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RIA

Regal Investment Advisors Portfolio holdings

AUM $1.73B
1-Year Est. Return 17.74%
This Fund
S&P 500
This Quarter Est. Return
+3.54%
1 Year Est. Return
+17.74%
3 Year Est. Return
+53.86%
5 Year Est. Return
+57.43%
10 Year Est. Return
+182.67%
AUM
$281M
AUM Growth
+$44.5M
Cap. Flow
+$34.4M
Cap. Flow %
12.25%
Top 10 Hldgs %
18.03%
Holding
994
New
85
Increased
274
Reduced
215
Closed
66

Top Buys

Rank Stock Value
1
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$7.84M
2
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$4.56M
3
VYM icon
Vanguard High Dividend Yield ETF
VYM
+$3.19M
4
TIP icon
iShares TIPS Bond ETF
TIP
+$2.61M
5
DKS icon
Dick's Sporting Goods
DKS
+$2.6M

Top Sells

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$2.73M
2
AAP icon
Advance Auto Parts
AAP
+$2.3M
3
NEU icon
NewMarket
NEU
+$2.3M
4
ARLP icon
Alliance Resource Partners
ARLP
+$2.15M
5
LUV icon
Southwest Airlines
LUV
+$2.13M

Sector Composition

Rank Sector Weight
1 Financials 7.07%
2 Energy 6.65%
3 Consumer Staples 6.23%
4 Healthcare 5.97%
5 Consumer Discretionary 5.19%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
QCOM icon
101
Qualcomm
QCOM
$171B
$705K 0.25%
8,903
+4,503
+102% +$358K
EMLP icon
102
First Trust North American Energy Infrastructure Fund
EMLP
$4.12B
$696K 0.25%
25,750
+702
+3% +$17.9K
PCY icon
103
Invesco Emerging Markets Sovereign Debt ETF
PCY
$1.4B
$692K 0.25%
23,726
-781
-3% -$22.4K
XOM icon
104
ExxonMobil
XOM
$643B
$678K 0.24%
6,739
-230
-3% -$23.2K
GLD icon
105
SPDR Gold Trust
GLD
$132B
$659K 0.23%
5,146
+271
+6% +$33.7K
UPS icon
106
United Parcel Service
UPS
$90.8B
$659K 0.23%
6,424
+50
+0.8% +$5.02K
FDL icon
107
First Trust Morningstar Dividend Leaders Index Fund
FDL
$7.83B
$653K 0.23%
27,446
+1,325
+5% +$30.7K
NUE icon
108
Nucor
NUE
$59.5B
$650K 0.23%
13,205
-301
-2% -$15.4K
DJP icon
109
iPath Bloomberg Commodity Index Total Return ETN due 12 June 2036
DJP
$775M
$630K 0.22%
15,978
+11,732
+276% +$467K
JXI icon
110
iShares Global Utilities ETF
JXI
$313M
$624K 0.22%
12,405
-109
-0.9% -$5.34K
VTI icon
111
Vanguard Morningstar Total Stock Market ETF
VTI
$683B
$623K 0.22%
6,126
+64
+1% +$6.31K
MAIN icon
112
Main Street Capital
MAIN
$5.18B
$620K 0.22%
18,824
+6,625
+54% +$208K
EMR icon
113
Emerson Electric
EMR
$86.7B
$617K 0.22%
9,300
+1,500
+19% +$101K
USO icon
114
United States Oil Fund
USO
$1.81B
$611K 0.22%
+1,966
New +$590K
SCZ icon
115
iShares MSCI EAFE Small-Cap ETF
SCZ
$13.5B
$607K 0.22%
11,470
-959
-8% -$50.1K
STLD icon
116
Steel Dynamics
STLD
$37B
$598K 0.21%
33,307
-87
-0.3% -$1.56K
IEP icon
117
Icahn Enterprises
IEP
$5.22B
$595K 0.21%
5,970
+49
+0.8% +$4.91K
PEP icon
118
PepsiCo
PEP
$191B
$590K 0.21%
6,609
+1,053
+19% +$90.9K
IJH icon
119
iShares Core S&P Mid-Cap ETF
IJH
$126B
$586K 0.21%
20,480
-965
-4% -$26.5K
IEFA icon
120
iShares Core MSCI EAFE ETF
IEFA
$194B
$584K 0.21%
9,392
+716
+8% +$44.4K
FXZ icon
121
First Trust Materials AlphaDEX Fund
FXZ
$383M
$583K 0.21%
17,058
+6,952
+69% +$232K
O icon
122
Realty Income
O
$58.7B
$573K 0.2%
13,310
-532
-4% -$22.2K
TDIV icon
123
First Trust NASDAQ Technology Dividend Index Fund
TDIV
$4.4B
$568K 0.2%
21,433
+1,781
+9% +$45.7K
SO icon
124
Southern Company
SO
$107B
$564K 0.2%
12,428
+3,268
+36% +$144K
CINF icon
125
Cincinnati Financial
CINF
$27.3B
$562K 0.2%
11,700
-500
-4% -$24.3K
3 4
5
6 7

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VCM
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ESBC
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SFI
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MAM
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DF
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WJA
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Regal Investment Advisors's Q2 2014 Portfolio in Review

As of Q2 2014, Regal Investment Advisors held 994 positions worth $281M, up 19% from $236M the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Regal Investment Advisors deployed $34.4M of net new capital in Q2 2014, opening 85 new positions and adding to 274 existing holdings. Its largest new stake was Dick's Sporting Goods: 53,308 shares worth $2.48M.

By sector, the portfolio is most concentrated in Financials at 7.1% of assets, up from 5.1% a quarter earlier, followed by Energy and Consumer Staples.

On the sell side, the largest reduction was Apple, an estimated $2.73M trimmed.

  • Regal Investment Advisors's largest Q2 2014 buy was Dick's Sporting Goods: 53,308 shares worth $2.48M.
  • Regal Investment Advisors added most to iShares 20+ Year Treasury Bond ETF in Q2 2014, an estimated $7.84M increase.
  • Regal Investment Advisors's biggest Q2 2014 reduction was Apple, cutting an estimated $2.73M.
  • Regal Investment Advisors fully exited Interparfums in Q2 2014, selling an estimated $2.02M.
  • Regal Investment Advisors's ten largest holdings make up 18% of its $281M portfolio in Q2 2014.
  • Regal Investment Advisors opened 85 new positions and closed 66 in Q2 2014.
  • Regal Investment Advisors's portfolio value rose 19% quarter-over-quarter to $281M.

Based on Regal Investment Advisors's 13F filing for Q2 2014, filed 4 Aug 2014.