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RIA

Regal Investment Advisors Portfolio holdings

AUM $1.73B
1-Year Est. Return 17.74%
This Fund
S&P 500
This Quarter Est. Return
+1.94%
1 Year Est. Return
+17.74%
3 Year Est. Return
+53.86%
5 Year Est. Return
+57.43%
10 Year Est. Return
+193.86%
AUM
$405M
AUM Growth
+$31.8M
Cap. Flow
+$24.7M
Cap. Flow %
6.1%
Top 10 Hldgs %
19.08%
Holding
1,097
New
155
Increased
327
Reduced
249
Closed
92

Top Buys

Rank Stock Value
1
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$4.18M
2
MON
Monsanto Co
MON
+$3.12M
3
WDR
Waddell & Reed Financial, Inc.
WDR
+$2.92M
4
GILD icon
Gilead Sciences
GILD
+$2.89M
5
PII icon
Polaris
PII
+$2.87M

Top Sells

Rank Stock Value
1
LZB icon
La-Z-Boy
LZB
+$7.6M
2
VYM icon
Vanguard High Dividend Yield ETF
VYM
+$3.57M
3
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$3.32M
4
RGR icon
Sturm, Ruger & Co
RGR
+$3.2M
5
PETM
PETSMART INC
PETM
+$3.16M

Sector Composition

Rank Sector Weight
1 Consumer Discretionary 8.15%
2 Financials 6.33%
3 Healthcare 6.27%
4 Consumer Staples 4.44%
5 Energy 4.35%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CVY icon
101
Invesco Zacks Multi-Asset Income ETF
CVY
$124M
$1.17M 0.29%
53,102
+2,237
+4% +$49.9K
KO icon
102
Coca-Cola
KO
$375B
$1.15M 0.28%
28,381
+4,848
+21% +$203K
VWO icon
103
Vanguard FTSE Emerging Markets ETF
VWO
$124B
$1.15M 0.28%
28,093
+3,311
+13% +$135K
DIS icon
104
Walt Disney
DIS
$181B
$1.14M 0.28%
10,825
+2,429
+29% +$245K
FXH icon
105
First Trust Health Care AlphaDEX Fund
FXH
$1.08B
$1.1M 0.27%
16,421
-259
-2% -$16.5K
CLX icon
106
Clorox
CLX
$12.7B
$1.09M 0.27%
9,865
+551
+6% +$59.8K
HYG icon
107
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
$16.6B
$1.08M 0.27%
11,888
+10,292
+645% +$931K
PSX icon
108
Phillips 66
PSX
$81.4B
$1.05M 0.26%
13,381
-1,927
-13% -$141K
DES icon
109
WisdomTree US SmallCap Dividend Fund
DES
$2.22B
$1.04M 0.26%
43,200
– –
MMM icon
110
3M
MMM
$94.3B
$1.04M 0.26%
7,525
+1,669
+29% +$230K
IYW icon
111
iShares US Technology ETF
IYW
$25.2B
$996K 0.25%
37,976
+4,332
+13% +$114K
DVYE icon
112
iShares Emerging Markets Dividend ETF
DVYE
$1.22B
$992K 0.25%
24,094
+909
+4% +$38.3K
XOM icon
113
ExxonMobil
XOM
$634B
$970K 0.24%
11,409
+6,783
+147% +$601K
IYR icon
114
iShares US Real Estate ETF
IYR
$4.65B
$958K 0.24%
12,080
-4,280
-26% -$342K
CVX icon
115
Chevron
CVX
$366B
$936K 0.23%
8,917
+2,835
+47% +$303K
XLV icon
116
State Street Health Care Select Sector SPDR ETF
XLV
$42.7B
$934K 0.23%
12,889
+803
+7% +$57.3K
PNC icon
117
PNC Financial Services
PNC
$101B
$909K 0.22%
9,745
-157
-2% -$14.2K
IGSB icon
118
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
$23B
$901K 0.22%
+17,068
New +$899K
AFL icon
119
Aflac
AFL
$62.6B
$896K 0.22%
27,994
+1,622
+6% +$49.5K
IGIB icon
120
iShares 5-10 Year Investment Grade Corporate Bond ETF
IGIB
$18.6B
$864K 0.21%
15,610
+10,300
+194% +$568K
EMR icon
121
Emerson Electric
EMR
$88.3B
$845K 0.21%
14,930
+2,866
+24% +$167K
FXL icon
122
First Trust Technology AlphaDEX Fund
FXL
$2.79B
$830K 0.21%
23,203
-1
-0% -$35
QCOM icon
123
Qualcomm
QCOM
$176B
$810K 0.2%
11,681
+1,650
+16% +$116K
FGD icon
124
First Trust Dow Jones Global Select Dividend Index Fund
FGD
$1.59B
$794K 0.2%
31,407
-976
-3% -$25.1K
GCE
125
DELISTED
Claymore/Robb CEF GS Connect ETN
GCE
$793K 0.2%
45,066
-23,852
-35% -$417K
3 4
5
6 7

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CC
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VCM
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ESBC
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SFI
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DF
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WJA
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OMC
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Regal Investment Advisors's Q1 2015 Portfolio in Review

As of Q1 2015, Regal Investment Advisors held 1,097 positions worth $405M, up 8.5% from $373M the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Regal Investment Advisors deployed $24.7M of net new capital in Q1 2015, opening 155 new positions and adding to 327 existing holdings. Its largest new stake was Monsanto Co: 26,275 shares worth $2.96M.

By sector, the portfolio is most concentrated in Consumer Discretionary at 8.1% of assets, down from 8.6% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was La-Z-Boy, an estimated $7.6M trimmed.

  • Regal Investment Advisors's largest Q1 2015 buy was Monsanto Co: 26,275 shares worth $2.96M.
  • Regal Investment Advisors added most to iShares Core S&P Mid-Cap ETF in Q1 2015, an estimated $4.18M increase.
  • Regal Investment Advisors's biggest Q1 2015 reduction was La-Z-Boy, cutting an estimated $7.6M.
  • Regal Investment Advisors fully exited PETSMART INC in Q1 2015, selling an estimated $3.16M.
  • Regal Investment Advisors's ten largest holdings make up 19% of its $405M portfolio in Q1 2015.
  • Regal Investment Advisors opened 155 new positions and closed 92 in Q1 2015.
  • Regal Investment Advisors's portfolio value rose 8.5% quarter-over-quarter to $405M.

Based on Regal Investment Advisors's 13F filing for Q1 2015, filed 30 Apr 2015.