We are live on ! Find out more
RIA

Regal Investment Advisors Portfolio holdings

AUM $1.73B
1-Year Est. Return 17.74%
This Fund
S&P 500
This Quarter Est. Return
+7.01%
1 Year Est. Return
+17.74%
3 Year Est. Return
+53.86%
5 Year Est. Return
+57.43%
10 Year Est. Return
+193.86%
AUM
$1.43B
AUM Growth
-$104M
Cap. Flow
-$193M
Cap. Flow %
-13.53%
Top 10 Hldgs %
20.8%
Holding
589
New
19
Increased
212
Reduced
246
Closed
89

Top Buys

Rank Stock Value
1
IUSB icon
iShares Core Universal USD Bond ETF
IUSB
+$7.98M
2
EFV icon
iShares MSCI EAFE Value ETF
EFV
+$6.18M
3
TLH icon
iShares 10-20 Year Treasury Bond ETF
TLH
+$3.48M
4
SLB icon
SLB Ltd
SLB
+$2.45M
5
DYNF icon
BlackRock US Equity Factor Rotation ETF
DYNF
+$2.44M

Top Sells

Rank Stock Value
1
ONEQ icon
Fidelity Nasdaq Composite Index ETF
ONEQ
+$17.5M
2
ITOT icon
iShares Core S&P Total US Stock Market ETF
ITOT
+$17M
3
BUFF icon
Innovator Laddered Allocation Power Buffer ETF
BUFF
+$10M
4
SPGP icon
Invesco S&P 500 GARP ETF
SPGP
+$9.74M
5
DGRW icon
WisdomTree Trust WisdomTree US Quality Dividend Growth Fund
DGRW
+$8.61M

Sector Composition

Rank Sector Weight
1 Technology 8.76%
2 Healthcare 5.26%
3 Consumer Staples 4.97%
4 Consumer Discretionary 4.21%
5 Financials 3.52%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
JAAA icon
76
Janus Henderson AAA CLO ETF
JAAA
$29.8B
$5.29M 0.37%
103,987
-103,610
-50% -$5.26M
BUFR icon
77
FT Vest Fund of Buffer ETFs
BUFR
$10.4B
$5.28M 0.37%
176,627
+31,332
+22% +$916K
BUFF icon
78
Innovator Laddered Allocation Power Buffer ETF
BUFF
$940M
$5.27M 0.37%
119,446
-231,395
-66% -$10M
AGG icon
79
iShares Core US Aggregate Bond ETF
AGG
$138B
$5.26M 0.37%
51,934
+7,036
+16% +$702K
CPAY icon
80
Corpay
CPAY
$25.7B
$5.25M 0.37%
16,774
+42
+0.3% +$12.3K
SCHG icon
81
Schwab US Large-Cap Growth ETF
SCHG
$62.9B
$5.18M 0.36%
198,916
-1,460
-0.7% -$36.7K
FDN icon
82
First Trust Dow Jones Internet Index Fund ETF
FDN
$5.34B
$5.11M 0.36%
24,121
+984
+4% +$197K
B
83
Barrick Mining
B
$73.2B
$5.09M 0.36%
255,925
-11,218
-4% -$214K
EXPE icon
84
Expedia Group
EXPE
$37.3B
$5.09M 0.36%
34,380
+3,149
+10% +$417K
CPRI icon
85
Capri Holdings
CPRI
$1.74B
$5.07M 0.36%
119,444
+12,247
+11% +$429K
ULTA icon
86
Ulta Beauty
ULTA
$24.3B
$5.06M 0.35%
13,002
+6,502
+100% +$2.44M
FANG icon
87
Diamondback Energy
FANG
$52.7B
$5.01M 0.35%
29,063
-1,451
-5% -$279K
TLH icon
88
iShares 10-20 Year Treasury Bond ETF
TLH
$10.9B
$4.94M 0.35%
45,219
+32,512
+256% +$3.48M
PEP icon
89
PepsiCo
PEP
$190B
$4.94M 0.35%
29,071
+518
+2% +$89K
IBM icon
90
IBM
IBM
$224B
$4.91M 0.34%
22,208
+3,270
+17% +$641K
LZB icon
91
La-Z-Boy
LZB
$1.69B
$4.72M 0.33%
109,856
– –
GOOGL icon
92
Alphabet (Google) Class A
GOOGL
$4.33T
$4.64M 0.32%
27,953
-22,185
-44% -$3.72M
SPGP icon
93
Invesco S&P 500 GARP ETF
SPGP
$2.32B
$4.6M 0.32%
43,981
-95,303
-68% -$9.74M
GSIE icon
94
Goldman Sachs ActiveBeta International Equity ETF
GSIE
$6.16B
$4.58M 0.32%
126,585
-5,648
-4% -$197K
CLX icon
95
Clorox
CLX
$12.7B
$4.51M 0.32%
27,681
+2,902
+12% +$430K
KMB icon
96
Kimberly-Clark
KMB
$36.5B
$4.46M 0.31%
31,380
+757
+2% +$107K
GLD icon
97
SPDR Gold Trust
GLD
$142B
$4.46M 0.31%
18,341
-55
-0.3% -$12.6K
CBOE icon
98
Cboe Global Markets
CBOE
$29.9B
$4.43M 0.31%
21,634
-640
-3% -$126K
CME icon
99
CME Group
CME
$94.8B
$4.4M 0.31%
19,922
+729
+4% +$151K
EOG icon
100
EOG Resources
EOG
$70.7B
$4.38M 0.31%
35,631
-4,895
-12% -$615K
2 3
4
5 6

Similar funds

PAIM
Punch & Associates Investment Management Edina, Minnesota $1.73B AUM 27.65% 1-Year Est. Return
CC
Commodore Capital New York $1.73B AUM 298.96% 1-Year Est. Return
VCM
Valiant Capital Management San Francisco, California $1.74B AUM 64.05% 1-Year Est. Return
ESBC
E.S. Barr & Co Lexington, Kentucky $1.72B AUM 12.69% 1-Year Est. Return
SFI
Siemens Fonds Invest Munich, Germany $1.75B AUM 26.24% 1-Year Est. Return
DF
DNCA Finance Paris, France $1.75B AUM 38.18% 1-Year Est. Return
WJA
Willis Johnson & Associates Houston, Texas $1.72B AUM 16.93% 1-Year Est. Return
OMC
Oasis Management Company Grand Cayman, Cayman Islands $1.72B AUM 32.1% 1-Year Est. Return

Regal Investment Advisors's Q3 2024 Portfolio in Review

As of Q3 2024, Regal Investment Advisors held 589 positions worth $1.43B, down 6.8% from $1.53B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

Regal Investment Advisors withdrew a net $193M in Q3 2024, closing 89 positions and reducing 246 holdings. Its most notable exit was WisdomTree Trust WisdomTree US Quality Dividend Growth Fund, an estimated $8.61M position sold in full.

By sector, the portfolio is most concentrated in Technology at 8.8% of assets, down from 9.3% a quarter earlier, followed by Healthcare and Consumer Staples.

Against the trend, Regal Investment Advisors opened a new position in BondBloxx Bloomberg One Year Target Duration US Treasury ETF worth $943K.

  • Regal Investment Advisors's largest Q3 2024 buy was BondBloxx Bloomberg One Year Target Duration US Treasury ETF: 18,875 shares worth $943K.
  • Regal Investment Advisors added most to iShares Core Universal USD Bond ETF in Q3 2024, an estimated $7.98M increase.
  • Regal Investment Advisors's biggest Q3 2024 reduction was Fidelity Nasdaq Composite Index ETF, cutting an estimated $17.5M.
  • Regal Investment Advisors fully exited WisdomTree Trust WisdomTree US Quality Dividend Growth Fund in Q3 2024, selling an estimated $8.61M.
  • Regal Investment Advisors's ten largest holdings make up 21% of its $1.43B portfolio in Q3 2024.
  • Regal Investment Advisors opened 19 new positions and closed 89 in Q3 2024.
  • Regal Investment Advisors's portfolio value fell 6.8% quarter-over-quarter to $1.43B.

Based on Regal Investment Advisors's 13F filing for Q3 2024, filed 12 Nov 2024.