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RIA

Regal Investment Advisors Portfolio holdings

AUM $1.73B
1-Year Est. Return 17.74%
This Fund
S&P 500
This Quarter Est. Return
-0.56%
1 Year Est. Return
+17.74%
3 Year Est. Return
+53.86%
5 Year Est. Return
+57.43%
10 Year Est. Return
+193.86%
AUM
$331M
AUM Growth
+$50.1M
Cap. Flow
+$53.9M
Cap. Flow %
16.29%
Top 10 Hldgs %
19.29%
Holding
1,024
New
97
Increased
293
Reduced
238
Closed
59

Top Buys

Rank Stock Value
1
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$11M
2
EFA icon
iShares MSCI EAFE ETF
EFA
+$4.66M
3
AAXJ icon
iShares MSCI All Country Asia ex Japan ETF
AAXJ
+$3.68M
4
QQQ icon
Invesco QQQ Trust
QQQ
+$3.21M
5
MDY icon
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
+$2.66M

Top Sells

Rank Stock Value
1
JNK icon
State Street SPDR Bloomberg High Yield Bond ETF
JNK
+$5.25M
2
VNQ icon
Vanguard Real Estate ETF
VNQ
+$3.19M
3
APO icon
Apollo Global Management
APO
+$2.15M
4
WMT icon
Walmart Inc
WMT
+$2.08M
5
FXU icon
First Trust Utilities AlphaDEX Fund
FXU
+$1.57M

Sector Composition

Rank Sector Weight
1 Energy 6.25%
2 Healthcare 5.62%
3 Financials 5.54%
4 Consumer Staples 5.35%
5 Consumer Discretionary 4.99%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
KMP
101
DELISTED
KINDER MORGAN ENER PNTRS L.P.
KMP
$869K 0.26%
9,313
+583
+7% +$51.9K
NUE icon
102
Nucor
NUE
$61.9B
$853K 0.26%
15,708
+2,503
+19% +$132K
PNC icon
103
PNC Financial Services
PNC
$101B
$852K 0.26%
9,959
-21
-0.2% -$1.79K
F icon
104
Ford
F
$55B
$851K 0.26%
57,545
-18,724
-25% -$320K
IYW icon
105
iShares US Technology ETF
IYW
$24.8B
$841K 0.25%
33,384
-488
-1% -$12.2K
MHR
106
DELISTED
MAGNUM HUNTER RESOURCES CORP (DEL)
MHR
$841K 0.25%
150,938
+23,742
+19% +$157K
VER
107
DELISTED
VEREIT, Inc.
VER
$833K 0.25%
13,821
-993
-7% -$63.8K
OIH icon
108
VanEck Oil Services ETF
OIH
$1.94B
$811K 0.25%
817
+778
+1,995% +$845K
MOO icon
109
VanEck Agribusiness ETF
MOO
$974M
$786K 0.24%
14,866
+13,094
+739% +$706K
HDV
110
iShares Core High Dividend ETF
HDV
$14.8B
$769K 0.23%
51,115
-1,985
-4% -$29.9K
STLD icon
111
Steel Dynamics
STLD
$37.5B
$753K 0.23%
33,320
+13
+0% +$284
FXL icon
112
First Trust Technology AlphaDEX Fund
FXL
$2.72B
$752K 0.23%
23,202
+1,405
+6% +$46K
GDX icon
113
VanEck Gold Miners ETF
GDX
$25.6B
$745K 0.23%
34,906
+33,748
+2,914% +$863K
SO icon
114
Southern Company
SO
$107B
$743K 0.22%
17,032
+4,604
+37% +$202K
QCOM icon
115
Qualcomm
QCOM
$168B
$727K 0.22%
9,728
+825
+9% +$63.1K
VWO icon
116
Vanguard FTSE Emerging Markets ETF
VWO
$123B
$726K 0.22%
17,402
+11,634
+202% +$517K
FCX icon
117
Freeport-McMoran
FCX
$95.5B
$708K 0.21%
21,683
-279
-1% -$10.1K
EMLP icon
118
First Trust North American Energy Infrastructure Fund
EMLP
$4.1B
$699K 0.21%
25,753
+3
+0% +$82
PCY icon
119
Invesco Emerging Markets Sovereign Debt ETF
PCY
$1.4B
$695K 0.21%
24,407
+681
+3% +$19.8K
VMBS icon
120
Vanguard Mortgage-Backed Securities ETF
VMBS
$15.4B
$689K 0.21%
13,098
-484
-4% -$25.4K
EMR icon
121
Emerson Electric
EMR
$87.5B
$677K 0.2%
10,824
+1,524
+16% +$99K
PEP icon
122
PepsiCo
PEP
$189B
$674K 0.2%
7,238
+629
+10% +$57.4K
XOM icon
123
ExxonMobil
XOM
$642B
$670K 0.2%
7,124
+385
+6% +$38.3K
FDL icon
124
First Trust Morningstar Dividend Leaders Index Fund
FDL
$7.77B
$641K 0.19%
27,373
-73
-0.3% -$1.73K
IEFA icon
125
iShares Core MSCI EAFE ETF
IEFA
$194B
$633K 0.19%
10,872
+1,480
+16% +$89.8K
3 4
5
6 7

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PAIM
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CC
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VCM
Valiant Capital Management San Francisco, California $1.74B AUM 64.05% 1-Year Est. Return
ESBC
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SFI
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MAM
Meeder Asset Management Dublin, Ohio $1.75B AUM 34.85% 1-Year Est. Return
DF
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WJA
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Regal Investment Advisors's Q3 2014 Portfolio in Review

As of Q3 2014, Regal Investment Advisors held 1,024 positions worth $331M, up 18% from $281M the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Regal Investment Advisors deployed $53.9M of net new capital in Q3 2014, opening 97 new positions and adding to 293 existing holdings. Its largest new stake was iShares MSCI All Country Asia ex Japan ETF: 56,951 shares worth $3.49M.

By sector, the portfolio is most concentrated in Energy at 6.3% of assets, down from 6.7% a quarter earlier, followed by Healthcare and Financials.

On the sell side, the largest reduction was State Street SPDR Bloomberg High Yield Bond ETF, an estimated $5.25M trimmed.

  • Regal Investment Advisors's largest Q3 2014 buy was iShares MSCI All Country Asia ex Japan ETF: 56,951 shares worth $3.49M.
  • Regal Investment Advisors added most to iShares iBoxx $ Investment Grade Corporate Bond ETF in Q3 2014, an estimated $11M increase.
  • Regal Investment Advisors's biggest Q3 2014 reduction was State Street SPDR Bloomberg High Yield Bond ETF, cutting an estimated $5.25M.
  • Regal Investment Advisors fully exited Nuveen Michigan Quality Municipal Income Fund in Q3 2014, selling an estimated $261K.
  • Regal Investment Advisors's ten largest holdings make up 19% of its $331M portfolio in Q3 2014.
  • Regal Investment Advisors opened 97 new positions and closed 59 in Q3 2014.
  • Regal Investment Advisors's portfolio value rose 18% quarter-over-quarter to $331M.

Based on Regal Investment Advisors's 13F filing for Q3 2014, filed 14 Nov 2014.