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RIA

Regal Investment Advisors Portfolio holdings

AUM $1.73B
1-Year Est. Return 17.74%
This Fund
S&P 500
This Quarter Est. Return
-1.23%
1 Year Est. Return
+17.74%
3 Year Est. Return
+53.86%
5 Year Est. Return
+57.43%
10 Year Est. Return
+193.86%
AUM
$370M
AUM Growth
-$35M
Cap. Flow
-$27.9M
Cap. Flow %
-7.56%
Top 10 Hldgs %
16.35%
Holding
1,092
New
87
Increased
249
Reduced
266
Closed
121

Top Buys

Rank Stock Value
1
BKLN icon
Invesco Senior Loan ETF
BKLN
+$3.96M
2
AAXJ icon
iShares MSCI All Country Asia ex Japan ETF
AAXJ
+$3.39M
3
EWJ icon
iShares MSCI Japan ETF
EWJ
+$3.36M
4
JNK icon
State Street SPDR Bloomberg High Yield Bond ETF
JNK
+$3.16M
5
PODD icon
Insulet
PODD
+$3.16M

Top Sells

Rank Stock Value
1
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$9.67M
2
QQQ icon
Invesco QQQ Trust
QQQ
+$4.49M
3
IVV icon
iShares Core S&P 500 ETF
IVV
+$4.43M
4
VNQ icon
Vanguard Real Estate ETF
VNQ
+$4.06M
5
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$3.51M

Sector Composition

Rank Sector Weight
1 Consumer Discretionary 8.67%
2 Healthcare 7.38%
3 Financials 6.68%
4 Energy 4.47%
5 Technology 4.05%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AGC
1051
DELISTED
Advent Claymore Conv Sec & Incme
AGC
– –
-1,780
Closed -$12K
JASO
1052
DELISTED
JA Solar Holdings, Co., Ltd
JASO
– –
-40
Closed –
RPXC
1053
DELISTED
RPX Corporation
RPXC
– –
-303
Closed -$4K
TIME
1054
DELISTED
Time Inc.
TIME
$0 ﹤0.01%
2
– –
GAZ
1055
DELISTED
iPath Bloomberg Natural Gas Subindex Total Return ETN due October 22, 2037
GAZ
$0 ﹤0.01%
250
– –
LVLT
1056
DELISTED
Level 3 Communications Inc
LVLT
$0 ﹤0.01%
4
– –
SHOR
1057
DELISTED
ShoreTel, Inc.
SHOR
$0 ﹤0.01%
50
– –
MBLY
1058
DELISTED
Mobileye N.V.
MBLY
– –
-902
Closed -$38K
PWE
1059
DELISTED
Penn West Energy Petroleum Ltd
PWE
$0 ﹤0.01%
120
– –
ARIA
1060
DELISTED
Ariad Pharmaceuticals Inc
ARIA
– –
-5,000
Closed -$41K
NRF
1061
DELISTED
NorthStar Realty Finance Corp.
NRF
– –
-2,497
Closed -$90K
STJ
1062
DELISTED
St Jude Medical
STJ
– –
-16
Closed -$1K
BEBE
1063
DELISTED
Bebe Stores Inc
BEBE
$0 ﹤0.01%
+35
New +$988
WPG
1064
DELISTED
Washington Prime Group Inc.
WPG
$0 ﹤0.01%
7
– –
TE
1065
DELISTED
TECO ENERGY INC
TE
– –
-265
Closed -$5K
OIBR
1066
DELISTED
OI S A SPONSORED ADR REPSTG PFD NEW (BRA)
OIBR
$0 ﹤0.01%
31
– –
FSYS
1067
DELISTED
FUEL SYSTEMS SOLUTIONS INC COM STK
FSYS
$0 ﹤0.01%
125
– –
LINE
1068
DELISTED
LINN ENERGY LLC COM UTS REP LTD LIABILITY CO INTS
LINE
$0 ﹤0.01%
33
– –
BTU
1069
DELISTED
PEABODY ENERGY CORP COM STK NEW (DE)
BTU
$0 ﹤0.01%
11
-189
-95% -$11.1K
LF
1070
DELISTED
LEAPFROG ENTERPRISES INC.
LF
$0 ﹤0.01%
300
– –
ANAD
1071
DELISTED
ANADIGICS INC
ANAD
$0 ﹤0.01%
150
– –
RVLT
1072
DELISTED
Revolution Lighting Technologies, Inc. - Class A
RVLT
$0 ﹤0.01%
50
– –
REE
1073
DELISTED
RARE ELEMENT RES LTD
REE
$0 ﹤0.01%
100
– –
ALU
1074
DELISTED
Alcatel-Lucent
ALU
$0 ﹤0.01%
44
– –
RBY
1075
DELISTED
RUBICON MENERALS CORP (F)
RBY
– –
-738
Closed -$1K
40 41 42
43
44

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CC
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VCM
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ESBC
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SFI
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MAM
Meeder Asset Management Dublin, Ohio $1.75B AUM 34.85% 1-Year Est. Return
DF
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WJA
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Regal Investment Advisors's Q2 2015 Portfolio in Review

As of Q2 2015, Regal Investment Advisors held 1,092 positions worth $370M, down 8.7% from $405M the previous quarter. Its ten largest holdings account for 16% of the portfolio.

Regal Investment Advisors withdrew a net $27.9M in Q2 2015, closing 121 positions and reducing 266 holdings. Its most notable exit was WisdomTree US SmallCap Dividend Fund, an estimated $1.04M position sold in full.

By sector, the portfolio is most concentrated in Consumer Discretionary at 8.7% of assets, up from 8.1% a quarter earlier, followed by Healthcare and Financials.

Against the trend, Regal Investment Advisors opened a new position in Insulet worth $3.32M.

  • Regal Investment Advisors's largest Q2 2015 buy was Insulet: 107,267 shares worth $3.32M.
  • Regal Investment Advisors added most to Invesco Senior Loan ETF in Q2 2015, an estimated $3.96M increase.
  • Regal Investment Advisors's biggest Q2 2015 reduction was iShares iBoxx $ Investment Grade Corporate Bond ETF, cutting an estimated $9.67M.
  • Regal Investment Advisors fully exited WisdomTree US SmallCap Dividend Fund in Q2 2015, selling an estimated $1.04M.
  • Regal Investment Advisors's ten largest holdings make up 16% of its $370M portfolio in Q2 2015.
  • Regal Investment Advisors opened 87 new positions and closed 121 in Q2 2015.
  • Regal Investment Advisors's portfolio value fell 8.7% quarter-over-quarter to $370M.

Based on Regal Investment Advisors's 13F filing for Q2 2015, filed 23 Jul 2015.