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RIA

Regal Investment Advisors Portfolio holdings

AUM $1.73B
1-Year Est. Return 17.74%
This Fund
S&P 500
This Quarter Est. Return
+8.26%
1 Year Est. Return
+17.74%
3 Year Est. Return
+53.86%
5 Year Est. Return
+57.43%
10 Year Est. Return
+193.86%
AUM
$175M
AUM Growth
+$3.45M
Cap. Flow
+$6.2M
Cap. Flow %
3.55%
Top 10 Hldgs %
15.72%
Holding
1,045
New
138
Increased
210
Reduced
309
Closed
203

Top Buys

Rank Stock Value
1
MA icon
Mastercard
MA
+$13.7M
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$1.57M
3
QQQ icon
Invesco QQQ Trust
QQQ
+$1.57M
4
RPXC
RPX Corporation
RPXC
+$1.3M
5
CPLA
Capella Education Company
CPLA
+$1.21M

Top Sells

Rank Stock Value
1
BND icon
Vanguard Total Bond Market
BND
+$1.63M
2
IEI icon
iShares 3-7 Year Treasury Bond ETF
IEI
+$1.51M
3
SAM icon
Boston Beer
SAM
+$1.43M
4
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$1.38M
5
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$1.27M

Sector Composition

Rank Sector Weight
1 Consumer Discretionary 9.03%
2 Energy 6.62%
3 Industrials 6.39%
4 Consumer Staples 6.37%
5 Healthcare 5.54%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FNGN
1001
DELISTED
Financial Engines, Inc.
FNGN
– –
-102
Closed -$6K
JASO
1002
DELISTED
JA Solar Holdings, Co., Ltd
JASO
$0 ﹤0.01%
40
– –
AHGP
1003
DELISTED
Alliance Holdings GP
AHGP
– –
-172
Closed -$10K
HSNI
1004
DELISTED
HSN, Inc.
HSNI
– –
-44
Closed -$2K
LVLT
1005
DELISTED
Level 3 Communications Inc
LVLT
$0 ﹤0.01%
4
-88
-96% -$2.59K
MJN
1006
DELISTED
Mead Johnson Nutrition Company
MJN
– –
-68
Closed -$5K
NPI
1007
DELISTED
NUVEEN PREMIUN INC MUN FUND
NPI
– –
-2,900
Closed -$37K
SQNM
1008
DELISTED
SEQUENOM INC NEW
SQNM
– –
-1,000
Closed -$3K
CSH
1009
DELISTED
CASH AMERICA INTERNATIONAL INC
CSH
$0 ﹤0.01%
26
-89
-77% -$1.6K
SNDK
1010
DELISTED
SANDISK CORP
SNDK
– –
-12
Closed -$1K
ALU
1011
DELISTED
Alcatel-Lucent
ALU
$0 ﹤0.01%
44
-1,025
-96% -$4.03K
UIL
1012
DELISTED
UIL HOLDINGS
UIL
– –
-100
Closed -$4K
MSO
1013
DELISTED
MARTHA STEWART LIVING OMNIMEDIA INC
MSO
– –
-253
Closed -$1K
CMLP
1014
DELISTED
CRESTWOOD MIDSTREAM PARTNERS LP NEW UTS REP LTD PRT INT (DE)
CMLP
– –
-2,939
Closed -$65K
WLT
1015
DELISTED
WALTER ENERGY INC COM STK (DE)
WLT
– –
-2
Closed –
RKT
1016
DELISTED
ROCK-TENN COMPANY CL-A
RKT
– –
-2
Closed –
COCO
1017
DELISTED
CORINTHIAN COLLEGES INC
COCO
$0 ﹤0.01%
260
– –
DRIV
1018
DELISTED
DIGITAL RIVER INC.
DRIV
– –
-80
Closed -$1K
AVNR
1019
DELISTED
AVANIR PHARMACEUTICALS, INC CL A
AVNR
– –
-1,400
Closed -$6K
TQNT
1020
DELISTED
TRIQUINT SEMICONDUCTOR INC
TQNT
– –
-1,100
Closed -$9K
OIBR.C
1021
DELISTED
OI S.A. American Depositary Shares, each representing five shares of common stock
OIBR.C
– –
0
– –
FST
1022
DELISTED
FOREST OIL CORPORATION
FST
– –
-200
Closed -$1K
KOG
1023
DELISTED
KODIAK OIL & GAS CORP
KOG
$0 ﹤0.01%
25
– –
JGT
1024
DELISTED
NUVEEN DIVERSIFIED CURRENCY OPPORTUNIES FUND(USA)
JGT
– –
-1,200
Closed -$13K
CSP
1025
DELISTED
AMER STRATEGIC INCM PTFL-III
CSP
– –
-8
Closed –
38 39 40
41
42

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PAIM
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CC
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VCM
Valiant Capital Management San Francisco, California $1.74B AUM 64.05% 1-Year Est. Return
ESBC
E.S. Barr & Co Lexington, Kentucky $1.72B AUM 12.69% 1-Year Est. Return
SFI
Siemens Fonds Invest Munich, Germany $1.75B AUM 26.24% 1-Year Est. Return
MAM
Meeder Asset Management Dublin, Ohio $1.75B AUM 34.85% 1-Year Est. Return
DF
DNCA Finance Paris, France $1.75B AUM 38.18% 1-Year Est. Return
WJA
Willis Johnson & Associates Houston, Texas $1.72B AUM 16.93% 1-Year Est. Return

Regal Investment Advisors's Q4 2013 Portfolio in Review

As of Q4 2013, Regal Investment Advisors held 1,045 positions worth $175M, up 2% from $171M the previous quarter. Its ten largest holdings account for 16% of the portfolio.

Regal Investment Advisors deployed $6.2M of net new capital in Q4 2013, opening 138 new positions and adding to 210 existing holdings. Its largest new stake was RPX Corporation: 76,430 shares worth $1.29M.

By sector, the portfolio is most concentrated in Consumer Discretionary at 9% of assets, up from 7.5% a quarter earlier, followed by Energy and Industrials.

On the sell side, the largest reduction was iShares 3-7 Year Treasury Bond ETF, an estimated $1.51M trimmed.

  • Regal Investment Advisors's largest Q4 2013 buy was RPX Corporation: 76,430 shares worth $1.29M.
  • Regal Investment Advisors added most to Mastercard in Q4 2013, an estimated $13.7M increase.
  • Regal Investment Advisors's biggest Q4 2013 reduction was iShares 3-7 Year Treasury Bond ETF, cutting an estimated $1.51M.
  • Regal Investment Advisors fully exited Vanguard Total Bond Market in Q4 2013, selling an estimated $1.63M.
  • Regal Investment Advisors's ten largest holdings make up 16% of its $175M portfolio in Q4 2013.
  • Regal Investment Advisors opened 138 new positions and closed 203 in Q4 2013.
  • Regal Investment Advisors's portfolio value rose 2% quarter-over-quarter to $175M.

Based on Regal Investment Advisors's 13F filing for Q4 2013, filed 6 Feb 2014.