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RIA

Regal Investment Advisors Portfolio holdings

AUM $1.73B
1-Year Est. Return 17.74%
This Fund
S&P 500
This Quarter Est. Return
-6.89%
1 Year Est. Return
+17.74%
3 Year Est. Return
+53.86%
5 Year Est. Return
+57.43%
10 Year Est. Return
+193.86%
AUM
$385M
AUM Growth
+$15.5M
Cap. Flow
+$48.1M
Cap. Flow %
12.48%
Top 10 Hldgs %
18.06%
Holding
1,192
New
215
Increased
313
Reduced
234
Closed
74

Top Buys

Rank Stock Value
1
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$9M
2
VTI icon
Vanguard Morningstar Total Stock Market ETF
VTI
+$8.41M
3
MBB icon
iShares MBS ETF
MBB
+$5.53M
4
KFRC icon
Kforce
KFRC
+$3.55M
5
TFCFA
Twenty-First Century Fox, Inc. Class A
TFCFA
+$3.41M

Top Sells

Rank Stock Value
1
BKLN icon
Invesco Senior Loan ETF
BKLN
+$4.02M
2
CACC icon
Credit Acceptance
CACC
+$3.68M
3
EWJ icon
iShares MSCI Japan ETF
EWJ
+$3.42M
4
JNK icon
State Street SPDR Bloomberg High Yield Bond ETF
JNK
+$3.42M
5
BAX icon
Baxter International
BAX
+$2.93M

Sector Composition

Rank Sector Weight
1 Consumer Discretionary 9.14%
2 Financials 5.94%
3 Healthcare 5.9%
4 Industrials 5.59%
5 Technology 4.73%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SQM icon
1001
Sociedad Química y Minera de Chile
SQM
$20.6B
$1K ﹤0.01%
81
– –
UNG icon
1002
United States Natural Gas Fund
UNG
$455M
$1K ﹤0.01%
8
– –
VIAV icon
1003
Viavi Solutions
VIAV
$9.66B
$1K ﹤0.01%
256
-194
-43% -$1.14K
WTRE icon
1004
WisdomTree New Economy Real Estate Fund
WTRE
$15.8M
$1K ﹤0.01%
50
– –
YELP icon
1005
Yelp
YELP
$1.41B
$1K ﹤0.01%
50
– –
Z icon
1006
Zillow
Z
$7.56B
$1K ﹤0.01%
+60
New +$1.57K
VIVS
1007
VivoSim Labs
VIVS
$1.64M
$1K ﹤0.01%
2
– –
SWN
1008
DELISTED
Southwestern Energy Company
SWN
$1K ﹤0.01%
150
– –
TGH
1009
DELISTED
Textainer Group Holdings limited
TGH
$1K ﹤0.01%
+105
New +$2.08K
MN
1010
DELISTED
MANNING & NAPIER, INC.
MN
$1K ﹤0.01%
230
-35
-13% -$334
DRE
1011
DELISTED
Duke Realty Corp.
DRE
$1K ﹤0.01%
+75
New +$1.44K
DISCK
1012
DELISTED
Discovery, Inc. Series C Common Stock
DISCK
$1K ﹤0.01%
59
– –
BPY
1013
DELISTED
Brookfield Property Partners L.P. Limited Partnership Units
BPY
$1K ﹤0.01%
57
– –
MNK
1014
DELISTED
MALLINCKRODT PUBLIC LIMITED COMPANY
MNK
$1K ﹤0.01%
27
+21
+350% +$2.08K
DNR
1015
DELISTED
Denbury Resources, Inc.
DNR
$1K ﹤0.01%
775
– –
JCP
1016
DELISTED
J.C. Penney Company, Inc.
JCP
$1K ﹤0.01%
155
-337
-68% -$2.98K
S
1017
DELISTED
Sprint Corporation
S
$1K ﹤0.01%
292
– –
STI
1018
DELISTED
SunTrust Banks, Inc.
STI
$1K ﹤0.01%
29
– –
GM.WS.B
1019
DELISTED
General Motors Company
GM.WS.B
$1K ﹤0.01%
+127
New +$1.73K
PAY
1020
DELISTED
Verifone Systems Inc
PAY
$1K ﹤0.01%
40
– –
FMI
1021
DELISTED
Foundation Medicine, Inc.
FMI
$1K ﹤0.01%
100
– –
TLN
1022
DELISTED
Talen Energy Corporation
TLN
$1K ﹤0.01%
137
-12
-8% -$176
RAX
1023
DELISTED
Rackspace Hosting Inc
RAX
$1K ﹤0.01%
70
– –
SZMK
1024
DELISTED
SIZMEK INC COM STK (DE)
SZMK
$1K ﹤0.01%
200
– –
MKTO
1025
DELISTED
MARKETO INC COM STK (DE)
MKTO
$1K ﹤0.01%
50
– –
39 40
41
42 43

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PAIM
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CC
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VCM
Valiant Capital Management San Francisco, California $1.74B AUM 64.05% 1-Year Est. Return
ESBC
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SFI
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DF
DNCA Finance Paris, France $1.75B AUM 38.18% 1-Year Est. Return
WJA
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OMC
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Regal Investment Advisors's Q3 2015 Portfolio in Review

As of Q3 2015, Regal Investment Advisors held 1,192 positions worth $385M, up 4.2% from $370M the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Regal Investment Advisors deployed $48.1M of net new capital in Q3 2015, opening 215 new positions and adding to 313 existing holdings. Its largest new stake was Kforce: 138,869 shares worth $3.65M.

By sector, the portfolio is most concentrated in Consumer Discretionary at 9.1% of assets, up from 8.7% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Invesco Senior Loan ETF, an estimated $4.02M trimmed.

  • Regal Investment Advisors's largest Q3 2015 buy was Kforce: 138,869 shares worth $3.65M.
  • Regal Investment Advisors added most to iShares 1-3 Year Treasury Bond ETF in Q3 2015, an estimated $9M increase.
  • Regal Investment Advisors's biggest Q3 2015 reduction was Invesco Senior Loan ETF, cutting an estimated $4.02M.
  • Regal Investment Advisors fully exited Invesco CurrencyShares Swiss Franc Trust in Q3 2015, selling an estimated $544K.
  • Regal Investment Advisors's ten largest holdings make up 18% of its $385M portfolio in Q3 2015.
  • Regal Investment Advisors opened 215 new positions and closed 74 in Q3 2015.
  • Regal Investment Advisors's portfolio value rose 4.2% quarter-over-quarter to $385M.

Based on Regal Investment Advisors's 13F filing for Q3 2015, filed 12 Nov 2015.