top Sells

Rank Stock Value
1
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$9.67M
2
QQQ icon
Invesco QQQ Trust
QQQ
+$4.49M
3
IVV icon
iShares Core S&P 500 ETF
IVV
+$4.43M
4
VNQ icon
Vanguard Real Estate ETF
VNQ
+$4.06M
5
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$3.51M

Sector Composition

Rank Sector Weight
1 Consumer Discretionary 8.67%
2 Healthcare 7.38%
3 Financials 6.68%
4 Energy 4.47%
5 Technology 4.05%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FV icon
101
First Trust Dorsey Wright Focus 5 ETF
FV
$3.7B
$1.01M 0.27%
41,479
+25,141
+154% +$610K
CLX icon
102
Clorox
CLX
$12.8B
$1M 0.27%
9,665
-200
-2% -$21.6K
PNC icon
103
PNC Financial Services
PNC
$101B
$958K 0.26%
10,017
+272
+3% +$25.7K
HYG icon
104
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
$16.6B
$956K 0.26%
10,767
-1,121
-9% -$101K
XOM icon
105
ExxonMobil
XOM
$642B
$944K 0.26%
11,353
-56
-0.5% -$4.81K
KO icon
106
Coca-Cola
KO
$374B
$916K 0.25%
23,351
-5,030
-18% -$205K
SHY icon
107
iShares 1-3 Year Treasury Bond ETF
SHY
$25.1B
$891K 0.24%
10,504
-7,755
-42% -$658K
IYW icon
108
iShares US Technology ETF
IYW
$24.8B
$882K 0.24%
33,724
-4,252
-11% -$115K
PSX icon
109
Phillips 66
PSX
$82.4B
$824K 0.22%
10,231
-3,150
-24% -$250K
CVX icon
110
Chevron
CVX
$371B
$818K 0.22%
8,489
-428
-5% -$44.9K
FGD icon
111
First Trust Dow Jones Global Select Dividend Index Fund
FGD
$1.58B
$797K 0.22%
32,491
+1,084
+3% +$28.2K
IGSB icon
112
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
$23B
$793K 0.21%
15,072
-1,996
-12% -$105K
IGIB icon
113
iShares 5-10 Year Investment Grade Corporate Bond ETF
IGIB
$18.6B
$782K 0.21%
14,380
-1,230
-8% -$67.5K
GCE
114
DELISTED
Claymore/Robb CEF GS Connect ETN
GCE
$780K 0.21%
46,305
+1,239
+3% +$21.8K
VIG icon
115
Vanguard Dividend Appreciation ETF
VIG
$114B
$767K 0.21%
9,764
+3,715
+61% +$301K
FBT icon
116
First Trust NYSE Arca Biotechnology Index Fund
FBT
$2.74B
$765K 0.21%
6,170
+25
+0.4% +$3.02K
FXL icon
117
First Trust Technology AlphaDEX Fund
FXL
$2.72B
$762K 0.21%
21,556
-1,647
-7% -$60.1K
XLV icon
118
State Street Health Care Select Sector SPDR ETF
XLV
$42.4B
$762K 0.21%
10,254
-2,635
-20% -$195K
IFV icon
119
First Trust Dorsey Wright International Focus 5 ETF
IFV
$233M
$740K 0.2%
+37,915
New +$766K
PCY icon
120
Invesco Emerging Markets Sovereign Debt ETF
PCY
$1.4B
$718K 0.19%
25,921
+644
+3% +$18.3K
CINF icon
121
Cincinnati Financial
CINF
$27.5B
$700K 0.19%
13,957
+445
+3% +$22.9K
DOC icon
122
Healthpeak Properties
DOC
$14.5B
$697K 0.19%
21,003
-64,615
-75% -$2.35M
STLD icon
123
Steel Dynamics
STLD
$37.5B
$697K 0.19%
33,664
+14
+0% +$301
GLD icon
124
SPDR Gold Trust
GLD
$138B
$684K 0.19%
6,089
-6,828
-53% -$782K
AFL icon
125
Aflac
AFL
$64.5B
$677K 0.18%
21,778
-6,216
-22% -$197K
3 4
5
6 7

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PAIM
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CC
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VCM
Valiant Capital Management San Francisco, California $1.74B AUM 64.05% 1-Year Est. Return
ESBC
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SFI
Siemens Fonds Invest Munich, Germany $1.75B AUM 26.24% 1-Year Est. Return
MAM
Meeder Asset Management Dublin, Ohio $1.75B AUM 34.85% 1-Year Est. Return
DF
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WJA
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Regal Investment Advisors's Q2 2015 Portfolio in Review

As of Q2 2015, Regal Investment Advisors held 1,092 positions worth $370M, down 8.7% from $405M the previous quarter. Its ten largest holdings account for 16% of the portfolio.

Regal Investment Advisors withdrew a net $27.9M in Q2 2015, closing 121 positions and reducing 266 holdings. Its most notable exit was WisdomTree US SmallCap Dividend Fund, an estimated $1.04M position sold in full.

By sector, the portfolio is most concentrated in Consumer Discretionary at 8.7% of assets, up from 8.1% a quarter earlier, followed by Healthcare and Financials.

Against the trend, Regal Investment Advisors opened a new position in Insulet worth $3.32M.

  • Regal Investment Advisors's largest Q2 2015 buy was Insulet: 107,267 shares worth $3.32M.
  • Regal Investment Advisors added most to Invesco Senior Loan ETF in Q2 2015, an estimated $3.96M increase.
  • Regal Investment Advisors's biggest Q2 2015 reduction was iShares iBoxx $ Investment Grade Corporate Bond ETF, cutting an estimated $9.67M.
  • Regal Investment Advisors fully exited WisdomTree US SmallCap Dividend Fund in Q2 2015, selling an estimated $1.04M.
  • Regal Investment Advisors's ten largest holdings make up 16% of its $370M portfolio in Q2 2015.
  • Regal Investment Advisors opened 87 new positions and closed 121 in Q2 2015.
  • Regal Investment Advisors's portfolio value fell 8.7% quarter-over-quarter to $370M.

Based on Regal Investment Advisors's 13F filing for Q2 2015, filed 23 Jul 2015.