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RIA

Regal Investment Advisors Portfolio holdings

AUM $1.73B
1-Year Est. Return 17.74%
This Fund
S&P 500
This Quarter Est. Return
+8.26%
1 Year Est. Return
+17.74%
3 Year Est. Return
+53.86%
5 Year Est. Return
+57.43%
10 Year Est. Return
+193.86%
AUM
$175M
AUM Growth
+$3.45M
Cap. Flow
+$6.2M
Cap. Flow %
3.55%
Top 10 Hldgs %
15.72%
Holding
1,045
New
138
Increased
210
Reduced
309
Closed
203

Top Buys

Rank Stock Value
1
MA icon
Mastercard
MA
+$13.7M
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$1.57M
3
QQQ icon
Invesco QQQ Trust
QQQ
+$1.57M
4
RPXC
RPX Corporation
RPXC
+$1.3M
5
CPLA
Capella Education Company
CPLA
+$1.21M

Top Sells

Rank Stock Value
1
BND icon
Vanguard Total Bond Market
BND
+$1.63M
2
IEI icon
iShares 3-7 Year Treasury Bond ETF
IEI
+$1.51M
3
SAM icon
Boston Beer
SAM
+$1.43M
4
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$1.38M
5
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$1.27M

Sector Composition

Rank Sector Weight
1 Consumer Discretionary 9.03%
2 Energy 6.62%
3 Industrials 6.39%
4 Consumer Staples 6.37%
5 Healthcare 5.54%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
O icon
101
Realty Income
O
$58.4B
$523K 0.3%
14,471
+843
+6% +$32.4K
PCY icon
102
Invesco Emerging Markets Sovereign Debt ETF
PCY
$1.4B
$523K 0.3%
19,368
-10,750
-36% -$293K
IEFA icon
103
iShares Core MSCI EAFE ETF
IEFA
$194B
$494K 0.28%
8,135
+6,063
+293% +$358K
VER
104
DELISTED
VEREIT, Inc.
VER
$487K 0.28%
7,581
+933
+14% +$60.4K
MSFT icon
105
Microsoft
MSFT
$3.68T
$472K 0.27%
12,610
-10,289
-45% -$374K
ADP icon
106
Automatic Data Processing
ADP
$109B
$469K 0.27%
6,606
-802
-11% -$53.9K
AFL icon
107
Aflac
AFL
$64.4B
$465K 0.27%
13,914
+314
+2% +$10.3K
SDY icon
108
State Street SPDR S&P Dividend ETF
SDY
$23.8B
$445K 0.25%
6,121
+887
+17% +$63.8K
IJH icon
109
iShares Core S&P Mid-Cap ETF
IJH
$125B
$444K 0.25%
16,580
+5,115
+45% +$132K
IWD icon
110
iShares Russell 1000 Value ETF
IWD
$83.2B
$443K 0.25%
4,708
+1,043
+28% +$94.6K
CAT icon
111
Caterpillar
CAT
$399B
$434K 0.25%
4,784
-1,498
-24% -$128K
VTI icon
112
Vanguard Morningstar Total Stock Market ETF
VTI
$680B
$424K 0.24%
4,417
+2,721
+160% +$250K
DHR icon
113
Danaher
DHR
$139B
$421K 0.24%
8,113
+4,096
+102% +$201K
HR icon
114
Healthcare Realty
HR
$6.97B
$412K 0.24%
20,945
+6,345
+43% +$135K
STIP icon
115
iShares 0-5 Year TIPS Bond ETF
STIP
$15.8B
$407K 0.23%
4,031
+1,916
+91% +$194K
IEI icon
116
iShares 3-7 Year Treasury Bond ETF
IEI
$17.7B
$403K 0.23%
3,359
-12,415
-79% -$1.51M
GLD icon
117
SPDR Gold Trust
GLD
$137B
$399K 0.23%
3,437
-2,290
-40% -$281K
XOM icon
118
ExxonMobil
XOM
$637B
$392K 0.22%
3,872
-5,898
-60% -$545K
USRT icon
119
iShares Core US REIT ETF
USRT
$4.62B
$381K 0.22%
10,035
-970
-9% -$38K
PEP icon
120
PepsiCo
PEP
$188B
$378K 0.22%
4,556
-1,811
-28% -$150K
SO icon
121
Southern Company
SO
$107B
$366K 0.21%
8,908
+475
+6% +$19.6K
IVE icon
122
iShares S&P 500 Value ETF
IVE
$49.6B
$355K 0.2%
4,156
+95
+2% +$7.82K
DOC icon
123
Healthpeak Properties
DOC
$14.7B
$350K 0.2%
10,596
-494
-4% -$17.6K
IEP icon
124
Icahn Enterprises
IEP
$5.12B
$350K 0.2%
3,200
-2,100
-40% -$228K
FISV
125
Fiserv Inc
FISV
$28.1B
$345K 0.2%
+11,700
New +$316K
3 4
5
6 7

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CC
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VCM
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ESBC
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SFI
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MAM
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DF
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WJA
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Regal Investment Advisors's Q4 2013 Portfolio in Review

As of Q4 2013, Regal Investment Advisors held 1,045 positions worth $175M, up 2% from $171M the previous quarter. Its ten largest holdings account for 16% of the portfolio.

Regal Investment Advisors deployed $6.2M of net new capital in Q4 2013, opening 138 new positions and adding to 210 existing holdings. Its largest new stake was RPX Corporation: 76,430 shares worth $1.29M.

By sector, the portfolio is most concentrated in Consumer Discretionary at 9% of assets, up from 7.5% a quarter earlier, followed by Energy and Industrials.

On the sell side, the largest reduction was iShares 3-7 Year Treasury Bond ETF, an estimated $1.51M trimmed.

  • Regal Investment Advisors's largest Q4 2013 buy was RPX Corporation: 76,430 shares worth $1.29M.
  • Regal Investment Advisors added most to Mastercard in Q4 2013, an estimated $13.7M increase.
  • Regal Investment Advisors's biggest Q4 2013 reduction was iShares 3-7 Year Treasury Bond ETF, cutting an estimated $1.51M.
  • Regal Investment Advisors fully exited Vanguard Total Bond Market in Q4 2013, selling an estimated $1.63M.
  • Regal Investment Advisors's ten largest holdings make up 16% of its $175M portfolio in Q4 2013.
  • Regal Investment Advisors opened 138 new positions and closed 203 in Q4 2013.
  • Regal Investment Advisors's portfolio value rose 2% quarter-over-quarter to $175M.

Based on Regal Investment Advisors's 13F filing for Q4 2013, filed 6 Feb 2014.