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RIA

Regal Investment Advisors Portfolio holdings

AUM $1.73B
1-Year Est. Return 17.74%
This Fund
S&P 500
This Quarter Est. Return
+3.44%
1 Year Est. Return
+17.74%
3 Year Est. Return
+53.86%
5 Year Est. Return
+57.43%
10 Year Est. Return
+193.86%
AUM
$386M
AUM Growth
+$287K
Cap. Flow
-$7.89M
Cap. Flow %
-2.05%
Top 10 Hldgs %
19.16%
Holding
1,120
New
2
Increased
181
Reduced
71
Closed
849

Top Buys

Rank Stock Value
1
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$5.37M
2
QQQ icon
Invesco QQQ Trust
QQQ
+$4.78M
3
SCAI
Surgical Care Affiliates, Inc.
SCAI
+$3.8M
4
SNI
Scripps Networks Interactive, Inc Common Class A
SNI
+$3.27M
5
IWV icon
iShares Russell 3000 ETF
IWV
+$1.82M

Top Sells

Rank Stock Value
1
MBB icon
iShares MBS ETF
MBB
+$4.97M
2
SYNT
Syntel Inc
SYNT
+$3.13M
3
PM icon
Philip Morris
PM
+$2.94M
4
PODD icon
Insulet
PODD
+$2.9M
5
BLK icon
Blackrock
BLK
+$2.84M

Sector Composition

Rank Sector Weight
1 Consumer Discretionary 9.01%
2 Healthcare 6.84%
3 Industrials 6.08%
4 Financials 4.81%
5 Consumer Staples 4.03%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
KNL
1076
DELISTED
Knoll, Inc.
KNL
– –
-210
Closed -$4K
EBIX
1077
DELISTED
Ebix Inc
EBIX
– –
-200
Closed -$4K
CYB
1078
DELISTED
WisdomTree Chinese Yuan Strategy Fund
CYB
– –
-200
Closed -$4K
MINC
1079
DELISTED
AdvisorShares Newfleet Multi-Sector Income ETF
MINC
– –
-79
Closed -$3K
WLL
1080
DELISTED
Whiting Petroleum Corporation
WLL
– –
-1
Closed -$3K
NTP
1081
DELISTED
Nam Tai Property Inc.
NTP
– –
-190
Closed -$1K
MBT
1082
DELISTED
Mobile TeleSystems Public Joint Stock Company American Depositary Shares (Each representing 2 Shares
MBT
– –
-900
Closed -$6K
WBK
1083
DELISTED
Westpac Banking Corporation
WBK
– –
-6,828
Closed -$143K
BBL
1084
DELISTED
BHP Group Plc American Depositary Shares (Each representing two Ordinary Shares)
BBL
– –
-4,929
Closed -$151K
CMO
1085
DELISTED
Capstead Mortgage Corp.
CMO
– –
-1,682
Closed -$16K
BBF
1086
DELISTED
BlackRock Municipal Income Investment Trust
BBF
– –
-800
Closed -$10K
CEO
1087
DELISTED
CNOOC Limited
CEO
– –
-55
Closed -$5K
BBK
1088
DELISTED
Blackrock Municipal Bond Trust
BBK
– –
-800
Closed -$12K
TAT
1089
DELISTED
TransAtlantic Petroleum LTD.
TAT
– –
-3,000
Closed -$7K
UN
1090
DELISTED
Unilever NV New York Registry Shares
UN
– –
-86
Closed -$3K
FTR
1091
DELISTED
Frontier Communications Corp.
FTR
– –
-44
Closed -$3K
CY
1092
DELISTED
Cypress Semiconductor
CY
– –
-439
Closed -$3K
CELG
1093
DELISTED
Celgene Corp
CELG
– –
-323
Closed -$34K
OMED
1094
DELISTED
OncoMed Pharmaceuticals, Inc.
OMED
– –
-313
Closed -$5K
LPNT
1095
DELISTED
LifePoint Health, Inc.
LPNT
– –
-125
Closed -$8K
KED
1096
DELISTED
Kayne Anderson Energy
KED
– –
-250
Closed -$5K
SSRI
1097
DELISTED
Silver Standard Resources
SSRI
– –
-300
Closed -$1K
AIRM
1098
DELISTED
Air Methods Corp
AIRM
– –
-298
Closed -$10K
WWAV
1099
DELISTED
The WhiteWave Foods Company
WWAV
– –
-3,085
Closed -$123K
ACAS
1100
DELISTED
American Capital Ltd
ACAS
– –
-300
Closed -$3K
41 42 43
44
45

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PAIM
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CC
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VCM
Valiant Capital Management San Francisco, California $1.74B AUM 64.05% 1-Year Est. Return
ESBC
E.S. Barr & Co Lexington, Kentucky $1.72B AUM 12.69% 1-Year Est. Return
SFI
Siemens Fonds Invest Munich, Germany $1.75B AUM 26.24% 1-Year Est. Return
DF
DNCA Finance Paris, France $1.75B AUM 38.18% 1-Year Est. Return
WJA
Willis Johnson & Associates Houston, Texas $1.72B AUM 16.93% 1-Year Est. Return
OMC
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Regal Investment Advisors's Q4 2015 Portfolio in Review

As of Q4 2015, Regal Investment Advisors held 1,120 positions worth $386M, up 0.07% from $385M the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Regal Investment Advisors's Q4 2015 filing shows 2 new, 181 increased, 71 reduced and 849 closed positions. Its largest new stake was Surgical Care Affiliates, Inc.: 109,327 shares worth $4.35M. The largest sale was iShares MBS ETF, an estimated $4.97M.

By sector, the portfolio is most concentrated in Consumer Discretionary at 9% of assets, down from 9.1% a quarter earlier, followed by Healthcare and Industrials.

  • Regal Investment Advisors's largest Q4 2015 buy was Surgical Care Affiliates, Inc.: 109,327 shares worth $4.35M.
  • Regal Investment Advisors added most to iShares 1-3 Year Treasury Bond ETF in Q4 2015, an estimated $5.37M increase.
  • Regal Investment Advisors's biggest Q4 2015 reduction was iShares MBS ETF, cutting an estimated $4.97M.
  • Regal Investment Advisors fully exited Syntel Inc in Q4 2015, selling an estimated $3.13M.
  • Regal Investment Advisors's ten largest holdings make up 19% of its $386M portfolio in Q4 2015.
  • Regal Investment Advisors opened 2 new positions and closed 849 in Q4 2015.
  • Regal Investment Advisors's portfolio value rose 0.07% quarter-over-quarter to $386M.

Based on Regal Investment Advisors's 13F filing for Q4 2015, filed 8 Feb 2016.